FUND

Sprott Focus Trust
FUND

Overview Fund Activity

32 hedge funds and large institutions have $32.3M invested in Sprott Focus Trust in 2019 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 6 reducing their positions, and 2 closing their positions.

Holders
32
Holders Change
+1
Holders Change %
+3.23%
% of All Funds
0.7%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
13
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.25M
2
WAM
2
Wolverine Asset Management
Illinois
$1.28M
3
1CP
3
1607 Capital Partners
Virginia
$9.46M
4
COLIM
4
City of London Investment Management
United Kingdom
$4.12M
5
LCM
5
Landscape Capital Management
New Jersey
$142K

Top Sellers

1
Wells Fargo
1
Wells Fargo
California
$2.9M
2
VFA
2
Valeo Financial Advisors
Indiana
$0
3
UBS Group
3
UBS Group
Switzerland
$613K
4
TSS
4
Two Sigma Securities
New York
$0
5
Geode Capital Management
5
Geode Capital Management
Massachusetts
$301K
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$9.46M 1,404,052 +82,857 +6%
SFS
2
Shaker Financial Services
Virginia
$4.25M 629,802 +223,711 +55%
COLIM
3
City of London Investment Management
United Kingdom
$4.12M 610,145 +40,368 +7%
Wells Fargo
4
Wells Fargo
California
$2.9M 430,939 -177,606 -29%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.43M 361,037 +2,175 +0.6%
FAAS
6
First Allied Advisory Services
California
$1.83M 271,849 +13,138 +5%
WAM
7
Wolverine Asset Management
Illinois
$1.28M 190,541 +141,939 +292%
Stifel Financial
8
Stifel Financial
Missouri
$1.28M 189,896 +6,339 +3%
Morgan Stanley
9
Morgan Stanley
New York
$915K 135,761 +5,322 +4%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$635K 94,123 -746 -0.8%
UBS Group
11
UBS Group
Switzerland
$613K 90,985 -27,124 -23%
SI
12
Sprott Inc
Ontario, Canada
$334K 49,562 -11,858 -19%
Geode Capital Management
13
Geode Capital Management
Massachusetts
$301K 44,765 -15,132 -25%
HighTower Advisors
14
HighTower Advisors
Illinois
$239K 35,673 – –
Bank of America
15
Bank of America
North Carolina
$225K 33,421 +534 +2%
IFWM
16
Institute for Wealth Management
Colorado
$222K 32,888 – –
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$182K 26,965 +1,722 +7%
NFG
18
Next Financial Group
Texas
$176K 26,050 – –
RIL
19
Rothschild Investment LLC
Illinois
$143K 21,262 +336 +2%
LCM
20
Landscape Capital Management
New Jersey
$142K 21,004 +21,004 New
PAG
21
Private Advisor Group
New Jersey
$128K 18,275 +1,000 +6%
MAA
22
Mraz Amerine & Associates
California
$113K 16,837 – –
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$105K 15,509 – –
PVWM
24
Point View Wealth Management
New Jersey
$105K 15,591 – –
DA
25
Doliver Advisors
Texas
$92K 13,879 -2,959 -18%
1
2