Ladenburg Thalmann Financial Services’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$5.01M	Buy	318,320 +1,181	+0.4%	+$18.1K	0.03%	478
2019 Q3	$4.81M	Buy	317,139 +1,664	+0.5%	+$24.8K	0.03%	477
2019 Q2	$4.74M	Buy	315,475 +774	+0.2%	+$11.3K	0.03%	459
2019 Q1	$4.6M	Buy	314,701 +11,311	+4%	+$161K	0.04%	461
2018 Q4	$4.03M	Buy	303,390 +1,657	+0.5%	+$23.1K	0.04%	440
2018 Q3	$4.45M	Buy	301,733 +227,276	+305%	+$3.35M	0.04%	431
2018 Q2	$1.12M	Hold	74,457	–	–	0.01%	1003
2018 Q1	$1.12M	Buy	74,457 +5,467	+8%	+$87.7K	0.01%	1003
2017 Q4	$1.14M	Buy	68,990 +63,057	+1,063%	+$1.05M	0.01%	989
2017 Q3	$101K	Buy	5,933 +450	+8%	+$7.64K	﹤0.01%	2599
2017 Q2	$95K	Sell	5,483 -773	-12%	-$13.2K	﹤0.01%	2547
2017 Q1	$104K	Buy	6,256 +203	+3%	+$3.38K	﹤0.01%	2381
2016 Q4	$97K	Buy	6,053 +2,020	+50%	+$31.5K	﹤0.01%	2351
2016 Q3	$63K	Sell	4,033 -150	-4%	-$2.31K	﹤0.01%	2612
2016 Q2	$62K	Hold	4,183	–	–	﹤0.01%	2520
2016 Q1	$61K	Sell	4,183 -23	-0.5%	-$320	﹤0.01%	2439
2015 Q4	$59K	Sell	4,206 -43	-1%	-$615	﹤0.01%	2447
2015 Q3	$60K	Buy	4,249 +50	+1%	+$740	﹤0.01%	2345
2015 Q2	$65K	Buy	4,199 +967	+30%	+$15.7K	﹤0.01%	2406
2015 Q1	$53K	Sell	3,232 -2,867	-47%	-$46.6K	﹤0.01%	2512
2014 Q4	$98K	Buy	6,099 +4,758	+355%	+$79.2K	﹤0.01%	1917
2014 Q3	$23K	Buy	1,341 +24	+2%	+$421	﹤0.01%	2568
2014 Q2	$24K	Buy	+1,317	New	+$23.6K	﹤0.01%	2529