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FUND

Sprott Focus Trust

31 hedge funds and large institutions have $35.5M invested in Sprott Focus Trust in 2022 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 11 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 3

13% more capital invested

Capital invested by funds: $31.3M → $35.5M (+$4.21M)

7% more funds holding

Funds holding: 2931 (+2)

9% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 11

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0.3% less ownership

Funds ownership: 15.32%15.02% (-0.3%)

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
5
Increased
12
Reduced
11
Closed
3
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$6.34M -$658K -84,005 -10%
SFS
2
Shaker Financial Services
Virginia
$4.86M +$150K +19,099 +3%
LPL Financial
3
LPL Financial
California
$4.72M -$24.3K -3,106 -0.5%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.22M +$23.5K +3,003 +0.7%
Morgan Stanley
5
Morgan Stanley
New York
$2.27M +$239K +30,494 +12%
IWC
6
Integrated Wealth Concepts
Massachusetts
$2.27M -$49.9K -6,370 -2%
EFS
7
Essex Financial Services
Connecticut
$2.21M +$4.33K +553 +0.2%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.82M -$6.87K -876 -0.4%
Osaic Holdings
9
Osaic Holdings
Arizona
$983K +$126K +16,078 +15%
Wells Fargo
10
Wells Fargo
California
$957K -$976K -124,536 -51%
UBS Group
11
UBS Group
Switzerland
$890K +$56.1K +7,157 +7%
CAPTRUST Financial Advisors
12
CAPTRUST Financial Advisors
North Carolina
$875K +$118K +15,017 +16%
SI
13
Sprott Inc
Ontario, Canada
$859K -$50.6K -6,453 -6%
Stifel Financial
14
Stifel Financial
Missouri
$571K +$138K +17,651 +33%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$519K -$854 -109 -0.2%
LPAM
16
Lodestar Private Asset Management
California
$328K +$323K +41,190 New
IA
17
IFP Advisors
Florida
$235K +$62.8K +8,015 +37%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$191K +$189K +24,089 New
Bank of America
19
Bank of America
North Carolina
$186K -$139K -17,698 -43%
PAG
20
Private Advisor Group
New Jersey
$171K -$7.84K -1,000 -4%
RIL
21
Rothschild Investment LLC
Illinois
$163K -$36.4K -4,643 -19%
HighTower Advisors
22
HighTower Advisors
Illinois
$154K -$31.4K -4,010 -17%
CA
23
CoreCap Advisors
Michigan
$146K +$2.26K +288 +2%
SCA
24
Snowden Capital Advisors
New York
$145K
LFAS
25
Level Four Advisory Services
Texas
$135K +$132K +16,889 New

FUND Hedge Fund Activity: Q4 2022 in Review

31 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2022, worth a combined $35.5M — up 13% from $31.3M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FUND positions and 3 closed out — a net gain of 2 holders — while 12 added to existing stakes and 11 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $239K. The largest seller was Wells Fargo, cutting an estimated $976K.

  • 31 institutional investors held Sprott Focus Trust (FUND) as of Q4 2022, up from 29 in Q3 2022.
  • Funds reported $35.5M of Sprott Focus Trust stock for Q4 2022, up 13% quarter-over-quarter.
  • 5 funds opened new Sprott Focus Trust positions in Q4 2022 and 3 closed out, a net change of +2 holders.
  • The largest Sprott Focus Trust buyer in Q4 2022 was Morgan Stanley, an estimated $239K added.
  • The largest Sprott Focus Trust seller in Q4 2022 was Wells Fargo, an estimated $976K sold.

Based on aggregated 13F filings for Q4 2022.