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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

67 hedge funds and large institutions have $178M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 18 increasing their positions, 24 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

5% more capital invested

Capital invested by funds: $170M → $178M (+$8.39M)

8% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 12

1% less funds holding

Funds holding: 6867 (-1)

25% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 24

Holders
67
Holders Change
-1
Holders Change %
-1.47%
% of All Funds
1.79%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
18
Reduced
24
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$44.7M +$5.61M +345,550 +14%
Wells Fargo
2
Wells Fargo
California
$16.6M +$2.94M +180,819 +22%
TAM
3
Third Avenue Management
New York
$13.3M +$257K +15,805 +2%
RCM
4
Rivernorth Capital Management
Florida
$13.1M +$1.22M +75,419 +10%
Bank of America
5
Bank of America
North Carolina
$12.2M +$1.6M +98,497 +15%
EVM
6
Eaton Vance Management
Massachusetts
$7.65M +$771K +47,481 +11%
UBS Group
7
UBS Group
Switzerland
$6.62M -$306K -18,813 -4%
PRCM
8
Pine River Capital Management
Minnesota
$6.3M
SCM
9
Saba Capital Management
New York
$5.7M -$2.09M -128,688 -27%
Invesco
10
Invesco
Georgia
$5.55M -$104K -6,426 -2%
COLIM
11
City of London Investment Management
United Kingdom
$4.88M
CC
12
Carlson Capital
Texas
$3.68M +$942K +58,000 +35%
RJA
13
Raymond James & Associates
Florida
$3.48M +$194K +11,939 +6%
AA
14
AQR Arbitrage
Connecticut
$3.23M +$3.2M +197,271 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.54M +$278K +17,112 +12%
AAM
16
Advisors Asset Management
Colorado
$2.41M -$989K -60,919 -29%
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$2.21M -$27K -1,660 -1%
LPL Financial
18
LPL Financial
California
$2.11M +$84.5K +5,201 +4%
WAM
19
Wolverine Asset Management
Illinois
$2.1M +$2.09M +128,421 New
AI
20
Atria Investments
North Carolina
$1.84M -$1.17M -72,330 -39%
Thrivent Financial for Lutherans
21
Thrivent Financial for Lutherans
Minnesota
$1.79M +$195K +12,000 +12%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$1.73M +$113K +6,962 +7%
Citigroup
23
Citigroup
New York
$1.3M +$1.28M +79,112 New
YMRC
24
Yorktown Management & Research Company
Virginia
$1.23M +$1.22M +74,900 New
GC
25
Guggenheim Capital
Illinois
$1.17M -$329K -20,253 -22%

FSD Hedge Fund Activity: Q1 2015 in Review

67 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q1 2015, worth a combined $178M — up 4.9% from $170M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FSD and 11 opened new positions — a net loss of 1 holder — while 24 trimmed existing stakes and 18 added.

The largest buyer was Morgan Stanley, adding an estimated $5.61M. The largest seller was Mariner Investment Group, cutting an estimated $3.51M.

  • 67 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q1 2015, down from 68 in Q4 2014.
  • Funds reported $178M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q1 2015, up 4.9% quarter-over-quarter.
  • 11 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q1 2015 and 12 closed out, a net change of -1 holder.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q1 2015 was Morgan Stanley, an estimated $5.61M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q1 2015 was Mariner Investment Group, an estimated $3.51M sold.

Based on aggregated 13F filings for Q1 2015.