FUND

Sprott Focus Trust
FUND

Overview Fund Activity

31 hedge funds and large institutions have $27.2M invested in Sprott Focus Trust in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 1 closing their positions.

Holders
31
Holders Change
–
Holders Change %
0%
% of All Funds
0.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
15
Reduced
5
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$7.05M
2
WAM
2
Wolverine Asset Management
Illinois
$241K
3
SFS
3
Shaker Financial Services
Virginia
$1.54M
4
Bank of America
4
Bank of America
North Carolina
$1.32M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$609K

Top Sellers

1
TJHA
1
Thomas J. Herzfeld Advisors
Florida
$376K
2
Stifel Financial
2
Stifel Financial
Missouri
$489K
3
HFS
3
HL Financial Services
Kentucky
$294K
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$354K
5
Creative Planning
5
Creative Planning
Kansas
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$7.05M 824,311 +106,082 +15%
RCM
2
Rivernorth Capital Management
Florida
$5.27M 616,488 +2,000 +0.3%
Wells Fargo
3
Wells Fargo
California
$2.48M 290,296 +3,754 +1%
SFS
4
Shaker Financial Services
Virginia
$1.54M 179,485 +18,007 +11%
EFS
5
Essex Financial Services
Connecticut
$1.45M 169,635 +668 +0.4%
Bank of America
6
Bank of America
North Carolina
$1.32M 154,535 +14,996 +11%
SG Americas Securities
7
SG Americas Securities
New York
$1.2M 140,525 +1,649 +1%
VFS
8
VSR Financial Services
Kansas
$1.14M 133,664 – –
1CP
9
1607 Capital Partners
Virginia
$829K 96,911 – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$609K 71,136 +7,382 +12%
FAAS
11
First Allied Advisory Services
California
$572K 66,805 – –
Stifel Financial
12
Stifel Financial
Missouri
$489K 57,236 -3,125 -5%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$376K 44,026 -3,902 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$354K 41,444 -937 -2%
RIL
15
Rothschild Investment LLC
Illinois
$341K 39,941 – –
DA
16
Doliver Advisors
Texas
$304K 35,565 +3,823 +12%
HFS
17
HL Financial Services
Kentucky
$294K 34,410 -2,879 -8%
WAM
18
Wolverine Asset Management
Illinois
$241K 28,284 +28,284 New
CWM
19
Concert Wealth Management
California
$223K 26,946 +8 +0%
PVWM
20
Point View Wealth Management
New Jersey
$220K 25,752 -454 -2%
MAA
21
Mraz Amerine & Associates
California
$178K 20,807 – –
U
22
UBS
Switzerland
$166K 19,405 +5,711 +42%
LPL Financial
23
LPL Financial
California
$111K 12,963 +146 +1%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$101K 11,778 – –
APCM
25
Arbiter Partners Capital Management
New York
$101K 11,859 – –
1
2