FUND

Sprott Focus Trust
FUND

Overview Fund Activity

38 hedge funds and large institutions have $25.7M invested in Sprott Focus Trust in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
+2
Holders Change %
+5.56%
% of All Funds
1.06%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
21
Reduced
11
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
VFS
1
VSR Financial Services
Kansas
$737K
2
1CP
2
1607 Capital Partners
Virginia
$1.72M
3
COLIM
3
City of London Investment Management
United Kingdom
$1.01M
4
WAM
4
Wolverine Asset Management
Illinois
$1.3M
5
AA
5
Ancora Advisors
Ohio
$136K

Top Sellers

1
Geode Capital Management
1
Geode Capital Management
Massachusetts
$296K
2
Morgan Stanley
2
Morgan Stanley
New York
$5.39M
3
CRC
3
Curi RMB Capital
Illinois
$0
4
Wells Fargo
4
Wells Fargo
California
$1.54M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$550K
Name Holding Trade Value Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$5.39M -$185K -31,348 -3%
RCM
2
Rivernorth Capital Management
Florida
$3.8M +$50.8K +8,590 +1%
SFS
3
Shaker Financial Services
Virginia
$3.55M +$7.09K +1,200 +0.2%
1CP
4
1607 Capital Partners
Virginia
$1.72M +$718K +121,434 +71%
Wells Fargo
5
Wells Fargo
California
$1.54M -$85.7K -14,493 -5%
Bank of America
6
Bank of America
North Carolina
$1.31M +$111K +18,694 +9%
WAM
7
Wolverine Asset Management
Illinois
$1.3M +$199K +33,744 +18%
COLIM
8
City of London Investment Management
United Kingdom
$1.01M +$624K +105,420 +160%
VFS
9
VSR Financial Services
Kansas
$737K +$737K +124,664 New
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$550K -$53.2K -8,997 -9%
FAAS
11
First Allied Advisory Services
California
$494K +$5.87K +995 +1%
CA
12
Cornerstone Advisors
North Carolina
$420K -$31.9K -5,400 -7%
SRC
13
Shufro Rose & Co
New York
$393K +$14.8K +2,508 +4%
Stifel Financial
14
Stifel Financial
Missouri
$375K -$21K -3,559 -5%
AA
15
AQR Arbitrage
Connecticut
$346K +$91.3K +15,438 +36%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$302K +$3.66K +620 +1%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$296K -$512K – –
LCM
18
Landscape Capital Management
New Jersey
$243K +$9.11K +1,538 +4%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$225K +$60.1K +10,150 +36%
RTS
20
Round Table Services
New Jersey
$188K – – –
PVWM
21
Point View Wealth Management
New Jersey
$155K +$3.26K +553 +2%
UBS Group
22
UBS Group
Switzerland
$152K +$2.44K +413 +2%
HFS
23
HL Financial Services
Kentucky
$148K -$6.4K -1,084 -4%
AA
24
Ancora Advisors
Ohio
$136K +$136K +23,000 New
RIL
25
Rothschild Investment LLC
Illinois
$133K -$12.9K -2,184 -9%
1
2