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FUND

Sprott Focus Trust

37 hedge funds and large institutions have $33.5M invested in Sprott Focus Trust in 2016 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 13 increasing their positions, 14 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

20.11% more ownership

Funds ownership: 0%20.11% (+20%)

0% more funds holding

Funds holding: 3737 (0)

0% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 5

1% less capital invested

Capital invested by funds: $33.8M → $33.5M (-$292K)

7% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 14

Holders
37
Holders Change
Holders Change %
0%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
13
Reduced
14
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$8.75M -$422K -61,800 -5%
COLIM
2
City of London Investment Management
United Kingdom
$6.14M +$1.72M +251,124 +40%
Stifel Financial
3
Stifel Financial
Missouri
$5.18M -$357K -52,324 -7%
1CP
4
1607 Capital Partners
Virginia
$2.97M +$46.9K +6,864 +2%
Bank of America
5
Bank of America
North Carolina
$2M +$133K +19,494 +7%
FAAS
6
First Allied Advisory Services
California
$999K +$117K +17,145 +14%
Morgan Stanley
7
Morgan Stanley
New York
$904K +$541K +79,237 +156%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$839K +$155K +22,724 +23%
BC
9
Brinker Capital
Pennsylvania
$818K -$62.6K -9,169 -7%
Wells Fargo
10
Wells Fargo
California
$653K -$14.8K -2,162 -2%
CA
11
Cornerstone Advisors
North Carolina
$617K -$110K -16,119 -15%
SRC
12
Shufro Rose & Co
New York
$489K +$482K +70,498 New
RJFSA
13
Raymond James Financial Services Advisors
Florida
$369K +$363K +53,157 New
LCM
14
Landscape Capital Management
New Jersey
$367K +$141K +20,687 +64%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$334K -$13.5K -1,972 -4%
AA
16
AQR Arbitrage
Connecticut
$163K -$101K -14,743 -39%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$160K -$72.9K -10,668 -32%
PVWM
18
Point View Wealth Management
New Jersey
$151K
RIL
19
Rothschild Investment LLC
Illinois
$146K -$20.4K -2,980 -12%
RJA
20
Raymond James & Associates
Florida
$146K -$9.07K -1,328 -6%
HighTower Advisors
21
HighTower Advisors
Illinois
$131K +$4.42K +647 +4%
UBS Group
22
UBS Group
Switzerland
$129K -$2.05K -300 -2%
CCP
23
Cardan Capital Partners
Colorado
$128K +$4.46K +653 +4%
SG Americas Securities
24
SG Americas Securities
New York
$126K +$124K +18,111 New
SFS
25
Shaker Financial Services
Virginia
$118K -$173K -25,375 -60%

FUND Hedge Fund Activity: Q4 2016 in Review

37 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2016, worth a combined $33.5M — down 0.86% from $33.8M a quarter earlier.

Fund positioning in FUND was balanced in Q4 2016: 5 funds opened new positions, 5 closed out, 13 added to existing stakes and 14 trimmed.

The largest buyer was City of London Investment Management, adding an estimated $1.72M. The largest seller was Matisse Capital, exiting entirely with an estimated $1.93M sold.

  • 37 institutional investors held Sprott Focus Trust (FUND) as of Q4 2016, unchanged from Q3 2016.
  • Funds reported $33.5M of Sprott Focus Trust stock for Q4 2016, down 0.86% quarter-over-quarter.
  • 5 funds opened new Sprott Focus Trust positions in Q4 2016 and 5 closed out, a net change of 0 holders.
  • The largest Sprott Focus Trust buyer in Q4 2016 was City of London Investment Management, an estimated $1.72M added.
  • The largest Sprott Focus Trust seller in Q4 2016 was Matisse Capital, an estimated $1.93M sold.

Based on aggregated 13F filings for Q4 2016.