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FUND

Sprott Focus Trust

32 hedge funds and large institutions have $35.3M invested in Sprott Focus Trust in 2023 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 10 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 10

33% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 3

15% more capital invested

Capital invested by funds: $30.8M → $35.3M (+$4.55M)

3% more funds holding

Funds holding: 3132 (+1)

1.11% more ownership

Funds ownership: 13.8%14.91% (+1.1%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.47%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
4
Increased
15
Reduced
10
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$6.7M +$1.18M +158,107 +23%
Morgan Stanley
2
Morgan Stanley
New York
$5.14M +$2.14M +286,034 +80%
1CP
3
1607 Capital Partners
Virginia
$3.28M
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.21M -$208K -27,836 -6%
IWC
5
Integrated Wealth Concepts
Massachusetts
$2.68M -$119K -15,969 -5%
EFS
6
Essex Financial Services
Connecticut
$2.18M -$21.9K -2,925 -1%
Cetera Investment Advisers
7
Cetera Investment Advisers
Illinois
$1.91M +$21.2K +2,834 +1%
LPL Financial
8
LPL Financial
California
$1.38M -$2.3M -308,220 -64%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.3M +$87.4K +11,686 +8%
UBS Group
10
UBS Group
Switzerland
$916K +$254 +34 +0%
SI
11
Sprott Inc
Ontario, Canada
$915K +$25.4K +3,397 +3%
Wells Fargo
12
Wells Fargo
California
$778K -$33.7K -4,510 -4%
SC
13
Sapient Capital
Indiana
$753K +$704K +94,131 New
CAPTRUST Financial Advisors
14
CAPTRUST Financial Advisors
North Carolina
$752K -$688 -92 -0.1%
WAM
15
Wolverine Asset Management
Illinois
$468K +$398K +53,241 +1,016%
Invesco
16
Invesco
Georgia
$456K +$13.7K +1,827 +3%
LCM
17
Landscape Capital Management
New Jersey
$326K +$304K +40,710 New
LPAM
18
Lodestar Private Asset Management
California
$320K -$2.72K -364 -0.9%
AA
19
AQR Arbitrage
Connecticut
$307K +$200K +26,819 +232%
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$293K -$52.5K -7,022 -16%
EC
21
Elequin Capital
New York
$245K +$223K +29,846 +4,122%
Bank of America
22
Bank of America
North Carolina
$193K +$209 +28 +0.1%
RIL
23
Rothschild Investment LLC
Illinois
$174K +$2.56K +343 +2%
LFAS
24
Level Four Advisory Services
Texas
$174K +$2.53K +339 +2%
HighTower Advisors
25
HighTower Advisors
Illinois
$154K

FUND Hedge Fund Activity: Q4 2023 in Review

32 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2023, worth a combined $35.3M — up 15% from $30.8M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FUND positions and 3 closed out — a net gain of 1 holder — while 15 added to existing stakes and 10 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $2.14M. The largest seller was LPL Financial, cutting an estimated $2.3M.

  • 32 institutional investors held Sprott Focus Trust (FUND) as of Q4 2023, up from 31 in Q3 2023.
  • Funds reported $35.3M of Sprott Focus Trust stock for Q4 2023, up 15% quarter-over-quarter.
  • 4 funds opened new Sprott Focus Trust positions in Q4 2023 and 3 closed out, a net change of +1 holder.
  • The largest Sprott Focus Trust buyer in Q4 2023 was Morgan Stanley, an estimated $2.14M added.
  • The largest Sprott Focus Trust seller in Q4 2023 was LPL Financial, an estimated $2.3M sold.

Based on aggregated 13F filings for Q4 2023.