FUND

Sprott Focus Trust
FUND

Overview Fund Activity

33 hedge funds and large institutions have $25.9M invested in Sprott Focus Trust in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 6 closing their positions.

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
5
Increased
12
Reduced
9
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$4.06M
2
WAM
2
Wolverine Asset Management
Illinois
$1.18M
3
SRC
3
Shufro Rose & Co
New York
$464K
4
CA
4
Cornerstone Advisors
North Carolina
$184K
5
DA
5
Doliver Advisors
Texas
$294K

Top Sellers

1
EFS
1
Essex Financial Services
Connecticut
$0
2
VFS
2
VSR Financial Services
Kansas
$0
3
SG Americas Securities
3
SG Americas Securities
New York
$557K
4
Morgan Stanley
4
Morgan Stanley
New York
$6.71M
5
CWM
5
Concert Wealth Management
California
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.71M 923,861 -32,292 -3%
RCM
2
Rivernorth Capital Management
Florida
$4.6M 633,579 – –
SFS
3
Shaker Financial Services
Virginia
$4.06M 559,749 +261,418 +88%
Wells Fargo
4
Wells Fargo
California
$2.1M 289,439 -2,805 -1%
Bank of America
5
Bank of America
North Carolina
$1.26M 173,905 +5,912 +4%
WAM
6
Wolverine Asset Management
Illinois
$1.18M 163,199 +142,098 +673%
1CP
7
1607 Capital Partners
Virginia
$716K 98,611 +1,700 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$668K 91,998 +880 +1%
FAAS
9
First Allied Advisory Services
California
$586K 80,540 +6,956 +9%
SG Americas Securities
10
SG Americas Securities
New York
$557K 76,771 -67,800 -47%
Stifel Financial
11
Stifel Financial
Missouri
$492K 67,828 -6,395 -9%
SRC
12
Shufro Rose & Co
New York
$464K 64,001 +64,001 New
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$326K 44,962 – –
DA
14
Doliver Advisors
Texas
$294K 40,459 +16,238 +67%
UBS Group
15
UBS Group
Switzerland
$225K 30,994 +4,989 +19%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$224K 30,823 -7,823 -20%
HFS
17
HL Financial Services
Kentucky
$218K 29,998 -4,870 -14%
RIL
18
Rothschild Investment LLC
Illinois
$197K 27,120 -12,924 -32%
PVWM
19
Point View Wealth Management
New Jersey
$187K 25,752 – –
CA
20
Cornerstone Advisors
North Carolina
$184K 25,305 +25,305 New
AA
21
AQR Arbitrage
Connecticut
$93K 12,837 +12,837 New
APCM
22
Arbiter Partners Capital Management
New York
$87K 11,963 – –
LCM
23
Landscape Capital Management
New Jersey
$79K 10,916 +10,916 New
VKH
24
Virtu KCG Holdings
New York
$77K 10,644 +282 +3%
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$72K 9,944 +389 +4%
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