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FUND

Sprott Focus Trust

30 hedge funds and large institutions have $42.2M invested in Sprott Focus Trust in 2019 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 7

31% more capital invested

Capital invested by funds: $32.3M → $42.2M (+$9.92M)

1.47% more ownership

Funds ownership: 19.31%20.78% (+1.5%)

6% less funds holding

Funds holding: 3230 (-2)

67% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 3

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.59%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
1
Increased
15
Reduced
7
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$10.5M +$134K +19,214 +1%
COLIM
2
City of London Investment Management
United Kingdom
$5.84M +$1.27M +182,987 +30%
SFS
3
Shaker Financial Services
Virginia
$5.61M +$918K +131,777 +21%
RCM
4
Rivernorth Capital Management
Florida
$4.33M +$131K +18,879 +3%
Wells Fargo
5
Wells Fargo
California
$3.12M -$54.4K -7,807 -2%
Northwestern Mutual Wealth Management
6
Northwestern Mutual Wealth Management
Wisconsin
$2.59M -$60.3K -8,656 -2%
FAAS
7
First Allied Advisory Services
California
$1.97M -$25.2K -3,624 -1%
Stifel Financial
8
Stifel Financial
Missouri
$1.61M +$201K +28,928 +15%
WAM
9
Wolverine Asset Management
Illinois
$1.57M +$161K +23,185 +12%
Morgan Stanley
10
Morgan Stanley
New York
$973K -$24.4K -3,497 -3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$699K +$5.7K +819 +0.9%
UBS Group
12
UBS Group
Switzerland
$691K +$20.2K +2,901 +3%
CA
13
Cornerstone Advisors
North Carolina
$556K +$526K +75,589 New
LCM
14
Landscape Capital Management
New Jersey
$268K +$107K +15,356 +73%
Bank of America
15
Bank of America
North Carolina
$250K +$3.63K +521 +2%
IFWM
16
Institute for Wealth Management
Colorado
$242K
HighTower Advisors
17
HighTower Advisors
Illinois
$240K -$20.9K -3,000 -8%
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$212K +$13.1K +1,884 +7%
Geode Capital Management
19
Geode Capital Management
Massachusetts
$185K -$136K -19,561 -44%
RIL
20
Rothschild Investment LLC
Illinois
$159K +$2.36K +339 +2%
PAG
21
Private Advisor Group
New Jersey
$142K +$6.96K +1,000 +5%
DA
22
Doliver Advisors
Texas
$131K +$27.1K +3,896 +28%
MAA
23
Mraz Amerine & Associates
California
$124K
PVWM
24
Point View Wealth Management
New Jersey
$115K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$114K

FUND Hedge Fund Activity: Q4 2019 in Review

30 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2019, worth a combined $42.2M — up 31% from $32.3M a quarter earlier.

Sellers outnumbered buyers: 3 funds closed out of FUND and 1 opened new positions — a net loss of 2 holders — while 7 trimmed existing stakes and 15 added.

The largest buyer was City of London Investment Management, adding an estimated $1.27M. The largest seller was Next Financial Group, exiting entirely with an estimated $176K sold.

  • 30 institutional investors held Sprott Focus Trust (FUND) as of Q4 2019, down from 32 in Q3 2019.
  • Funds reported $42.2M of Sprott Focus Trust stock for Q4 2019, up 31% quarter-over-quarter.
  • 1 fund opened new Sprott Focus Trust positions in Q4 2019 and 3 closed out, a net change of -2 holders.
  • The largest Sprott Focus Trust buyer in Q4 2019 was City of London Investment Management, an estimated $1.27M added.
  • The largest Sprott Focus Trust seller in Q4 2019 was Next Financial Group, an estimated $176K sold.

Based on aggregated 13F filings for Q4 2019.