We are live on ! Find out more
FUND

Sprott Focus Trust

36 hedge funds and large institutions have $33.9M invested in Sprott Focus Trust in 2018 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.68% less ownership

Funds ownership: 25.19%22.51% (-2.7%)

3% less funds holding

Funds holding: 3736 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

15% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 13

24% less capital invested

Capital invested by funds: $44.6M → $33.9M (-$10.7M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
36
Holders Change
-1
Holders Change %
-2.7%
% of All Funds
0.8%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
6
Increased
11
Reduced
13
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$7.65M +$736K +110,888 +9%
RCM
2
Rivernorth Capital Management
Florida
$6.75M +$269K +40,435 +4%
COLIM
3
City of London Investment Management
United Kingdom
$3.3M +$124K +18,645 +3%
Wells Fargo
4
Wells Fargo
California
$3.04M -$519K -78,075 -13%
SFS
5
Shaker Financial Services
Virginia
$2.01M -$3.23M -486,751 -58%
FAAS
6
First Allied Advisory Services
California
$1.64M +$762K +114,685 +68%
Bank of America
7
Bank of America
North Carolina
$1.38M +$128K +19,265 +9%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$1.3M +$1.43M +214,574 +2,141%
Stifel Financial
9
Stifel Financial
Missouri
$1.18M -$499K -75,132 -27%
WAM
10
Wolverine Asset Management
Illinois
$954K +$744K +111,989 +211%
Morgan Stanley
11
Morgan Stanley
New York
$608K -$616K -92,772 -47%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$567K +$19.4K +2,918 +3%
UBS Group
13
UBS Group
Switzerland
$493K +$11.8K +1,779 +2%
Geode Capital Management
14
Geode Capital Management
Massachusetts
$465K +$533K +80,203 New
SI
15
Sprott Inc
Ontario, Canada
$345K +$17K +2,556 +4%
Susquehanna International Group
16
Susquehanna International Group
Pennsylvania
$251K +$287K +43,281 New
VFA
17
Valeo Financial Advisors
Indiana
$215K -$445 -67 -0.2%
IFWM
18
Institute for Wealth Management
Colorado
$207K -$6.33K -953 -3%
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$205K -$35.8K -5,397 -13%
SRC
20
Shufro Rose & Co
New York
$200K -$81.8K -12,313 -26%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$170K -$98.5K -14,835 -34%
LCM
22
Landscape Capital Management
New Jersey
$141K +$162K +24,329 New
RIL
23
Rothschild Investment LLC
Illinois
$117K +$6.91K +1,041 +5%
HighTower Advisors
24
HighTower Advisors
Illinois
$109K
Invesco
25
Invesco
Georgia
$106K -$20.6K -3,097 -14%

FUND Hedge Fund Activity: Q4 2018 in Review

36 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2018, worth a combined $33.9M — down 24% from $44.6M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FUND and 6 opened new positions — a net loss of 1 holder — while 13 trimmed existing stakes and 11 added.

The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $1.43M. The largest seller was Shaker Financial Services, cutting an estimated $3.23M.

  • 36 institutional investors held Sprott Focus Trust (FUND) as of Q4 2018, down from 37 in Q3 2018.
  • Funds reported $33.9M of Sprott Focus Trust stock for Q4 2018, down 24% quarter-over-quarter.
  • 6 funds opened new Sprott Focus Trust positions in Q4 2018 and 7 closed out, a net change of -1 holder.
  • The largest Sprott Focus Trust buyer in Q4 2018 was Northwestern Mutual Wealth Management, an estimated $1.43M added.
  • The largest Sprott Focus Trust seller in Q4 2018 was Shaker Financial Services, an estimated $3.23M sold.

Based on aggregated 13F filings for Q4 2018.