Curi RMB Capital’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

Curi RMB Capital’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	–	Sell	-12,422	Closed	-$165K	–	674
2020 Q2	$165K	Sell	12,422 -12,364	-50%	-$162K	0.01%	558
2020 Q1	$302K	Buy	+24,786	New	+$361K	0.01%	488
2019 Q2	–	Sell	-84,532	Closed	-$1.24M	–	842
2019 Q1	$1.24M	Sell	84,532 -85,734	-50%	-$1.22M	0.03%	416
2018 Q4	$2.26M	Sell	170,266 -39,318	-19%	-$547K	0.06%	309
2018 Q3	$3.09M	Sell	209,584 -185,893	-47%	-$2.74M	0.07%	284
2018 Q2	$5.83M	Buy	395,477 +102,934	+35%	+$1.54M	0.14%	184
2018 Q1	$4.4M	Buy	292,543 +149,904	+105%	+$2.4M	0.11%	244
2017 Q4	$2.36M	Buy	+142,639	New	+$2.37M	0.06%	351
2016 Q3	–	Sell	-223,322	Closed	-$3.31M	–	524
2016 Q2	$3.31M	Buy	223,322 +178,912	+403%	+$2.63M	0.17%	127
2016 Q1	$649K	Sell	44,410 -28,049	-39%	-$390K	0.04%	254
2015 Q4	$1.02M	Buy	+72,459	New	+$1.04M	0.05%	242

Other funds holding FSD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Bramshill Investments Naples, Florida $1.31B AUM 1.2% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $85.1B AUM 27.35% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Curi RMB Capital's FSD Position: Q3 2020 in Review

Curi RMB Capital sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q3 2020, closing a stake of 12,422 shares — an estimated $165K sold.

Curi RMB Capital first reported a position in FSD in Q4 2015 and held it in 11 quarters. The position peaked at $5.83M in Q2 2018. 70 funds tracked by Wall St. Rank hold FSD as of Q3 2020.

Curi RMB Capital reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q3 2020 after selling out during the quarter.
Curi RMB Capital sold 12,422 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q3 2020, an estimated $165K.
Curi RMB Capital first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q4 2015 and held it in 11 quarters.
Curi RMB Capital's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $5.83M in Q2 2018.
70 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q3 2020.

Based on Curi RMB Capital's 13F filing for Q3 2020, filed 10 Nov 2020.