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FUND

Sprott Focus Trust

38 hedge funds and large institutions have $31.4M invested in Sprott Focus Trust in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

12% more capital invested

Capital invested by funds: $28.1M → $31.4M (+$3.27M)

0% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 15

16% less funds holding

Funds holding: 4538 (-7)

67% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 9

Holders
38
Holders Change
-7
Holders Change %
-15.56%
% of All Funds
1.01%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
15
Reduced
15
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$7.8M +$1.43M +227,663 +23%
COLIM
2
City of London Investment Management
United Kingdom
$4.52M +$1.59M +254,256 +56%
Stifel Financial
3
Stifel Financial
Missouri
$4.46M +$4.35M +695,147 New
1CP
4
1607 Capital Partners
Virginia
$2.75M +$539K +86,108 +25%
MC
5
Matisse Capital
Oregon
$2.01M -$618K -98,619 -24%
Bank of America
6
Bank of America
North Carolina
$1.66M +$321K +51,282 +25%
BC
7
Brinker Capital
Pennsylvania
$878K +$79K +12,607 +10%
Wells Fargo
8
Wells Fargo
California
$650K -$297K -47,357 -32%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$648K +$23.5K +3,750 +4%
FAAS
10
First Allied Advisory Services
California
$625K +$27.3K +4,355 +5%
CA
11
Cornerstone Advisors
North Carolina
$611K -$67.1K -10,719 -10%
VFS
12
VSR Financial Services
Kansas
$442K -$38.8K -6,188 -8%
SRC
13
Shufro Rose & Co
New York
$442K
Morgan Stanley
14
Morgan Stanley
New York
$380K -$220K -35,145 -37%
AA
15
AQR Arbitrage
Connecticut
$344K -$43.4K -6,933 -11%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$332K +$3.5K +558 +1%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$324K
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$303K -$100K -15,986 -25%
LCM
19
Landscape Capital Management
New Jersey
$294K -$773K -123,332 -73%
RTS
20
Round Table Services
New Jersey
$209K
RIL
21
Rothschild Investment LLC
Illinois
$152K +$2.04K +325 +1%
DA
22
Doliver Advisors
Texas
$143K -$241K -38,492 -64%
PVWM
23
Point View Wealth Management
New Jersey
$139K
HFS
24
HL Financial Services
Kentucky
$134K -$29.2K -4,667 -18%
RJA
25
Raymond James & Associates
Florida
$129K +$88 +14 +0.1%

FUND Hedge Fund Activity: Q2 2016 in Review

38 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q2 2016, worth a combined $31.4M — up 12% from $28.1M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of FUND and 3 opened new positions — a net loss of 6 holders — while 15 trimmed existing stakes and 15 added.

The largest buyer was Stifel Financial, opening a new position worth an estimated $4.35M. The largest seller was Shaker Financial Services, exiting entirely with an estimated $2.74M sold.

  • 38 institutional investors held Sprott Focus Trust (FUND) as of Q2 2016, down from 45 in Q1 2016.
  • Funds reported $31.4M of Sprott Focus Trust stock for Q2 2016, up 12% quarter-over-quarter.
  • 3 funds opened new Sprott Focus Trust positions in Q2 2016 and 9 closed out, a net change of -6 holders.
  • The largest Sprott Focus Trust buyer in Q2 2016 was Stifel Financial, an estimated $4.35M added.
  • The largest Sprott Focus Trust seller in Q2 2016 was Shaker Financial Services, an estimated $2.74M sold.

Based on aggregated 13F filings for Q2 2016.