FUND

Sprott Focus Trust
FUND

Overview Fund Activity

37 hedge funds and large institutions have $33.5M invested in Sprott Focus Trust in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 5 closing their positions.

Holders
37
Holders Change
–
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
13
Reduced
14
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$6.14M
2
Morgan Stanley
2
Morgan Stanley
New York
$904K
3
SRC
3
Shufro Rose & Co
New York
$489K
4
RJFSA
4
Raymond James Financial Services Advisors
Florida
$369K
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$839K

Top Sellers

1
MC
1
Matisse Capital
Oregon
$0
2
RCM
2
Rivernorth Capital Management
Florida
$8.75M
3
Stifel Financial
3
Stifel Financial
Missouri
$5.18M
4
Citigroup
4
Citigroup
New York
$0
5
SFS
5
Shaker Financial Services
Virginia
$118K
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$8.75M 1,260,569 -61,800 -5%
COLIM
2
City of London Investment Management
United Kingdom
$6.14M 883,033 +251,124 +40%
Stifel Financial
3
Stifel Financial
Missouri
$5.18M 746,557 -52,324 -7%
1CP
4
1607 Capital Partners
Virginia
$2.97M 428,123 +6,864 +2%
Bank of America
5
Bank of America
North Carolina
$2M 287,405 +19,494 +7%
FAAS
6
First Allied Advisory Services
California
$999K 143,934 +17,145 +14%
Morgan Stanley
7
Morgan Stanley
New York
$904K 130,115 +79,237 +156%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$839K 120,910 +22,724 +23%
BC
9
Brinker Capital
Pennsylvania
$818K 117,937 -9,169 -7%
Wells Fargo
10
Wells Fargo
California
$653K 94,055 -2,162 -2%
CA
11
Cornerstone Advisors
North Carolina
$617K 88,668 -16,119 -15%
SRC
12
Shufro Rose & Co
New York
$489K 70,498 +70,498 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$369K 53,157 +53,157 New
LCM
14
Landscape Capital Management
New Jersey
$367K 52,944 +20,687 +64%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$334K 48,144 -1,972 -4%
AA
16
AQR Arbitrage
Connecticut
$163K 23,411 -14,743 -39%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$160K 22,950 -10,668 -32%
PVWM
18
Point View Wealth Management
New Jersey
$151K 21,693 – –
RIL
19
Rothschild Investment LLC
Illinois
$146K 21,030 -2,980 -12%
RJA
20
Raymond James & Associates
Florida
$146K 21,086 -1,328 -6%
HighTower Advisors
21
HighTower Advisors
Illinois
$131K 18,869 +647 +4%
UBS Group
22
UBS Group
Switzerland
$129K 18,519 -300 -2%
CCP
23
Cardan Capital Partners
Colorado
$128K 18,462 +653 +4%
SG Americas Securities
24
SG Americas Securities
New York
$126K 18,111 +18,111 New
SFS
25
Shaker Financial Services
Virginia
$118K 17,005 -25,375 -60%
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