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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

73 hedge funds and large institutions have $197M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2021 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 31 increasing their positions, 16 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

94% more repeat investments, than reductions

Existing positions increased: 31 | Existing positions reduced: 16

7% more capital invested

Capital invested by funds: $184M → $197M (+$13.1M)

8% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 13

3% less funds holding

Funds holding: 7573 (-2)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
73
Holders Change
-2
Holders Change %
-2.67%
% of All Funds
1.28%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
12
Increased
31
Reduced
16
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$52.1M +$1.14M +76,195 +2%
PPA
2
Parametric Portfolio Associates
Washington
$27M +$14.2M +950,770 +114%
SIA
3
Sit Investment Associates
Minnesota
$22.3M +$752K +50,429 +4%
SCM
4
Saba Capital Management
New York
$20.5M -$5.03M -337,482 -20%
RCM
5
Rivernorth Capital Management
Florida
$12.3M -$1.24M -83,215 -9%
BI
6
Bramshill Investments
Florida
$10M +$51.5K +3,454 +0.5%
Invesco
7
Invesco
Georgia
$6.8M -$58.5K -3,924 -0.9%
Osaic Holdings
8
Osaic Holdings
Arizona
$5.29M +$130K +8,707 +3%
CP
9
Camelot Portfolios
Ohio
$4.15M +$318K +21,306 +8%
COLIM
10
City of London Investment Management
United Kingdom
$4.07M +$945K +63,343 +31%
Wells Fargo
11
Wells Fargo
California
$3.34M -$342K -22,933 -9%
Ameriprise
12
Ameriprise
Minnesota
$2.91M +$641K +42,959 +29%
RJA
13
Raymond James & Associates
Florida
$2.56M -$111K -7,471 -4%
UBS Group
14
UBS Group
Switzerland
$2.43M -$96.7K -6,482 -4%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$2.01M +$146K +9,807 +8%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$1.69M +$80.4K +5,388 +5%
RJFSA
17
Raymond James Financial Services Advisors
Florida
$1.38M -$2.52K -169 -0.2%
SFS
18
Sowell Financial Services
Arkansas
$1.06M +$1.02M +68,551 +77,024%
6M
19
6 Meridian
Kansas
$1.05M +$128K +8,582 +14%
MAFM
20
Mid Atlantic Financial Management
Pennsylvania
$1.02M +$160K +10,750 +19%
SFS
21
Shaker Financial Services
Virginia
$989K +$183K +12,302 +23%
AAM
22
Advisors Asset Management
Colorado
$886K -$307K -20,609 -26%
LPL Financial
23
LPL Financial
California
$874K +$78.2K +5,245 +10%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$872K +$135K +9,049 +19%
DADC
25
D.A. Davidson & Co
Montana
$789K +$779K +52,206 New

FSD Hedge Fund Activity: Q1 2021 in Review

73 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q1 2021, worth a combined $197M — up 7.1% from $184M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FSD and 12 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 31 added.

The largest buyer was Parametric Portfolio Associates, adding an estimated $14.2M. The largest seller was Saba Capital Management, cutting an estimated $5.03M.

  • 73 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q1 2021, down from 75 in Q4 2020.
  • Funds reported $197M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q1 2021, up 7.1% quarter-over-quarter.
  • 12 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q1 2021 and 13 closed out, a net change of -1 holder.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q1 2021 was Parametric Portfolio Associates, an estimated $14.2M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q1 2021 was Saba Capital Management, an estimated $5.03M sold.

Based on aggregated 13F filings for Q1 2021.