FUND

Sprott Focus Trust
FUND

Overview Fund Activity

33 hedge funds and large institutions have $19.4M invested in Sprott Focus Trust in 2013 Q2 according to their latest regulatory filings, with 33 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
33
Holders Change
+33
Holders Change %
–
% of All Funds
1.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
33
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$4.24M 616,121 +616,121 New
Morgan Stanley
2
Morgan Stanley
New York
$3.59M 521,543 +521,543 New
Wells Fargo
3
Wells Fargo
California
$2.04M 296,489 +296,489 New
EFS
4
Essex Financial Services
Connecticut
$1.04M 150,660 +150,660 New
SG Americas Securities
5
SG Americas Securities
New York
$1M 145,824 +145,824 New
VFS
6
VSR Financial Services
Kansas
$947K 137,630 +137,630 New
SFS
7
Shaker Financial Services
Virginia
$901K 130,885 +130,885 New
Bank of America
8
Bank of America
North Carolina
$848K 123,186 +123,186 New
DA
9
Doliver Advisors
Texas
$523K 76,041 +76,041 New
SNC
10
Stifel Nicolaus & Co
Missouri
$478K 69,452 +69,452 New
FAAS
11
First Allied Advisory Services
California
$452K 65,820 +65,820 New
PRCM
12
Pine River Capital Management
Minnesota
$400K 58,173 +58,173 New
RIL
13
Rothschild Investment LLC
Illinois
$306K 44,535 +44,535 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$292K 42,471 +42,471 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$278K 40,458 +40,458 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$246K 35,747 +35,747 New
V
17
Veritable
Delaware
$231K 33,526 +33,526 New
GFM
18
Gramercy Funds Management
Connecticut
$216K 31,449 +31,449 New
HFS
19
HL Financial Services
Kentucky
$182K 26,394 +26,394 New
CWM
20
Concert Wealth Management
California
$182K 26,477 +26,477 New
WI
21
Western Investment
Utah
$175K 25,470 +25,470 New
MAA
22
Mraz Amerine & Associates
California
$145K 21,109 +21,109 New
Brown Advisory
23
Brown Advisory
Maryland
$137K 19,942 +19,942 New
LPL Financial
24
LPL Financial
California
$121K 17,640 +17,640 New
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$114K 16,510 +16,510 New
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