FUND

Sprott Focus Trust
FUND

Overview Fund Activity

32 hedge funds and large institutions have $27.4M invested in Sprott Focus Trust in 2020 Q1 according to their latest regulatory filings, with 7 funds opening new positions, 14 increasing their positions, 5 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
+2
Holders Change %
+6.67%
% of All Funds
0.71%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
14
Reduced
5
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$2.27M
2
Stifel Financial
2
Stifel Financial
Missouri
$1.35M
3
RCM
3
Rivernorth Capital Management
Florida
$3.18M
4
1CP
4
1607 Capital Partners
Virginia
$7.27M
5
Osaic Holdings
5
Osaic Holdings
Arizona
$85K

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
SFS
2
Shaker Financial Services
Virginia
$2.92M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
LCM
4
Landscape Capital Management
New Jersey
$0
5
Wells Fargo
5
Wells Fargo
California
$1.89M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$7.27M 1,442,166 +18,900 +1%
COLIM
2
City of London Investment Management
United Kingdom
$3.99M 793,332 +200 +0%
RCM
3
Rivernorth Capital Management
Florida
$3.18M 630,724 +42,789 +7%
SFS
4
Shaker Financial Services
Virginia
$2.92M 579,481 -182,098 -24%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.27M 450,876 +98,495 +28%
Wells Fargo
6
Wells Fargo
California
$1.89M 375,670 -47,462 -11%
FAAS
7
First Allied Advisory Services
California
$1.38M 273,396 +5,171 +2%
Stifel Financial
8
Stifel Financial
Missouri
$1.35M 266,559 +47,735 +22%
Morgan Stanley
9
Morgan Stanley
New York
$713K 141,484 +9,220 +7%
UBS Group
10
UBS Group
Switzerland
$529K 104,942 +11,056 +12%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$491K 97,343 +2,401 +3%
HighTower Advisors
12
HighTower Advisors
Illinois
$201K 38,841 +6,168 +19%
Bank of America
13
Bank of America
North Carolina
$176K 34,810 +868 +3%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$139K 27,657 -1,192 -4%
DA
15
Doliver Advisors
Texas
$120K 21,653 +3,878 +22%
RIL
16
Rothschild Investment LLC
Illinois
$112K 22,177 +576 +3%
PAG
17
Private Advisor Group
New Jersey
$100K 19,775 +500 +3%
IFWM
18
Institute for Wealth Management
Colorado
$91K 18,085 -14,803 -45%
MAA
19
Mraz Amerine & Associates
California
$85K 16,837 – –
Osaic Holdings
20
Osaic Holdings
Arizona
$85K 16,853 +16,853 New
PVWM
21
Point View Wealth Management
New Jersey
$79K 15,591 – –
LPL Financial
22
LPL Financial
California
$72K 14,268 +14,268 New
Susquehanna International Group
23
Susquehanna International Group
Pennsylvania
$63K 12,584 +12,584 New
Goldman Sachs
24
Goldman Sachs
New York
$60K 11,881 +11,881 New
NFG
25
Next Financial Group
Texas
$24K 4,724 +4,724 New
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