FUND

Sprott Focus Trust
FUND

Overview Fund Activity

32 hedge funds and large institutions have $47.3M invested in Sprott Focus Trust in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
5
Increased
10
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.16M
2
Bank of America
2
Bank of America
North Carolina
$1.61M
3
Morgan Stanley
3
Morgan Stanley
New York
$1.62M
4
PAG
4
Private Advisor Group
New Jersey
$586K
5
RJA
5
Raymond James & Associates
Florida
$289K

Top Sellers

1
RCM
1
Rivernorth Capital Management
Florida
$2.46M
2
SFS
2
Shaker Financial Services
Virginia
$4.33M
3
WAM
3
Wolverine Asset Management
Illinois
$0
4
CRC
4
Curi RMB Capital
Illinois
$0
5
Wells Fargo
5
Wells Fargo
California
$3.5M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$11.8M 1,514,804 -14,800 -1%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$5.84M 748,358 -10,586 -1%
COLIM
3
City of London Investment Management
United Kingdom
$4.51M 576,488 +17,591 +3%
SFS
4
Shaker Financial Services
Virginia
$4.33M 555,607 -277,466 -33%
Wells Fargo
5
Wells Fargo
California
$3.5M 448,179 -65,289 -13%
Stifel Financial
6
Stifel Financial
Missouri
$3.37M 432,409 -10,449 -2%
RCM
7
Rivernorth Capital Management
Florida
$2.46M 315,103 -278,348 -47%
Morgan Stanley
8
Morgan Stanley
New York
$1.62M 207,241 +41,286 +25%
Bank of America
9
Bank of America
North Carolina
$1.61M 206,944 +53,881 +35%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1.47M 188,114 +6,098 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.16M 148,990 +96,186 +182%
CA
12
Cornerstone Advisors
North Carolina
$1.11M 141,807 -44,088 -24%
FWM
13
Frontier Wealth Management
Missouri
$805K 103,195 +344 +0.3%
UBS Group
14
UBS Group
Switzerland
$691K 88,590 -116 -0.1%
PAG
15
Private Advisor Group
New Jersey
$586K 75,075 +38,350 +104%
SI
16
Sprott Inc
Ontario, Canada
$468K 60,032 +20,740 +53%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$421K 54,009 +12,844 +31%
RJA
18
Raymond James & Associates
Florida
$289K 37,000 +37,000 New
HighTower Advisors
19
HighTower Advisors
Illinois
$214K 27,401 -3,079 -10%
BCM
20
Bourgeon Capital Management
Connecticut
$190K 24,309 +24,309 New
RIL
21
Rothschild Investment LLC
Illinois
$138K 17,692 +226 +1%
Osaic Holdings
22
Osaic Holdings
Arizona
$132K 16,872 -1,392 -8%
MAA
23
Mraz Amerine & Associates
California
$131K 16,837 – –
LPL Financial
24
LPL Financial
California
$96K 12,342 -6,054 -33%
AA
25
AQR Arbitrage
Connecticut
$91K 11,597 -17,231 -60%
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