FUND

Sprott Focus Trust
FUND

Overview Fund Activity

30 hedge funds and large institutions have $42.2M invested in Sprott Focus Trust in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 3 closing their positions.

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
1
Increased
15
Reduced
7
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$5.85M
2
SFS
2
Shaker Financial Services
Virginia
$5.61M
3
CA
3
Cornerstone Advisors
North Carolina
$556K
4
Stifel Financial
4
Stifel Financial
Missouri
$1.61M
5
WAM
5
Wolverine Asset Management
Illinois
$1.57M

Top Sellers

1
NFG
1
Next Financial Group
Texas
$0
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$185K
3
Citadel Advisors
3
Citadel Advisors
Florida
$0
4
Northwestern Mutual Wealth Management
4
Northwestern Mutual Wealth Management
Wisconsin
$2.59M
5
Wells Fargo
5
Wells Fargo
California
$3.12M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$10.5M 1,423,266 +19,214 +1%
COLIM
2
City of London Investment Management
United Kingdom
$5.85M 793,132 +182,987 +30%
SFS
3
Shaker Financial Services
Virginia
$5.61M 761,579 +131,777 +21%
RCM
4
Rivernorth Capital Management
Florida
$4.33M 587,935 +18,879 +3%
Wells Fargo
5
Wells Fargo
California
$3.12M 423,132 -7,807 -2%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$2.59M 352,381 -8,656 -2%
FAAS
7
First Allied Advisory Services
California
$1.97M 268,225 -3,624 -1%
Stifel Financial
8
Stifel Financial
Missouri
$1.61M 218,824 +28,928 +15%
WAM
9
Wolverine Asset Management
Illinois
$1.57M 213,726 +23,185 +12%
Morgan Stanley
10
Morgan Stanley
New York
$973K 132,264 -3,497 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$699K 94,942 +819 +0.9%
UBS Group
12
UBS Group
Switzerland
$691K 93,886 +2,901 +3%
CA
13
Cornerstone Advisors
North Carolina
$556K 75,589 +75,589 New
LCM
14
Landscape Capital Management
New Jersey
$268K 36,360 +15,356 +73%
Bank of America
15
Bank of America
North Carolina
$250K 33,942 +521 +2%
IFWM
16
Institute for Wealth Management
Colorado
$242K 32,888 – –
HighTower Advisors
17
HighTower Advisors
Illinois
$240K 32,673 -3,000 -8%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$212K 28,849 +1,884 +7%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$185K 25,204 -19,561 -44%
RIL
20
Rothschild Investment LLC
Illinois
$159K 21,601 +339 +2%
PAG
21
Private Advisor Group
New Jersey
$142K 19,275 +1,000 +5%
DA
22
Doliver Advisors
Texas
$131K 17,775 +3,896 +28%
MAA
23
Mraz Amerine & Associates
California
$124K 16,837 – –
PVWM
24
Point View Wealth Management
New Jersey
$115K 15,591 – –
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$114K 15,509 – –
1
2