Stifel Financial
FUND

Stifel Financial’s Sprott Focus Trust FUND Stock Holding History

Stifel Financial’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2023
Q2 		– Sell
-41,497
Closed -$336K – 3351
2023
Q1 		$336K Sell
41,497
-30,170
-42% -$253K ﹤0.01% 2738
2022
Q4 		$571K Buy
71,667
+17,651
+33% +$138K ﹤0.01% 2395
2022
Q3 		$372K Sell
54,016
-3,035
-5% -$23.6K ﹤0.01% 2611
2022
Q2 		$431K Sell
57,051
-306,872
-84% -$2.61M ﹤0.01% 2557
2022
Q1 		$3.3M Sell
363,923
-11,106
-3% -$95.3K ﹤0.01% 1289
2021
Q4 		$3.23M Sell
375,029
-4,900
-1% -$42.5K ﹤0.01% 1315
2021
Q3 		$3.15M Sell
379,929
-10,747
-3% -$89.2K ﹤0.01% 1284
2021
Q2 		$3.32M Sell
390,676
-41,733
-10% -$350K 0.01% 1256
2021
Q1 		$3.37M Sell
432,409
-10,449
-2% -$80K 0.01% 1193
2020
Q4 		$3.06M Buy
442,858
+18,663
+4% +$121K 0.01% 1127
2020
Q3 		$2.52M Buy
424,195
+158,137
+59% +$975K 0.01% 1098
2020
Q2 		$1.57M Sell
266,058
-501
-0.2% -$2.83K ﹤0.01% 1285
2020
Q1 		$1.34M Buy
266,559
+47,735
+22% +$316K ﹤0.01% 1256
2019
Q4 		$1.61M Buy
218,824
+28,928
+15% +$201K ﹤0.01% 1475
2019
Q3 		$1.28M Buy
189,896
+6,339
+3% +$42.8K ﹤0.01% 1595
2019
Q2 		$1.24M Sell
183,557
-16,554
-8% -$112K ﹤0.01% 1668
2019
Q1 		$1.37M Sell
200,111
-4,320
-2% -$28.7K ﹤0.01% 1469
2018
Q4 		$1.18M Sell
204,431
-75,132
-27% -$499K ﹤0.01% 1431
2018
Q3 		$2.06M Sell
279,563
-17,232
-6% -$132K 0.01% 1251
2018
Q2 		$2.32M Sell
296,795
-249,480
-46% -$1.97M 0.01% 1127
2018
Q1 		$4.25M Sell
546,275
-154,868
-22% -$1.24M 0.01% 858
2017
Q4 		$5.56M Sell
701,143
-61,646
-8% -$484K 0.02% 721
2017
Q3 		$5.89M Sell
762,789
-14,307
-2% -$107K 0.02% 678
2017
Q2 		$5.73M Sell
777,096
-16,530
-2% -$124K 0.02% 670
2017
Q1 		$5.9M Buy
793,626
+47,069
+6% +$345K 0.02% 638
2016
Q4 		$5.18M Sell
746,557
-52,324
-7% -$357K 0.02% 653
2016
Q3 		$5.52M Buy
798,881
+103,734
+15% +$710K 0.02% 606
2016
Q2 		$4.46M Buy
+695,147
New +$4.35M 0.02% 646
2016
Q1 		– Sell
-125,568
Closed -$728K – 2290
2015
Q4 		$728K Buy
125,568
+62,154
+98% +$377K ﹤0.01% 1453
2015
Q3 		$375K Sell
63,414
-3,559
-5% -$23K ﹤0.01% 1719
2015
Q2 		$474K Sell
66,973
-1,838
-3% -$13.6K ﹤0.01% 1705
2015
Q1 		$492K Sell
68,811
-6,488
-9% -$46.7K ﹤0.01% 1628
2014
Q4 		$540K Sell
75,299
-958
-1% -$7.13K ﹤0.01% 1573
2014
Q3 		$592K Buy
76,257
+18,191
+31% +$149K 0.01% 1425
2014
Q2 		$489K Sell
58,066
-3,170
-5% -$25.3K ﹤0.01% 1505
2014
Q1 		$480K Buy
+61,236
New +$466K ﹤0.01% 1464

Other funds holding FUND

SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
IWC
Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

Stifel Financial's FUND Position: Q2 2023 in Review

Stifel Financial sold out of Sprott Focus Trust (FUND) in Q2 2023, closing a stake of 41,497 shares — an estimated $336K sold.

Stifel Financial first reported a position in FUND in Q1 2014 and held it in 36 quarters. The position peaked at $5.9M in Q1 2017. 29 funds tracked by Wall St. Rank hold FUND as of Q2 2023.

  • Stifel Financial reported no remaining Sprott Focus Trust position as of Q2 2023 after selling out during the quarter.
  • Stifel Financial sold 41,497 Sprott Focus Trust shares in Q2 2023, an estimated $336K.
  • Stifel Financial first reported a position in Sprott Focus Trust in Q1 2014 and held it in 36 quarters.
  • Stifel Financial's Sprott Focus Trust position peaked at $5.9M in Q1 2017.
  • 29 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q2 2023.

Based on Stifel Financial's 13F filing for Q2 2023, filed 14 Aug 2023.