Next Financial Group’s Sprott Focus Trust FUND Stock Holding History

Next Financial Group’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-5,433	Closed	-$37K	–	2565
2020 Q4	$37K	Buy	5,433 +237	+5%	+$1.54K	﹤0.01%	1303
2020 Q3	$31K	Buy	+5,196	New	+$32.1K	﹤0.01%	1249
2020 Q2	–	Sell	-4,724	Closed	-$24K	–	1066
2020 Q1	$24K	Buy	+4,724	New	+$31.2K	﹤0.01%	1205
2019 Q4	–	Sell	-26,050	Closed	-$176K	–	2419
2019 Q3	$176K	Hold	26,050	–	–	0.02%	715
2019 Q2	$176K	Buy	+26,050	New	+$176K	0.02%	709

Other funds holding FUND

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Cetera Investment Advisers Schaumburg, Illinois $94B AUM 20.14% 1-Year Est. Return

Next Financial Group's FUND Position: Q1 2021 in Review

Next Financial Group sold out of Sprott Focus Trust (FUND) in Q1 2021, closing a stake of 5,433 shares — an estimated $37K sold.

Next Financial Group first reported a position in FUND in Q2 2019 and held it in 5 quarters. The position peaked at $176K in Q3 2019. 32 funds tracked by Wall St. Rank hold FUND as of Q1 2021.

Next Financial Group reported no remaining Sprott Focus Trust position as of Q1 2021 after selling out during the quarter.
Next Financial Group sold 5,433 Sprott Focus Trust shares in Q1 2021, an estimated $37K.
Next Financial Group first reported a position in Sprott Focus Trust in Q2 2019 and held it in 5 quarters.
Next Financial Group's Sprott Focus Trust position peaked at $176K in Q3 2019.
32 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q1 2021.

Based on Next Financial Group's 13F filing for Q1 2021, filed 16 Apr 2021.