FUND

Sprott Focus Trust
FUND

Overview Fund Activity

32 hedge funds and large institutions have $47M invested in Sprott Focus Trust in 2020 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 17 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
32
Holders Change
-3
Holders Change %
-8.57%
% of All Funds
0.57%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
1
Increased
17
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Cetera Investment Advisers
1
Cetera Investment Advisers
Illinois
$1.26M
2
Wells Fargo
2
Wells Fargo
California
$3.54M
3
Bank of America
3
Bank of America
North Carolina
$1.06M
4
SFS
4
Shaker Financial Services
Virginia
$5.75M
5
CA
5
Cornerstone Advisors
North Carolina
$1.28M

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$3.85M
2
RCM
2
Rivernorth Capital Management
Florida
$4.1M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$364K
4
DA
4
Doliver Advisors
Texas
$0
5
IFWM
5
Institute for Wealth Management
Colorado
$0
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$10.6M 1,529,604 -3,100 -0.2%
SFS
2
Shaker Financial Services
Virginia
$5.75M 833,073 +101,104 +14%
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$5.24M 758,944 -9,242 -1%
RCM
4
Rivernorth Capital Management
Florida
$4.1M 593,451 -83,407 -12%
COLIM
5
City of London Investment Management
United Kingdom
$3.85M 558,897 -166,849 -23%
Wells Fargo
6
Wells Fargo
California
$3.54M 513,468 +155,606 +43%
Stifel Financial
7
Stifel Financial
Missouri
$3.06M 442,858 +18,663 +4%
WAM
8
Wolverine Asset Management
Illinois
$1.39M 201,870 +34,077 +20%
CA
9
Cornerstone Advisors
North Carolina
$1.28M 185,895 +87,242 +88%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1.26M 182,016 +182,016 New
Morgan Stanley
11
Morgan Stanley
New York
$1.15M 165,955 +66,095 +66%
Bank of America
12
Bank of America
North Carolina
$1.06M 153,063 +116,999 +324%
CRC
13
Curi RMB Capital
Illinois
$789K 114,317 +57,326 +101%
FWM
14
Frontier Wealth Management
Missouri
$710K 102,851 -7,569 -7%
UBS Group
15
UBS Group
Switzerland
$612K 88,706 -2,368 -3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$364K 52,804 -47,992 -48%
LCM
17
Landscape Capital Management
New Jersey
$291K 42,119 +29,264 +228%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$280K 41,165 -5,910 -13%
SI
19
Sprott Inc
Ontario, Canada
$271K 39,292 +1,909 +5%
PAG
20
Private Advisor Group
New Jersey
$253K 36,725 +16,950 +86%
HighTower Advisors
21
HighTower Advisors
Illinois
$210K 30,480 +8,979 +42%
AA
22
AQR Arbitrage
Connecticut
$199K 28,828 +6,075 +27%
LPL Financial
23
LPL Financial
California
$127K 18,396 +552 +3%
Osaic Holdings
24
Osaic Holdings
Arizona
$126K 18,264 +1,363 +8%
RIL
25
Rothschild Investment LLC
Illinois
$121K 17,466 +525 +3%
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