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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

60 hedge funds and large institutions have $142M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2017 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 20 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 9

54% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 13

11% more funds holding

Funds holding: 5460 (+6)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

11% less capital invested

Capital invested by funds: $159M → $142M (-$17M)

Holders
60
Holders Change
+6
Holders Change %
+11.11%
% of All Funds
1.36%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
15
Increased
20
Reduced
13
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$59M -$4.68M -281,449 -7%
UBS Group
2
UBS Group
Switzerland
$18.3M +$628K +37,800 +4%
CP
3
Camelot Portfolios
Ohio
$11.1M -$196K -11,767 -2%
Wells Fargo
4
Wells Fargo
California
$5.67M -$1.02M -61,188 -15%
Invesco
5
Invesco
Georgia
$4.95M -$495K -29,775 -9%
Bank of America
6
Bank of America
North Carolina
$4.4M -$4.74K -285 -0.1%
VIA
7
Vident Investment Advisory
Georgia
$3.79M +$399K +24,037 +12%
RJA
8
Raymond James & Associates
Florida
$3.05M -$160K -9,654 -5%
Ameriprise
9
Ameriprise
Minnesota
$2.77M +$891K +53,638 +47%
SFS
10
Shaker Financial Services
Virginia
$2.44M +$458K +27,575 +23%
CRC
11
Curi RMB Capital
Illinois
$2.36M +$2.37M +142,639 New
Bessemer Group
12
Bessemer Group
New Jersey
$1.88M
SIA
13
Sit Investment Associates
Minnesota
$1.56M +$735K +44,255 +89%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.51M -$141K -8,462 -8%
Millennium Management
15
Millennium Management
New York
$1.47M +$890K +53,547 +153%
WAM
16
Wolverine Asset Management
Illinois
$1.36M +$1.37M +82,379 New
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$1.14M +$1.05M +63,057 +1,063%
LCM
18
Landscape Capital Management
New Jersey
$1.11M +$1.12M +67,269 New
LPL Financial
19
LPL Financial
California
$1.04M +$143K +8,619 +16%
SPC
20
Sigma Planning Corp
Michigan
$983K +$337K +20,310 +52%
OC
21
Oppenheimer & Co
New York
$973K -$138K -8,307 -12%
RJFSA
22
Raymond James Financial Services Advisors
Florida
$737K -$425K -25,594 -37%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$717K +$216 +13 +0%
Northwestern Mutual Wealth Management
24
Northwestern Mutual Wealth Management
Wisconsin
$679K +$20.4K +1,230 +3%
AAM
25
Advisors Asset Management
Colorado
$626K -$56.7K -3,412 -8%

FSD Hedge Fund Activity: Q4 2017 in Review

60 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q4 2017, worth a combined $142M — down 11% from $159M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FSD positions and 9 closed out — a net gain of 6 holders — while 20 added to existing stakes and 13 trimmed.

The largest buyer was Curi RMB Capital, opening a new position worth an estimated $2.37M. The largest seller was Laurion Capital Management, exiting entirely with an estimated $14M sold.

  • 60 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q4 2017, up from 54 in Q3 2017.
  • Funds reported $142M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q4 2017, down 11% quarter-over-quarter.
  • 15 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q4 2017 and 9 closed out, a net change of +6 holders.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q4 2017 was Curi RMB Capital, an estimated $2.37M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q4 2017 was Laurion Capital Management, an estimated $14M sold.

Based on aggregated 13F filings for Q4 2017.