RCM
FUND

Rivernorth Capital Management’s Sprott Focus Trust FUND Stock Holding History

Rivernorth Capital Management’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$1.33M Hold
138,901
– – 0.07% 260
2025
Q4 		$1.21M Hold
138,901
– – 0.06% 260
2025
Q3 		$1.15M Buy
138,901
+43,830
+46% +$349K 0.07% 223
2025
Q2 		$711K Buy
+95,071
New +$684K 0.04% 223
2022
Q2 		– Sell
-51,316
Closed -$465K – 831
2022
Q1 		$465K Sell
51,316
-125,692
-71% -$1.08M 0.02% 482
2021
Q4 		$1.52M Sell
177,008
-65,770
-27% -$571K 0.06% 254
2021
Q3 		$2.01M Sell
242,778
-27,659
-10% -$229K 0.11% 147
2021
Q2 		$2.3M Sell
270,437
-44,666
-14% -$375K 0.13% 120
2021
Q1 		$2.46M Sell
315,103
-278,348
-47% -$2.13M 0.15% 114
2020
Q4 		$4.09M Sell
593,451
-83,407
-12% -$542K 0.24% 88
2020
Q3 		$4.03M Buy
676,858
+78,419
+13% +$484K 0.25% 89
2020
Q2 		$3.53M Sell
598,439
-32,285
-5% -$182K 0.2% 101
2020
Q1 		$3.18M Buy
630,724
+42,789
+7% +$283K 0.21% 108
2019
Q4 		$4.33M Buy
587,935
+18,879
+3% +$131K 0.26% 80
2019
Q3 		$3.83K Buy
569,056
+800
+0.1% +$5.4K 0.02% 107
2019
Q2 		$3.83K Sell
568,256
-547,015
-49% -$3.69M 0.17% 89
2019
Q1 		$7.59M Sell
1,115,271
-54,361
-5% -$361K 0.5% 62
2018
Q4 		$6.75M Buy
1,169,632
+40,435
+4% +$269K 0.4% 72
2018
Q3 		$8.33M Sell
1,129,197
-49,361
-4% -$379K 0.7% 45
2018
Q2 		$9.22M Buy
1,178,558
+13,726
+1% +$108K 0.73% 42
2018
Q1 		$9.07M Sell
1,164,832
-166,064
-12% -$1.33M 0.67% 46
2017
Q4 		$10.5M Buy
1,330,896
+37,138
+3% +$291K 0.73% 40
2017
Q3 		$10M Buy
1,293,758
+24,692
+2% +$185K 0.82% 38
2017
Q2 		$9.35M Sell
1,269,066
-67,054
-5% -$503K 0.72% 42
2017
Q1 		$9.93M Buy
1,336,120
+75,551
+6% +$554K 0.69% 44
2016
Q4 		$8.75M Sell
1,260,569
-61,800
-5% -$422K 0.57% 56
2016
Q3 		$9.12M Buy
1,322,369
+108,021
+9% +$739K 0.66% 53
2016
Q2 		$7.8M Buy
1,214,348
+227,663
+23% +$1.43M 0.5% 62
2016
Q1 		$6.01M Buy
986,685
+128,668
+15% +$709K 0.37% 76
2015
Q4 		$4.98M Buy
858,017
+215,848
+34% +$1.31M 0.28% 100
2015
Q3 		$3.79M Buy
642,169
+8,590
+1% +$55.5K 0.23% 116
2015
Q2 		$4.49M Sell
633,579
-9,182
-1% -$67.8K 0.28% 95
2015
Q1 		$4.6M Hold
642,761
– – 0.31% 91
2014
Q4 		$4.61M Hold
642,761
– – 0.31% 95
2014
Q3 		$4.99M Buy
642,761
+17,338
+3% +$142K 0.4% 78
2014
Q2 		$5.27M Buy
625,423
+2,029
+0.3% +$16.2K 0.42% 77
2014
Q1 		$4.89M Hold
623,394
– – 0.4% 76
2013
Q4 		$4.68M Buy
623,394
+457
+0.1% +$3.37K 0.36% 87
2013
Q3 		$4.44M Buy
622,937
+6,816
+1% +$48.6K 0.47% 64
2013
Q2 		$4.24M Buy
+616,121
New +$4.24M 0.47% 65

Other funds holding FUND

SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
IWC
Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM

Rivernorth Capital Management's FUND Position: Q1 2026 in Review

Rivernorth Capital Management held its Sprott Focus Trust (FUND) position steady in Q1 2026 at 138,901 shares worth $1.33M. The position accounts for 0.07% of the portfolio, ranked #260.

Rivernorth Capital Management first reported a position in FUND in Q2 2013 and has held it in 40 quarters since. The position peaked at $10.5M in Q4 2017. 32 funds tracked by Wall St. Rank hold FUND as of Q1 2026.

  • Rivernorth Capital Management held 138,901 shares of Sprott Focus Trust worth $1.33M as of Q1 2026.
  • Rivernorth Capital Management left its Sprott Focus Trust share count unchanged in Q1 2026.
  • Sprott Focus Trust made up 0.07% of Rivernorth Capital Management's portfolio in Q1 2026, its #260 holding.
  • Rivernorth Capital Management first reported a position in Sprott Focus Trust in Q2 2013 and has held it in 40 quarters since.
  • Rivernorth Capital Management's Sprott Focus Trust position peaked at $10.5M in Q4 2017.
  • 32 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q1 2026.

Based on Rivernorth Capital Management's 13F filing for Q1 2026, filed 15 May 2026.