1832 Asset Management’s FIRST TRUST HIGH INCOME LONG/SHORT FUND FSD Stock Holding History

1832 Asset Management’s Portfolio FSD Stock Details FSD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q4	–	Sell	-370,371	Closed	-$6.34M	–	671
2014 Q3	$6.34M	Buy	370,371 +2,280	+0.6%	+$40K	0.02%	333
2014 Q2	$6.68M	Buy	368,091 +4,438	+1%	+$79.5K	0.02%	328
2014 Q1	$6.41M	Buy	363,653 +2,249	+0.6%	+$39.6K	0.02%	329
2013 Q4	$6.23M	Buy	361,404 +4,655	+1%	+$80.9K	0.02%	291
2013 Q3	$6.25M	Buy	356,749 +128,749	+56%	+$2.23M	0.03%	252
2013 Q2	$4M	Buy	+228,000	New	+$4.22M	0.02%	292

Other funds holding FSD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

TAM

Third Avenue Management New York $625M AUM 48.93% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2.1B AUM 2.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

SCM

Saba Capital Management New York $3.9B AUM 12.9% 1-Year Est. Return

EVM

Eaton Vance Management Boston, Massachusetts $67.5B AUM 11.44% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

PRCM

Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

1832 Asset Management's FSD Position: Q4 2014 in Review

1832 Asset Management sold out of FIRST TRUST HIGH INCOME LONG/SHORT FUND (FSD) in Q4 2014, closing a stake of 370,371 shares — an estimated $6.34M sold.

1832 Asset Management first reported a position in FSD in Q2 2013 and held it in 6 quarters. The position peaked at $6.68M in Q2 2014. 68 funds tracked by Wall St. Rank hold FSD as of Q4 2014.

1832 Asset Management reported no remaining FIRST TRUST HIGH INCOME LONG/SHORT FUND position as of Q4 2014 after selling out during the quarter.
1832 Asset Management sold 370,371 FIRST TRUST HIGH INCOME LONG/SHORT FUND shares in Q4 2014, an estimated $6.34M.
1832 Asset Management first reported a position in FIRST TRUST HIGH INCOME LONG/SHORT FUND in Q2 2013 and held it in 6 quarters.
1832 Asset Management's FIRST TRUST HIGH INCOME LONG/SHORT FUND position peaked at $6.68M in Q2 2014.
68 funds tracked by Wall St. Rank held FIRST TRUST HIGH INCOME LONG/SHORT FUND as of Q4 2014.

Based on 1832 Asset Management's 13F filing for Q4 2014, filed 12 Feb 2015.