First Allied Advisory Services’s Sprott Focus Trust FUND Stock Holding History

First Allied Advisory Services’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q3	$907K	Sell	152,482 -3,585	-2%	-$22.1K	0.03%	500
2020 Q2	$921K	Sell	156,067 -117,329	-43%	-$663K	0.03%	462
2020 Q1	$1.38M	Buy	273,396 +5,171	+2%	+$34.2K	0.06%	320
2019 Q4	$1.97M	Sell	268,225 -3,624	-1%	-$25.2K	0.07%	314
2019 Q3	$1.83M	Buy	271,849 +13,138	+5%	+$88.6K	0.07%	326
2019 Q2	$1.74M	Buy	258,711 +16,722	+7%	+$113K	0.06%	327
2019 Q1	$1.65M	Sell	241,989 -42,150	-15%	-$280K	0.06%	336
2018 Q4	$1.64M	Buy	284,139 +114,685	+68%	+$762K	0.06%	309
2018 Q3	$1.25M	Buy	169,454 +3,920	+2%	+$30.1K	0.04%	409
2018 Q2	$1.3M	Buy	165,534 +1,571	+1%	+$12.4K	0.05%	386
2018 Q1	$1.28M	Sell	163,963 -5,978	-4%	-$48K	0.05%	394
2017 Q4	$1.35M	Buy	169,941 +20,661	+14%	+$162K	0.05%	370
2017 Q3	$1.15M	Sell	149,280 -6,077	-4%	-$45.4K	0.05%	379
2017 Q2	$1.15M	Buy	155,357 +14,582	+10%	+$109K	0.05%	382
2017 Q1	$1.05M	Sell	140,775 -3,159	-2%	-$23.2K	0.05%	362
2016 Q4	$999K	Buy	143,934 +17,145	+14%	+$117K	0.05%	383
2016 Q3	$875K	Buy	126,789 +29,421	+30%	+$201K	0.05%	398
2016 Q2	$625K	Buy	97,368 +4,355	+5%	+$27.3K	0.03%	480
2016 Q1	$566K	Buy	93,013 +7,499	+9%	+$41.3K	0.03%	510
2015 Q4	$494K	Buy	85,514 +1,742	+2%	+$10.6K	0.03%	583
2015 Q3	$494K	Buy	83,772 +995	+1%	+$6.43K	0.03%	564
2015 Q2	$588K	Buy	82,777 +1,070	+1%	+$7.91K	0.03%	566
2015 Q1	$586K	Buy	81,707 +7,057	+9%	+$50.8K	0.04%	521
2014 Q4	$535K	Buy	74,650 +4,040	+6%	+$30.1K	0.04%	511
2014 Q3	$547K	Buy	70,610 +2,837	+4%	+$23.2K	0.04%	483
2014 Q2	$572K	Hold	67,773	–	–	0.04%	480
2014 Q1	$533K	Buy	67,773 +2,458	+4%	+$18.7K	0.04%	503
2013 Q4	$491K	Buy	65,315 +830	+1%	+$6.13K	0.04%	500
2013 Q3	$461K	Sell	64,485 -1,335	-2%	-$9.52K	0.03%	564
2013 Q2	$452K	Buy	+65,820	New	+$453K	0.04%	518

Other funds holding FUND

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

FWM

Frontier Wealth Management Kansas City, Missouri $1.38B AUM 6.3% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

First Allied Advisory Services's FUND Position: Q3 2020 in Review

First Allied Advisory Services reduced its Sprott Focus Trust (FUND) stake by 2.3% in Q3 2020, selling an estimated $22.1K and leaving 152,482 shares worth $907K. The position accounts for 0.03% of the portfolio, ranked #500.

First Allied Advisory Services first reported a position in FUND in Q2 2013 and has held it in 30 quarters since. The position peaked at $1.97M in Q4 2019. 35 funds tracked by Wall St. Rank hold FUND as of Q3 2020.

First Allied Advisory Services held 152,482 shares of Sprott Focus Trust worth $907K as of Q3 2020.
First Allied Advisory Services sold 3,585 Sprott Focus Trust shares in Q3 2020, an estimated $22.1K.
Sprott Focus Trust made up 0.03% of First Allied Advisory Services's portfolio in Q3 2020, its #500 holding.
First Allied Advisory Services first reported a position in Sprott Focus Trust in Q2 2013 and has held it in 30 quarters since.
First Allied Advisory Services's Sprott Focus Trust position peaked at $1.97M in Q4 2019.
35 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q3 2020.

Based on First Allied Advisory Services's 13F filing for Q3 2020, filed 13 Nov 2020.