SG Americas Securities’s Sprott Focus Trust FUND Stock Holding History

SG Americas Securities’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q3	–	Sell	-10,431	Closed	-$77K	–	3567
2017 Q2	$77K	Buy	+10,431	New	+$78.3K	﹤0.01%	2971
2017 Q1	–	Sell	-18,111	Closed	-$126K	–	3370
2016 Q4	$126K	Buy	+18,111	New	+$124K	﹤0.01%	2707
2016 Q2	–	Sell	-20,689	Closed	-$126K	–	2739
2016 Q1	$126K	Sell	20,689 -8,200	-28%	-$45.2K	﹤0.01%	2484
2015 Q4	$168K	Buy	+28,889	New	+$175K	﹤0.01%	2189
2015 Q2	–	Sell	-77,884	Closed	-$557K	–	2679
2015 Q1	$557K	Sell	77,884 -68,782	-47%	-$495K	﹤0.01%	1407
2014 Q4	$1.05M	Buy	146,666 +2,144	+1%	+$16K	0.01%	1207
2014 Q3	$1.12M	Buy	144,522 +1,960	+1%	+$16K	0.01%	1117
2014 Q2	$1.2M	Buy	142,562 +1,673	+1%	+$13.4K	0.01%	1255
2014 Q1	$1.1M	Buy	140,889 +1,760	+1%	+$13.4K	﹤0.01%	1093
2013 Q4	$1.04M	Sell	139,129 -6,695	-5%	-$49.4K	﹤0.01%	1184
2013 Q3	$1.04M	Hold	145,824	–	–	﹤0.01%	1246
2013 Q2	$1M	Buy	+145,824	New	+$1M	﹤0.01%	983

Other funds holding FUND

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

SFS

Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Cornerstone Advisors Asheville, North Carolina $2.72B AUM 22.17% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

SG Americas Securities's FUND Position: Q3 2017 in Review

SG Americas Securities sold out of Sprott Focus Trust (FUND) in Q3 2017, closing a stake of 10,431 shares — an estimated $77K sold.

SG Americas Securities first reported a position in FUND in Q2 2013 and held it in 12 quarters. The position peaked at $1.2M in Q2 2014. 33 funds tracked by Wall St. Rank hold FUND as of Q3 2017.

SG Americas Securities reported no remaining Sprott Focus Trust position as of Q3 2017 after selling out during the quarter.
SG Americas Securities sold 10,431 Sprott Focus Trust shares in Q3 2017, an estimated $77K.
SG Americas Securities first reported a position in Sprott Focus Trust in Q2 2013 and held it in 12 quarters.
SG Americas Securities's Sprott Focus Trust position peaked at $1.2M in Q2 2014.
33 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q3 2017.

Based on SG Americas Securities's 13F filing for Q3 2017, filed 7 Nov 2017.