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FUND

Sprott Focus Trust

32 hedge funds and large institutions have $47.3M invested in Sprott Focus Trust in 2021 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 10 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 4

1% more capital invested

Capital invested by funds: $47M → $47.3M (+$336K)

0% more funds holding

Funds holding: 3232 (0)

2.56% less ownership

Funds ownership: 23.33%20.77% (-2.6%)

17% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 12

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
32
Holders Change
Holders Change %
0%
% of All Funds
0.56%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
10
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$11.8M -$113K -14,800 -1%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$5.84M -$81K -10,586 -1%
COLIM
3
City of London Investment Management
United Kingdom
$4.51M +$135K +17,591 +3%
SFS
4
Shaker Financial Services
Virginia
$4.33M -$2.12M -277,466 -33%
Wells Fargo
5
Wells Fargo
California
$3.5M -$500K -65,289 -13%
Stifel Financial
6
Stifel Financial
Missouri
$3.37M -$80K -10,449 -2%
RCM
7
Rivernorth Capital Management
Florida
$2.46M -$2.13M -278,348 -47%
Morgan Stanley
8
Morgan Stanley
New York
$1.62M +$316K +41,286 +25%
Bank of America
9
Bank of America
North Carolina
$1.61M +$412K +53,881 +35%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1.47M +$46.7K +6,098 +3%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$1.16M +$736K +96,186 +182%
CA
12
Cornerstone Advisors
North Carolina
$1.11M -$338K -44,088 -24%
FWM
13
Frontier Wealth Management
Missouri
$805K +$2.63K +344 +0.3%
UBS Group
14
UBS Group
Switzerland
$691K -$888 -116 -0.1%
PAG
15
Private Advisor Group
New Jersey
$586K +$294K +38,350 +104%
SI
16
Sprott Inc
Ontario, Canada
$468K +$159K +20,740 +53%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$421K +$98.3K +12,844 +31%
RJA
18
Raymond James & Associates
Florida
$289K +$283K +37,000 New
HighTower Advisors
19
HighTower Advisors
Illinois
$214K -$23.6K -3,079 -10%
BCM
20
Bourgeon Capital Management
Connecticut
$190K +$186K +24,309 New
RIL
21
Rothschild Investment LLC
Illinois
$138K +$1.73K +226 +1%
Osaic Holdings
22
Osaic Holdings
Arizona
$132K -$10.7K -1,392 -8%
MAA
23
Mraz Amerine & Associates
California
$131K
LPL Financial
24
LPL Financial
California
$96K -$46.3K -6,054 -33%
AA
25
AQR Arbitrage
Connecticut
$91K -$132K -17,231 -60%

FUND Hedge Fund Activity: Q1 2021 in Review

32 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q1 2021, worth a combined $47.3M — up 0.72% from $47M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new FUND positions and 4 closed out — a net gain of 1 holder — while 10 added to existing stakes and 12 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $736K. The largest seller was Rivernorth Capital Management, cutting an estimated $2.13M.

  • 32 institutional investors held Sprott Focus Trust (FUND) as of Q1 2021, unchanged from Q4 2020.
  • Funds reported $47.3M of Sprott Focus Trust stock for Q1 2021, up 0.72% quarter-over-quarter.
  • 5 funds opened new Sprott Focus Trust positions in Q1 2021 and 4 closed out, a net change of +1 holder.
  • The largest Sprott Focus Trust buyer in Q1 2021 was Royal Bank of Canada, an estimated $736K added.
  • The largest Sprott Focus Trust seller in Q1 2021 was Rivernorth Capital Management, an estimated $2.13M sold.

Based on aggregated 13F filings for Q1 2021.