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FSD

FIRST TRUST HIGH INCOME LONG/SHORT FUND

Delisted

FSD was delisted on the 19th of July, 2024.

49 hedge funds and large institutions have $251M invested in FIRST TRUST HIGH INCOME LONG/SHORT FUND in 2016 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 15 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

10% more capital invested

Capital invested by funds: $229M → $251M (+$22.8M)

0% more funds holding in top 10

Funds holding in top 10: 22 (0)

6% less repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 16

11% less funds holding

Funds holding: 5549 (-6)

50% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 12

Holders
49
Holders Change
-6
Holders Change %
-10.91%
% of All Funds
1.23%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
6
Increased
15
Reduced
16
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
1
Saba Capital Management
New York
$74.1M +$24.7M +1,582,766 +52%
Morgan Stanley
2
Morgan Stanley
New York
$72.6M -$6.23M -399,826 -8%
RCM
3
Rivernorth Capital Management
Florida
$19.3M +$2.76M +177,375 +17%
EVM
4
Eaton Vance Management
Massachusetts
$12.4M
CP
5
Camelot Portfolios
Ohio
$10.8M +$778K +49,907 +8%
Wells Fargo
6
Wells Fargo
California
$8.89M +$733K +47,005 +9%
SIA
7
Sit Investment Associates
Minnesota
$7M +$6.79M +435,309 New
Invesco
8
Invesco
Georgia
$6.56M -$163K -10,475 -3%
UBS Group
9
UBS Group
Switzerland
$6.12M +$550K +35,254 +10%
Bank of America
10
Bank of America
North Carolina
$5.29M -$1.23M -79,015 -19%
Bessemer Group
11
Bessemer Group
New Jersey
$4.1M -$1.01M -65,100 -20%
CC
12
Carlson Capital
Texas
$3.22M
RJA
13
Raymond James & Associates
Florida
$3.06M -$134K -8,615 -4%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$1.94M -$40.2K -2,578 -2%
Thrivent Financial for Lutherans
15
Thrivent Financial for Lutherans
Minnesota
$1.76M
BA
16
BlackRock Advisors
Delaware
$1.56M
Millennium Management
17
Millennium Management
New York
$1.55M +$1.51M +96,642 New
GC
18
Guggenheim Capital
Illinois
$1.3M -$22.6K -1,448 -2%
LPL Financial
19
LPL Financial
California
$1.11M -$47.5K -3,044 -4%
RJFSA
20
Raymond James Financial Services Advisors
Florida
$1.03M -$122K -7,808 -11%
AAM
21
Advisors Asset Management
Colorado
$982K -$90.4K -5,801 -9%
HFS
22
HL Financial Services
Kentucky
$862K +$48K +3,077 +6%
Franklin Resources
23
Franklin Resources
California
$814K
TJHA
24
Thomas J. Herzfeld Advisors
Florida
$790K +$67.5K +4,330 +10%
Janney Montgomery Scott
25
Janney Montgomery Scott
Pennsylvania
$631K +$20.1K +1,288 +3%

FSD Hedge Fund Activity: Q4 2016 in Review

49 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) for Q4 2016, worth a combined $251M — up 10% from $229M a quarter earlier.

Sellers outnumbered buyers: 12 funds closed out of FSD and 6 opened new positions — a net loss of 6 holders — while 16 trimmed existing stakes and 15 added.

The largest buyer was Saba Capital Management, adding an estimated $24.7M. The largest seller was Morgan Stanley, cutting an estimated $6.23M.

  • 49 institutional investors held FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) as of Q4 2016, down from 55 in Q3 2016.
  • Funds reported $251M of FIRST TRUST HIGH INCOME LONG/SHORT FUND stock for Q4 2016, up 10% quarter-over-quarter.
  • 6 funds opened new FIRST TRUST HIGH INCOME LONG/SHORT FUND positions in Q4 2016 and 12 closed out, a net change of -6 holders.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND buyer in Q4 2016 was Saba Capital Management, an estimated $24.7M added.
  • The largest FIRST TRUST HIGH INCOME LONG/SHORT FUND seller in Q4 2016 was Morgan Stanley, an estimated $6.23M sold.

Based on aggregated 13F filings for Q4 2016.