FUND

Sprott Focus Trust
FUND

Overview Fund Activity

27 hedge funds and large institutions have $37.8M invested in Sprott Focus Trust in 2019 Q1 according to their latest regulatory filings, with 1 funds opening new positions, 9 increasing their positions, 9 reducing their positions, and 10 closing their positions.

Holders
27
Holders Change
-9
Holders Change %
-25%
% of All Funds
0.59%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
9
Reduced
9
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$2.39M
2
Wells Fargo
2
Wells Fargo
California
$4.4M
3
Geode Capital Management
3
Geode Capital Management
Massachusetts
$1.07M
4
UBS Group
4
UBS Group
Switzerland
$1.08M
5
Morgan Stanley
5
Morgan Stanley
New York
$874K

Top Sellers

1
SFS
1
Shaker Financial Services
Virginia
$752K
2
WAM
2
Wolverine Asset Management
Illinois
$0
3
RCM
3
Rivernorth Capital Management
Florida
$7.6M
4
FAAS
4
First Allied Advisory Services
California
$1.65M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$0
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$9.07M 1,323,695 – –
RCM
2
Rivernorth Capital Management
Florida
$7.6M 1,115,271 -54,361 -5%
Wells Fargo
3
Wells Fargo
California
$4.4M 642,359 +115,770 +22%
COLIM
4
City of London Investment Management
United Kingdom
$3.89M 569,777 -1 -0%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.39M 348,159 +123,564 +55%
FAAS
6
First Allied Advisory Services
California
$1.65M 241,989 -42,150 -15%
Bank of America
7
Bank of America
North Carolina
$1.51M 220,469 -18,744 -8%
Stifel Financial
8
Stifel Financial
Missouri
$1.37M 200,111 -4,320 -2%
UBS Group
9
UBS Group
Switzerland
$1.08M 157,701 +72,283 +85%
Geode Capital Management
10
Geode Capital Management
Massachusetts
$1.07M 157,621 +77,418 +97%
Morgan Stanley
11
Morgan Stanley
New York
$874K 127,664 +22,517 +21%
SFS
12
Shaker Financial Services
Virginia
$752K 109,849 -238,358 -68%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$650K 94,902 -3,131 -3%
VFA
14
Valeo Financial Advisors
Indiana
$251K 36,650 -633 -2%
IFWM
15
Institute for Wealth Management
Colorado
$246K 35,841 – –
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$204K 29,847 +440 +1%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$173K 25,243 -10,160 -29%
HighTower Advisors
18
HighTower Advisors
Illinois
$173K 25,573 +6,700 +36%
RIL
19
Rothschild Investment LLC
Illinois
$138K 20,209 – –
MAA
20
Mraz Amerine & Associates
California
$115K 16,837 – –
PVWM
21
Point View Wealth Management
New Jersey
$107K 15,591 – –
LTFS
22
Ladenburg Thalmann Financial Services
Florida
$85K 12,342 – –
MPWT
23
MassMutual Private Wealth & Trust
Connecticut
$9.38K 1,369 +1,369 New
WT
24
Whittier Trust
California
$7K 1,065 – –
HNB
25
Huntington National Bank
Ohio
$6K 912 +16 +2%
1
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