Curi RMB Capital’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-12,422	Closed	-$165K	–	674
2020 Q2	$165K	Sell	12,422 -12,364	-50%	-$162K	0.01%	558
2020 Q1	$302K	Buy	+24,786	New	+$361K	0.02%	488
2019 Q2	–	Sell	-84,532	Closed	-$1.24M	–	846
2019 Q1	$1.24M	Sell	84,532 -85,734	-50%	-$1.22M	0.04%	416
2018 Q4	$2.26M	Sell	170,266 -39,318	-19%	-$547K	0.08%	309
2018 Q3	$3.09M	Sell	209,584 -185,893	-47%	-$2.74M	0.09%	284
2018 Q2	$5.83M	Buy	395,477 +102,934	+35%	+$1.54M	0.18%	184
2018 Q1	$4.4M	Buy	292,543 +149,904	+105%	+$2.4M	0.14%	244
2017 Q4	$2.36M	Buy	+142,639	New	+$2.37M	0.07%	351
2016 Q3	–	Sell	-223,322	Closed	-$3.31M	–	531
2016 Q2	$3.31M	Buy	223,322 +178,912	+403%	+$2.63M	0.24%	127
2016 Q1	$649K	Sell	44,410 -28,049	-39%	-$390K	0.05%	254
2015 Q4	$1.02M	Buy	+72,459	New	+$1.04M	0.07%	242