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FUND

Sprott Focus Trust

32 hedge funds and large institutions have $27.4M invested in Sprott Focus Trust in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

180% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 5

75% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 4

7% more funds holding

Funds holding: 3032 (+2)

1.12% less ownership

Funds ownership: 20.78%19.65% (-1.1%)

35% less capital invested

Capital invested by funds: $42.2M → $27.4M (-$14.8M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
14
Reduced
5
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$7.27M +$125K +18,900 +1%
COLIM
2
City of London Investment Management
United Kingdom
$3.99M +$1.32K +200 +0%
RCM
3
Rivernorth Capital Management
Florida
$3.18M +$283K +42,789 +7%
SFS
4
Shaker Financial Services
Virginia
$2.92M -$1.2M -182,098 -24%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.27M +$651K +98,495 +28%
Wells Fargo
6
Wells Fargo
California
$1.89M -$314K -47,462 -11%
FAAS
7
First Allied Advisory Services
California
$1.38M +$34.2K +5,171 +2%
Stifel Financial
8
Stifel Financial
Missouri
$1.34M +$316K +47,735 +22%
Morgan Stanley
9
Morgan Stanley
New York
$713K +$61K +9,220 +7%
UBS Group
10
UBS Group
Switzerland
$529K +$73.1K +11,056 +12%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$491K +$15.9K +2,401 +3%
HighTower Advisors
12
HighTower Advisors
Illinois
$201K +$40.8K +6,168 +19%
Bank of America
13
Bank of America
North Carolina
$176K +$5.74K +868 +3%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$139K -$7.88K -1,192 -4%
DA
15
Doliver Advisors
Texas
$120K +$25.6K +3,878 +22%
RIL
16
Rothschild Investment LLC
Illinois
$112K +$3.81K +576 +3%
PAG
17
Private Advisor Group
New Jersey
$100K +$3.31K +500 +3%
IFWM
18
Institute for Wealth Management
Colorado
$91K -$97.9K -14,803 -45%
MAA
19
Mraz Amerine & Associates
California
$85K
Osaic Holdings
20
Osaic Holdings
Arizona
$85K +$111K +16,853 New
PVWM
21
Point View Wealth Management
New Jersey
$79K
LPL Financial
22
LPL Financial
California
$72K +$94.3K +14,268 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$63K +$83.2K +12,584 New
Goldman Sachs
24
Goldman Sachs
New York
$60K +$78.6K +11,881 New
NFG
25
Next Financial Group
Texas
$24K +$31.2K +4,724 New

FUND Hedge Fund Activity: Q1 2020 in Review

32 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q1 2020, worth a combined $27.4M — down 35% from $42.2M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FUND positions and 4 closed out — a net gain of 3 holders — while 14 added to existing stakes and 5 trimmed.

The largest buyer was Northwestern Mutual Wealth Management, adding an estimated $651K. The largest seller was Wolverine Asset Management, exiting entirely with an estimated $1.57M sold.

  • 32 institutional investors held Sprott Focus Trust (FUND) as of Q1 2020, up from 30 in Q4 2019.
  • Funds reported $27.4M of Sprott Focus Trust stock for Q1 2020, down 35% quarter-over-quarter.
  • 7 funds opened new Sprott Focus Trust positions in Q1 2020 and 4 closed out, a net change of +3 holders.
  • The largest Sprott Focus Trust buyer in Q1 2020 was Northwestern Mutual Wealth Management, an estimated $651K added.
  • The largest Sprott Focus Trust seller in Q1 2020 was Wolverine Asset Management, an estimated $1.57M sold.

Based on aggregated 13F filings for Q1 2020.