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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

55 hedge funds and large institutions have $166M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 18 increasing their positions, 21 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

20% more capital invested

Capital invested by funds: $138M → $166M (+$27.2M)

6% more funds holding

Funds holding: 5255 (+3)

14% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 21

Holders
55
Holders Change
+3
Holders Change %
+5.77%
% of All Funds
1.6%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.06%
New
14
Increased
18
Reduced
21
Closed
10
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$35.4M +$3.34M +192,267 +10%
Wells Fargo
2
Wells Fargo
California
$13.1M -$1.17M -67,300 -8%
Bank of America
3
Bank of America
North Carolina
$10.9M +$612K +35,204 +6%
TAM
4
Third Avenue Management
New York
$9.98M +$7.18M +413,430 +249%
RCM
5
Rivernorth Capital Management
Florida
$9.39M +$6.85M +394,278 +261%
CP
6
Camelot Portfolios
Ohio
$9.32M +$410K +23,580 +5%
U
7
UBS
Switzerland
$7.48M -$108K -6,241 -1%
EVM
8
Eaton Vance Management
Massachusetts
$6.75M +$6.81M +391,888 New
1832 Asset Management
9
1832 Asset Management
Ontario, Canada
$6.23M +$80.9K +4,655 +1%
AAM
10
Advisors Asset Management
Colorado
$6.12M -$183K -10,540 -3%
PRCM
11
Pine River Capital Management
Minnesota
$5.92M +$630K +36,274 +12%
GC
12
Guggenheim Capital
Illinois
$5.29M -$1.02M -58,427 -16%
SCM
13
Saba Capital Management
New York
$4.2M +$2.82M +162,273 +198%
RJA
14
Raymond James & Associates
Florida
$4.05M -$344K -19,792 -8%
Invesco
15
Invesco
Georgia
$3.99M +$303K +17,416 +8%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$2.71M -$65.4K -3,766 -2%
SFS
17
Shaker Financial Services
Virginia
$2.09M +$2.11M +121,279 New
BTS
18
BB&T Securities
Virginia
$2.06M +$539 +31 +0.3%
LPL Financial
19
LPL Financial
California
$1.89M -$229K -13,205 -11%
DA
20
Doliver Advisors
Texas
$1.84M +$1.65M +95,000 +798%
MIG
21
Mariner Investment Group
New York
$1.58M +$801K +46,100 +101%
TC
22
TFS Capital
Pennsylvania
$1.38M +$1.39M +80,016 New
RJFSA
23
Raymond James Financial Services Advisors
Florida
$1.3M -$103K -5,944 -7%
SG Americas Securities
24
SG Americas Securities
New York
$1.18M +$1.19M +68,452 New
TJHA
25
Thomas J. Herzfeld Advisors
Florida
$1.08M +$808K +46,493 +283%

FSD Hedge Fund Activity: Q4 2013 in Review

55 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q4 2013, worth a combined $166M — up 20% from $138M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FSD positions and 10 closed out — a net gain of 4 holders — while 18 added to existing stakes and 21 trimmed.

The largest buyer was Third Avenue Management, adding an estimated $7.18M. The largest seller was Wells Fargo, cutting an estimated $1.17M.

  • 55 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q4 2013, up from 52 in Q3 2013.
  • Funds reported $166M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q4 2013, up 20% quarter-over-quarter.
  • 14 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q4 2013 and 10 closed out, a net change of +4 holders.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q4 2013 was Third Avenue Management, an estimated $7.18M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q4 2013 was Wells Fargo, an estimated $1.17M sold.

Based on aggregated 13F filings for Q4 2013.