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FUND

Sprott Focus Trust

31 hedge funds and large institutions have $27.2M invested in Sprott Focus Trust in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 15 increasing their positions, 5 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 5

14% more capital invested

Capital invested by funds: $23.8M → $27.2M (+$3.32M)

0% more funds holding

Funds holding: 3131 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

Holders
31
Holders Change
Holders Change %
0%
% of All Funds
0.89%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
15
Reduced
5
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$7.05M +$860K +107,620 +15%
RCM
2
Rivernorth Capital Management
Florida
$5.27M +$16.2K +2,029 +0.3%
Wells Fargo
3
Wells Fargo
California
$2.48M +$30.4K +3,808 +1%
SFS
4
Shaker Financial Services
Virginia
$1.53M +$146K +18,268 +11%
EFS
5
Essex Financial Services
Connecticut
$1.45M +$5.41K +677 +0.4%
Bank of America
6
Bank of America
North Carolina
$1.32M +$122K +15,214 +11%
SG Americas Securities
7
SG Americas Securities
New York
$1.2M +$13.4K +1,673 +1%
VFS
8
VSR Financial Services
Kansas
$1.14M
1CP
9
1607 Capital Partners
Virginia
$829K
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$609K +$59.8K +7,489 +12%
FAAS
11
First Allied Advisory Services
California
$572K
Stifel Financial
12
Stifel Financial
Missouri
$489K -$25.3K -3,170 -5%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$376K -$31.6K -3,959 -8%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$354K -$7.59K -950 -2%
RIL
15
Rothschild Investment LLC
Illinois
$341K
DA
16
Doliver Advisors
Texas
$304K +$31K +3,878 +12%
HFS
17
HL Financial Services
Kentucky
$294K -$23.3K -2,920 -8%
WAM
18
Wolverine Asset Management
Illinois
$241K +$229K +28,694 New
CWM
19
Concert Wealth Management
California
$223K +$72 +9 +0%
PVWM
20
Point View Wealth Management
New Jersey
$220K -$3.68K -461 -2%
MAA
21
Mraz Amerine & Associates
California
$178K
U
22
UBS
Switzerland
$166K +$46.3K +5,794 +42%
LPL Financial
23
LPL Financial
California
$111K +$1.18K +148 +1%
APCM
24
Arbiter Partners Capital Management
New York
$101K
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$101K

FUND Hedge Fund Activity: Q2 2014 in Review

31 of the 3,480 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q2 2014, worth a combined $27.2M — up 14% from $23.8M a quarter earlier.

Fund positioning in FUND was balanced in Q2 2014: 1 fund opened new positions, 1 closed out, 15 added to existing stakes and 5 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $860K. The largest seller was Thomas J. Herzfeld Advisors, cutting an estimated $31.6K.

  • 31 institutional investors held Sprott Focus Trust (FUND) as of Q2 2014, unchanged from Q1 2014.
  • Funds reported $27.2M of Sprott Focus Trust stock for Q2 2014, up 14% quarter-over-quarter.
  • 1 fund opened new Sprott Focus Trust positions in Q2 2014 and 1 closed out, a net change of 0 holders.
  • The largest Sprott Focus Trust buyer in Q2 2014 was Morgan Stanley, an estimated $860K added.
  • The largest Sprott Focus Trust seller in Q2 2014 was Thomas J. Herzfeld Advisors, an estimated $31.6K sold.

Based on aggregated 13F filings for Q2 2014.