Mariner Investment Group’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Mariner Investment Group’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-40,626	Closed	-$572K	–	219
2015 Q4	$572K	Sell	40,626 -52,467	-56%	-$750K	0.13%	144
2015 Q3	$1.31M	Buy	+93,093	New	+$1.38M	0.26%	102
2015 Q2	–	Sell	-24,924	Closed	-$408K	–	243
2015 Q1	$408K	Sell	24,924 -216,102	-90%	-$3.51M	0.11%	124
2014 Q4	$3.86M	Buy	+241,026	New	+$4.01M	0.66%	45
2014 Q3	–	Sell	-81,100	Closed	-$1.47M	–	296
2014 Q2	$1.47M	Hold	81,100	–	–	0.28%	87
2014 Q1	$1.44M	Sell	81,100 -10,797	-12%	-$190K	0.32%	73
2013 Q4	$1.58M	Buy	91,897 +46,100	+101%	+$801K	0.24%	83
2013 Q3	$803K	Buy	45,797 +24,797	+118%	+$430K	0.21%	82
2013 Q2	$369K	Buy	+21,000	New	+$389K	0.15%	94

Other funds holding FSD

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SCM

Saba Capital Management New York $3.62B AUM 13% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Camelot Portfolios Maumee, Ohio $143M AUM 14.82% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Bessemer Group Woodbridge, New Jersey $63.6B AUM 28.76% 1-Year Est. Return

Mariner Investment Group's FSD Position: Q1 2016 in Review

Mariner Investment Group sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q1 2016, closing a stake of 40,626 shares — an estimated $572K sold.

Mariner Investment Group first reported a position in FSD in Q2 2013 and held it in 9 quarters. The position peaked at $3.86M in Q4 2014. 56 funds tracked by Wall St. Rank hold FSD as of Q1 2016.

Mariner Investment Group reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q1 2016 after selling out during the quarter.
Mariner Investment Group sold 40,626 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q1 2016, an estimated $572K.
Mariner Investment Group first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2013 and held it in 9 quarters.
Mariner Investment Group's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $3.86M in Q4 2014.
56 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q1 2016.

Based on Mariner Investment Group's 13F filing for Q1 2016, filed 3 May 2016.