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FUND

Sprott Focus Trust

44 hedge funds and large institutions have $26.8M invested in Sprott Focus Trust in 2015 Q4 according to their latest regulatory filings, with 7 funds opening new positions, 24 increasing their positions, 10 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 7 | Existing positions closed: 1

140% more repeat investments, than reductions

Existing positions increased: 24 | Existing positions reduced: 10

16% more funds holding

Funds holding: 3844 (+6)

4% more capital invested

Capital invested by funds: $25.7M → $26.8M (+$1.11M)

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
44
Holders Change
+6
Holders Change %
+15.79%
% of All Funds
1.15%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
7
Increased
24
Reduced
10
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$4.98M +$1.31M +215,848 +34%
SFS
2
Shaker Financial Services
Virginia
$3.3M -$199K -32,708 -5%
MC
3
Matisse Capital
Oregon
$2.07M +$2.17M +357,082 New
1CP
4
1607 Capital Partners
Virginia
$1.86M +$176K +29,005 +10%
Morgan Stanley
5
Morgan Stanley
New York
$1.37M -$4.1M -675,097 -74%
WAM
6
Wolverine Asset Management
Illinois
$1.33M +$54.8K +9,034 +4%
Wells Fargo
7
Wells Fargo
California
$1.23M -$289K -47,563 -18%
Bank of America
8
Bank of America
North Carolina
$1.16M -$141K -23,149 -10%
Geode Capital Management
9
Geode Capital Management
Massachusetts
$1.11M
COLIM
10
City of London Investment Management
United Kingdom
$972K
Stifel Financial
11
Stifel Financial
Missouri
$728K +$377K +62,154 +98%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$535K -$4.58K -755 -0.8%
FAAS
13
First Allied Advisory Services
California
$494K +$10.6K +1,742 +2%
CA
14
Cornerstone Advisors
North Carolina
$443K +$31.8K +5,246 +7%
VFS
15
VSR Financial Services
Kansas
$436K -$301K -49,556 -40%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$415K +$203K +33,500 +88%
LCM
17
Landscape Capital Management
New Jersey
$407K +$177K +29,108 +71%
SRC
18
Shufro Rose & Co
New York
$392K +$6.07K +1,000 +2%
DA
19
Doliver Advisors
Texas
$377K +$280K +46,131 +245%
AA
20
AQR Arbitrage
Connecticut
$364K +$25.8K +4,250 +7%
TJHA
21
Thomas J. Herzfeld Advisors
Florida
$301K +$4.83K +796 +2%
CRC
22
Curi RMB Capital
Illinois
$284K +$297K +48,963 New
AA
23
Ancora Advisors
Ohio
$273K +$146K +24,000 +104%
RTS
24
Round Table Services
New Jersey
$189K +$4.86K +800 +3%
SG Americas Securities
25
SG Americas Securities
New York
$168K +$175K +28,889 New

FUND Hedge Fund Activity: Q4 2015 in Review

44 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q4 2015, worth a combined $26.8M — up 4.3% from $25.7M a quarter earlier.

Buyers outnumbered sellers: 7 funds opened new FUND positions and 1 closed out — a net gain of 6 holders — while 24 added to existing stakes and 10 trimmed.

The largest buyer was Rivernorth Capital Management, adding an estimated $1.31M. The largest seller was Morgan Stanley, cutting an estimated $4.1M.

  • 44 institutional investors held Sprott Focus Trust (FUND) as of Q4 2015, up from 38 in Q3 2015.
  • Funds reported $26.8M of Sprott Focus Trust stock for Q4 2015, up 4.3% quarter-over-quarter.
  • 7 funds opened new Sprott Focus Trust positions in Q4 2015 and 1 closed out, a net change of +6 holders.
  • The largest Sprott Focus Trust buyer in Q4 2015 was Rivernorth Capital Management, an estimated $1.31M added.
  • The largest Sprott Focus Trust seller in Q4 2015 was Morgan Stanley, an estimated $4.1M sold.

Based on aggregated 13F filings for Q4 2015.