SNC
FUND

Stifel Nicolaus & Co’s Sprott Focus Trust FUND Stock Holding History

Stifel Nicolaus & Co’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		$439K Sell
61,590
-7,862
-11% -$56K 0.01% 956
2013
Q2 		$478K Buy
+69,452
New +$478K 0.01% 873

Other funds holding FUND

RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
SG Americas Securities
SG Americas Securities New York $92.9B AUM 36.98% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
VFS
VSR Financial Services Overland Park, Kansas $607M AUM 0.85% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
PRCM
Pine River Capital Management Minnetonka, Minnesota $32.9M AUM 4.47% 1-Year Est. Return

Stifel Nicolaus & Co's FUND Position: Q3 2013 in Review

Stifel Nicolaus & Co reduced its Sprott Focus Trust (FUND) stake by 11% in Q3 2013, selling an estimated $56K and leaving 61,590 shares worth $439K. The position accounts for 0.01% of the portfolio, ranked #956.

Stifel Nicolaus & Co first reported a position in FUND in Q2 2013 and has held it in 2 quarters since. The position peaked at $478K in Q2 2013. 35 funds tracked by Wall St. Rank hold FUND as of Q3 2013.

  • Stifel Nicolaus & Co held 61,590 shares of Sprott Focus Trust worth $439K as of Q3 2013.
  • Stifel Nicolaus & Co sold 7,862 Sprott Focus Trust shares in Q3 2013, an estimated $56K.
  • Sprott Focus Trust made up 0.01% of Stifel Nicolaus & Co's portfolio in Q3 2013, its #956 holding.
  • Stifel Nicolaus & Co first reported a position in Sprott Focus Trust in Q2 2013 and has held it in 2 quarters since.
  • Stifel Nicolaus & Co's Sprott Focus Trust position peaked at $478K in Q2 2013.
  • 35 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q3 2013.

Based on Stifel Nicolaus & Co's 13F filing for Q3 2013, filed 13 Nov 2013.