FUND

Sprott Focus Trust
FUND

Overview Fund Activity

37 hedge funds and large institutions have $33.8M invested in Sprott Focus Trust in 2016 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 14 increasing their positions, 14 reducing their positions, and 3 closing their positions.

Holders
37
Holders Change
-1
Holders Change %
-2.63%
% of All Funds
0.99%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
14
Reduced
14
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$9.12M
2
Stifel Financial
2
Stifel Financial
Missouri
$5.52M
3
Citigroup
3
Citigroup
New York
$298K
4
SFS
4
Shaker Financial Services
Virginia
$292K
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$207K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$4.35M
2
MC
2
Matisse Capital
Oregon
$1.93M
3
RTS
3
Round Table Services
New Jersey
$0
4
AA
4
AQR Arbitrage
Connecticut
$263K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$232K
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$9.12M 1,322,369 +108,021 +9%
Stifel Financial
2
Stifel Financial
Missouri
$5.52M 798,881 +103,734 +15%
COLIM
3
City of London Investment Management
United Kingdom
$4.35M 631,909 -73,654 -10%
1CP
4
1607 Capital Partners
Virginia
$2.91M 421,259 -7,100 -2%
MC
5
Matisse Capital
Oregon
$1.93M 279,212 -34,160 -11%
Bank of America
6
Bank of America
North Carolina
$1.85M 267,911 +10,185 +4%
BC
7
Brinker Capital
Pennsylvania
$877K 127,106 -9,600 -7%
FAAS
8
First Allied Advisory Services
California
$875K 126,789 +29,421 +30%
CA
9
Cornerstone Advisors
North Carolina
$723K 104,787 +9,560 +10%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$678K 98,186 -2,773 -3%
Wells Fargo
11
Wells Fargo
California
$664K 96,217 -4,964 -5%
SRC
12
Shufro Rose & Co
New York
– – – –
Morgan Stanley
13
Morgan Stanley
New York
$351K 50,878 -8,271 -14%
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$346K 50,116 -1,581 -3%
Citigroup
15
Citigroup
New York
$298K 43,190 +43,190 New
SFS
16
Shaker Financial Services
Virginia
$292K 42,380 +42,380 New
AA
17
AQR Arbitrage
Connecticut
$263K 38,154 -15,484 -29%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$232K 33,618 -13,547 -29%
LCM
19
Landscape Capital Management
New Jersey
$223K 32,257 -13,493 -29%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$207K 30,105 +30,105 New
RIL
21
Rothschild Investment LLC
Illinois
$166K 24,010 +303 +1%
RJA
22
Raymond James & Associates
Florida
$155K 22,414 +2,290 +11%
PVWM
23
Point View Wealth Management
New Jersey
$150K 21,693 – –
UBS Group
24
UBS Group
Switzerland
$130K 18,819 +2,219 +13%
HighTower Advisors
25
HighTower Advisors
Illinois
$126K 18,222 +233 +1%
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