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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

60 hedge funds and large institutions have $195M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2021 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 18 increasing their positions, 21 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

1% more capital invested

Capital invested by funds: $194M → $195M (+$1.1M)

10% less funds holding

Funds holding: 6760 (-7)

14% less repeat investments, than reductions

Existing positions increased: 18 | Existing positions reduced: 21

46% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 13

Holders
60
Holders Change
-7
Holders Change %
-10.45%
% of All Funds
1.05%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
7
Increased
18
Reduced
21
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.3M +$4.87M +305,935 +8%
PPA
2
Parametric Portfolio Associates
Washington
$27.1M -$4.28M -269,127 -14%
SIA
3
Sit Investment Associates
Minnesota
$22.6M -$1.84M -115,968 -8%
BI
4
Bramshill Investments
Florida
$12.1M -$3.56M -223,508 -23%
PCM
5
Penserra Capital Management
California
$11.6M +$11.6M +731,799 New
Invesco
6
Invesco
Georgia
$7.25M -$165K -10,346 -2%
Osaic Holdings
7
Osaic Holdings
Arizona
$5.73M -$132K -8,306 -2%
COLIM
8
City of London Investment Management
United Kingdom
$4.28M
UBS Group
9
UBS Group
Switzerland
$4.13M +$1.54M +96,692 +59%
Wells Fargo
10
Wells Fargo
California
$3.32M +$112K +7,043 +3%
RJA
11
Raymond James & Associates
Florida
$2.91M +$101K +6,370 +4%
Ameriprise
12
Ameriprise
Minnesota
$2.73M +$104K +6,544 +4%
Citadel Advisors
13
Citadel Advisors
Florida
$2.59M +$2.59M +163,098 New
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$2.2M +$105K +6,570 +5%
Cohen & Steers
15
Cohen & Steers
New York
$2.15M +$2.15M +135,000 New
GC
16
Guggenheim Capital
Illinois
$1.57M +$991K +62,295 +170%
CP
17
Camelot Portfolios
Ohio
$1.44M -$2.15M -134,972 -60%
RJFSA
18
Raymond James Financial Services Advisors
Florida
$1.39M -$7.41K -466 -0.5%
Thrivent Financial for Lutherans
19
Thrivent Financial for Lutherans
Minnesota
$1.27M +$370K +23,247 +41%
SFS
20
Sowell Financial Services
Arkansas
$1.14M
SFS
21
Shaker Financial Services
Virginia
$882K -$799K -50,244 -48%
AAM
22
Advisors Asset Management
Colorado
$880K +$881K +55,385 New
DADC
23
D.A. Davidson & Co
Montana
$769K -$11.1K -696 -1%
OC
24
Oppenheimer & Co
New York
$664K +$287K +18,047 +76%
POIA
25
Pin Oak Investment Advisors
Texas
$619K

FSD Hedge Fund Activity: Q3 2021 in Review

60 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q3 2021, worth a combined $195M — up 0.57% from $194M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FSD and 7 opened new positions — a net loss of 6 holders — while 21 trimmed existing stakes and 18 added.

The largest buyer was Penserra Capital Management, opening a new position worth an estimated $11.6M. The largest seller was Rivernorth Capital Management, exiting entirely with an estimated $10.5M sold.

  • 60 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q3 2021, down from 67 in Q2 2021.
  • Funds reported $195M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q3 2021, up 0.57% quarter-over-quarter.
  • 7 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q3 2021 and 13 closed out, a net change of -6 holders.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q3 2021 was Penserra Capital Management, an estimated $11.6M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q3 2021 was Rivernorth Capital Management, an estimated $10.5M sold.

Based on aggregated 13F filings for Q3 2021.