We are live on ! Find out more
FUND

Sprott Focus Trust

33 hedge funds and large institutions have $25.9M invested in Sprott Focus Trust in 2015 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 12 increasing their positions, 9 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 9

2% more capital invested

Capital invested by funds: $25.5M → $25.9M (+$404K)

3% less funds holding

Funds holding: 3433 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
33
Holders Change
-1
Holders Change %
-2.94%
% of All Funds
0.88%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
12
Reduced
9
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$6.71M -$236K -32,760 -3%
RCM
2
Rivernorth Capital Management
Florida
$4.6M
SFS
3
Shaker Financial Services
Virginia
$4.06M +$1.91M +265,206 +88%
Wells Fargo
4
Wells Fargo
California
$2.1M -$20.5K -2,845 -1%
Bank of America
5
Bank of America
North Carolina
$1.26M +$43.2K +5,997 +4%
WAM
6
Wolverine Asset Management
Illinois
$1.18M +$1.04M +144,157 +673%
1CP
7
1607 Capital Partners
Virginia
$716K +$12.4K +1,724 +2%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$668K +$6.42K +892 +1%
FAAS
9
First Allied Advisory Services
California
$586K +$50.8K +7,057 +9%
SG Americas Securities
10
SG Americas Securities
New York
$557K -$495K -68,782 -47%
Stifel Financial
11
Stifel Financial
Missouri
$492K -$46.7K -6,488 -9%
SRC
12
Shufro Rose & Co
New York
$464K +$468K +64,929 New
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$326K
DA
14
Doliver Advisors
Texas
$294K +$119K +16,473 +67%
UBS Group
15
UBS Group
Switzerland
$225K +$36.4K +5,061 +19%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$224K -$57.1K -7,936 -20%
HFS
17
HL Financial Services
Kentucky
$218K -$35.6K -4,940 -14%
RIL
18
Rothschild Investment LLC
Illinois
$197K -$94.4K -13,111 -32%
PVWM
19
Point View Wealth Management
New Jersey
$187K
CA
20
Cornerstone Advisors
North Carolina
$184K +$185K +25,672 New
AA
21
AQR Arbitrage
Connecticut
$93K +$93.8K +13,023 New
APCM
22
Arbiter Partners Capital Management
New York
$87K
LCM
23
Landscape Capital Management
New Jersey
$79K +$79.7K +11,074 New
VKH
24
Virtu KCG Holdings
New York
$77K +$2.06K +286 +3%
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$72K +$2.84K +395 +4%

FUND Hedge Fund Activity: Q1 2015 in Review

33 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q1 2015, worth a combined $25.9M — up 1.6% from $25.5M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FUND and 5 opened new positions — a net loss of 1 holder — while 9 trimmed existing stakes and 12 added.

The largest buyer was Shaker Financial Services, adding an estimated $1.91M. The largest seller was Essex Financial Services, exiting entirely with an estimated $1.21M sold.

  • 33 institutional investors held Sprott Focus Trust (FUND) as of Q1 2015, down from 34 in Q4 2014.
  • Funds reported $25.9M of Sprott Focus Trust stock for Q1 2015, up 1.6% quarter-over-quarter.
  • 5 funds opened new Sprott Focus Trust positions in Q1 2015 and 6 closed out, a net change of -1 holder.
  • The largest Sprott Focus Trust buyer in Q1 2015 was Shaker Financial Services, an estimated $1.91M added.
  • The largest Sprott Focus Trust seller in Q1 2015 was Essex Financial Services, an estimated $1.21M sold.

Based on aggregated 13F filings for Q1 2015.