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FUND

Sprott Focus Trust

37 hedge funds and large institutions have $33.8M invested in Sprott Focus Trust in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

8% more capital invested

Capital invested by funds: $31.4M → $33.8M (+$2.43M)

0% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 14

3% less funds holding

Funds holding: 3837 (-1)

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
14
Reduced
14
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$9.12M +$739K +108,021 +9%
Stifel Financial
2
Stifel Financial
Missouri
$5.52M +$710K +103,734 +15%
COLIM
3
City of London Investment Management
United Kingdom
$4.35M -$504K -73,654 -10%
1CP
4
1607 Capital Partners
Virginia
$2.91M -$48.6K -7,100 -2%
MC
5
Matisse Capital
Oregon
$1.93M -$234K -34,160 -11%
Bank of America
6
Bank of America
North Carolina
$1.85M +$69.7K +10,185 +4%
BC
7
Brinker Capital
Pennsylvania
$877K -$65.7K -9,600 -7%
FAAS
8
First Allied Advisory Services
California
$875K +$201K +29,421 +30%
CA
9
Cornerstone Advisors
North Carolina
$723K +$65.4K +9,560 +10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$678K -$19K -2,773 -3%
Wells Fargo
11
Wells Fargo
California
$664K -$34K -4,964 -5%
SRC
12
Shufro Rose & Co
New York
$481K
Morgan Stanley
13
Morgan Stanley
New York
$351K -$56.6K -8,271 -14%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$346K -$10.8K -1,581 -3%
Citigroup
15
Citigroup
New York
$298K +$296K +43,190 New
SFS
16
Shaker Financial Services
Virginia
$292K +$290K +42,380 New
AA
17
AQR Arbitrage
Connecticut
$263K -$106K -15,484 -29%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$232K -$92.7K -13,547 -29%
LCM
19
Landscape Capital Management
New Jersey
$223K -$92.3K -13,493 -29%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$207K +$206K +30,105 New
RIL
21
Rothschild Investment LLC
Illinois
$166K +$2.07K +303 +1%
RJA
22
Raymond James & Associates
Florida
$155K +$15.7K +2,290 +11%
PVWM
23
Point View Wealth Management
New Jersey
$150K
UBS Group
24
UBS Group
Switzerland
$130K +$15.2K +2,219 +13%
HighTower Advisors
25
HighTower Advisors
Illinois
$126K +$1.59K +233 +1%

FUND Hedge Fund Activity: Q3 2016 in Review

37 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2016, worth a combined $33.8M — up 7.8% from $31.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FUND positions and 3 closed out — a net gain of 1 holder — while 14 added to existing stakes and 14 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $739K. The largest seller was City of London Investment Management, cutting an estimated $504K.

  • 37 institutional investors held Sprott Focus Trust (FUND) as of Q3 2016, down from 38 in Q2 2016.
  • Funds reported $33.8M of Sprott Focus Trust stock for Q3 2016, up 7.8% quarter-over-quarter.
  • 4 funds opened new Sprott Focus Trust positions in Q3 2016 and 3 closed out, a net change of +1 holder.
  • The largest Sprott Focus Trust buyer in Q3 2016 was Rivernorth Capital Management, an estimated $739K added.
  • The largest Sprott Focus Trust seller in Q3 2016 was City of London Investment Management, an estimated $504K sold.

Based on aggregated 13F filings for Q3 2016.