FUND

Sprott Focus Trust
FUND

Overview Fund Activity

32 hedge funds and large institutions have $35.3M invested in Sprott Focus Trust in 2023 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.47%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.01%
New
4
Increased
15
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$5.14M
2
SFS
2
Shaker Financial Services
Virginia
$6.7M
3
SC
3
Sapient Capital
Indiana
$753K
4
WAM
4
Wolverine Asset Management
Illinois
$468K
5
LCM
5
Landscape Capital Management
New Jersey
$326K

Top Sellers

1
LPL Financial
1
LPL Financial
California
$1.38M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$3.21M
3
IWC
3
Integrated Wealth Concepts
Massachusetts
$2.68M
4
9WM
4
9258 Wealth Management
Ohio
$0
5
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$293K
Name Market Value Shares Shares
Change 		Shares
Change %
SFS
1
Shaker Financial Services
Virginia
$6.7M 837,041 +158,107 +23%
Morgan Stanley
2
Morgan Stanley
New York
$5.14M 642,568 +286,034 +80%
1CP
3
1607 Capital Partners
Virginia
$3.28M 409,935 – –
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.21M 400,748 -27,836 -6%
IWC
5
Integrated Wealth Concepts
Massachusetts
$2.68M 334,826 -15,969 -5%
EFS
6
Essex Financial Services
Connecticut
$2.18M 272,375 -2,925 -1%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$1.91M 238,230 +2,834 +1%
LPL Financial
8
LPL Financial
California
$1.38M 172,199 -308,220 -64%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.3M 162,376 +11,686 +8%
UBS Group
10
UBS Group
Switzerland
$916K 114,513 +34 +0%
SI
11
Sprott Inc
Ontario, Canada
$915K 114,355 +3,397 +3%
Wells Fargo
12
Wells Fargo
California
$778K 97,253 -4,510 -4%
SC
13
Sapient Capital
Indiana
$753K 94,131 +94,131 New
CAPTRUST Financial Advisors
14
CAPTRUST Financial Advisors
North Carolina
$752K 93,989 -92 -0.1%
WAM
15
Wolverine Asset Management
Illinois
$468K 58,482 +53,241 +1,016%
Invesco
16
Invesco
Georgia
$456K 56,974 +1,827 +3%
LCM
17
Landscape Capital Management
New Jersey
$326K 40,710 +40,710 New
LPAM
18
Lodestar Private Asset Management
California
$320K 40,017 -364 -0.9%
AA
19
AQR Arbitrage
Connecticut
$307K 38,387 +26,819 +232%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$293K 36,613 -7,022 -16%
EC
21
Elequin Capital
New York
$245K 30,570 +29,846 +4,122%
Bank of America
22
Bank of America
North Carolina
$193K 24,079 +28 +0.1%
RIL
23
Rothschild Investment LLC
Illinois
$174K 21,767 +343 +2%
LFAS
24
Level Four Advisory Services
Texas
$174K 21,750 +339 +2%
HighTower Advisors
25
HighTower Advisors
Illinois
$154K 19,286 – –
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