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FUND

Sprott Focus Trust
FUND

33 hedge funds and large institutions have $19.4M invested in Sprott Focus Trust in 2013 Q2 according to their latest regulatory filings, with 33 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
33
Holders Change
+33
Holders Change %
–
% of All Funds
1.08%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
33
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

No buyers this quarter

Top Sellers

No sellers this quarter
Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$4.24M +$4.24M +616,121 New
Morgan Stanley
2
Morgan Stanley
New York
$3.59M +$3.59M +521,543 New
Wells Fargo
3
Wells Fargo
California
$2.04M +$2.04M +296,489 New
EFS
4
Essex Financial Services
Connecticut
$1.04M +$1.04M +150,660 New
SG Americas Securities
5
SG Americas Securities
New York
$1M +$1M +145,824 New
VFS
6
VSR Financial Services
Kansas
$947K +$946K +137,630 New
SFS
7
Shaker Financial Services
Virginia
$901K +$900K +130,885 New
Bank of America
8
Bank of America
North Carolina
$848K +$847K +123,186 New
DA
9
Doliver Advisors
Texas
$523K +$523K +76,041 New
SNC
10
Stifel Nicolaus & Co
Missouri
$478K +$478K +69,452 New
FAAS
11
First Allied Advisory Services
California
$452K +$453K +65,820 New
PRCM
12
Pine River Capital Management
Minnesota
$400K +$400K +58,173 New
RIL
13
Rothschild Investment LLC
Illinois
$306K +$306K +44,535 New
TJHA
14
Thomas J. Herzfeld Advisors
Florida
$292K +$292K +42,471 New
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$278K +$278K +40,458 New
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$246K +$246K +35,747 New
V
17
Veritable
Delaware
$231K +$231K +33,526 New
GFM
18
Gramercy Funds Management
Connecticut
$216K +$216K +31,449 New
HFS
19
HL Financial Services
Kentucky
$182K +$181K +26,394 New
CWM
20
Concert Wealth Management
California
$182K +$182K +26,477 New
WI
21
Western Investment
Utah
$175K +$175K +25,470 New
MAA
22
Mraz Amerine & Associates
California
$145K +$145K +21,109 New
Brown Advisory
23
Brown Advisory
Maryland
$137K +$137K +19,942 New
LPL Financial
24
LPL Financial
California
$121K +$121K +17,640 New
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$114K +$114K +16,510 New
1
2

FUND Hedge Fund Activity: Q2 2013 in Review

33 of the 3,065 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q2 2013, worth a combined $19.4M.

Buyers outnumbered sellers: 33 funds opened new FUND positions and 0 closed out — a net gain of 33 holders — while 0 added to existing stakes and 0 trimmed.

  • 33 institutional investors held Sprott Focus Trust (FUND) as of Q2 2013, up from 0 in Q1 2013.
  • Funds reported $19.4M of Sprott Focus Trust stock for Q2 2013.
  • 33 funds opened new Sprott Focus Trust positions in Q2 2013 and 0 closed out, a net change of +33 holders.

Based on aggregated 13F filings for Q2 2013.