FUND

Sprott Focus Trust
FUND

Overview Fund Activity

44 hedge funds and large institutions have $26.8M invested in Sprott Focus Trust in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 1 closing their positions.

Holders
44
Holders Change
+6
Holders Change %
+15.79%
% of All Funds
1.16%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
7
Increased
24
Reduced
10
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RCM
1
Rivernorth Capital Management
Florida
$4.98M
2
Stifel Financial
2
Stifel Financial
Missouri
$728K
3
CRC
3
Curi RMB Capital
Illinois
$284K
4
DA
4
Doliver Advisors
Texas
$377K
5
BBPWM
5
Blue Bell Private Wealth Management
Pennsylvania
$415K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$1.37M
2
Geode Capital Management
2
Geode Capital Management
Massachusetts
$1.11M
3
VFS
3
VSR Financial Services
Kansas
$436K
4
Wells Fargo
4
Wells Fargo
California
$1.23M
5
SFS
5
Shaker Financial Services
Virginia
$3.3M
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$4.98M 858,017 +215,848 +34%
SFS
2
Shaker Financial Services
Virginia
$3.3M 568,677 -32,708 -5%
MC
3
Matisse Capital
Oregon
$2.07M 357,082 +357,082 New
1CP
4
1607 Capital Partners
Virginia
$1.86M 320,598 +29,005 +10%
Morgan Stanley
5
Morgan Stanley
New York
$1.37M 236,088 -675,097 -74%
WAM
6
Wolverine Asset Management
Illinois
$1.33M 229,810 +9,034 +4%
Wells Fargo
7
Wells Fargo
California
$1.23M 212,611 -47,563 -18%
Bank of America
8
Bank of America
North Carolina
$1.16M 199,078 -23,149 -10%
Geode Capital Management
9
Geode Capital Management
Massachusetts
– – – –
COLIM
10
City of London Investment Management
United Kingdom
$972K 171,351 – –
Stifel Financial
11
Stifel Financial
Missouri
$728K 125,568 +62,154 +98%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$535K 92,298 -755 -0.8%
FAAS
13
First Allied Advisory Services
California
$494K 85,514 +1,742 +2%
CA
14
Cornerstone Advisors
North Carolina
$443K 76,346 +5,246 +7%
VFS
15
VSR Financial Services
Kansas
$436K 75,108 -49,556 -40%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$415K 71,527 +33,500 +88%
LCM
17
Landscape Capital Management
New Jersey
$407K 70,148 +29,108 +71%
SRC
18
Shufro Rose & Co
New York
$392K 67,642 +1,000 +2%
DA
19
Doliver Advisors
Texas
$377K 64,985 +46,131 +245%
AA
20
AQR Arbitrage
Connecticut
$364K 62,744 +4,250 +7%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$301K 51,908 +796 +2%
CRC
22
Curi RMB Capital
Illinois
$284K 48,963 +48,963 New
AA
23
Ancora Advisors
Ohio
$273K 47,000 +24,000 +104%
RTS
24
Round Table Services
New Jersey
$189K 32,600 +800 +3%
SG Americas Securities
25
SG Americas Securities
New York
$168K 28,889 +28,889 New
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