FUND

Sprott Focus Trust
FUND

Overview Fund Activity

38 hedge funds and large institutions have $31.4M invested in Sprott Focus Trust in 2016 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 15 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
38
Holders Change
-7
Holders Change %
-15.56%
% of All Funds
1.02%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
3
Increased
15
Reduced
15
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
Stifel Financial
Missouri
$4.46M
2
COLIM
City of London Investment Management
United Kingdom
$4.52M
3
RCM
Rivernorth Capital Management
Florida
$7.8M
4
1CP
1607 Capital Partners
Virginia
$2.75M
5
Bank of America
Bank of America
North Carolina
$1.66M

Top Sellers

1
SFS
Shaker Financial Services
Virginia
$0
2
WAM
Wolverine Asset Management
Illinois
$0
3
LCM
Landscape Capital Management
New Jersey
$294K
4
MC
Matisse Capital
Oregon
$2.01M
5
SRC
Shufro Rose & Co
New York
$442K
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$7.8M +$1.46M +227,663 +23%
COLIM
2
City of London Investment Management
United Kingdom
$4.52M +$1.63M +254,256 +56%
Stifel Financial
3
Stifel Financial
Missouri
$4.46M +$4.46M +695,147 New
1CP
4
1607 Capital Partners
Virginia
$2.75M +$553K +86,108 +25%
MC
5
Matisse Capital
Oregon
$2.01M -$633K -98,619 -24%
Bank of America
6
Bank of America
North Carolina
$1.66M +$329K +51,282 +25%
BC
7
Brinker Capital
Pennsylvania
$878K +$81K +12,607 +10%
Wells Fargo
8
Wells Fargo
California
$650K -$304K -47,357 -32%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$648K +$24.1K +3,750 +4%
FAAS
10
First Allied Advisory Services
California
$625K +$28K +4,355 +5%
CA
11
Cornerstone Advisors
North Carolina
$611K -$68.8K -10,719 -10%
VFS
12
VSR Financial Services
Kansas
$442K -$39.7K -6,188 -8%
SRC
13
Shufro Rose & Co
New York
$442K -$428K – –
Morgan Stanley
14
Morgan Stanley
New York
$380K -$226K -35,145 -37%
AA
15
AQR Arbitrage
Connecticut
$344K -$44.5K -6,933 -11%
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$332K +$3.58K +558 +1%
Geode Capital Management
17
Geode Capital Management
Massachusetts
$324K -$466 – –
BBPWM
18
Blue Bell Private Wealth Management
Pennsylvania
$303K -$103K -15,986 -25%
LCM
19
Landscape Capital Management
New Jersey
$294K -$793K -123,332 -73%
RTS
20
Round Table Services
New Jersey
$209K – – –
RIL
21
Rothschild Investment LLC
Illinois
$152K +$2.08K +325 +1%
DA
22
Doliver Advisors
Texas
$143K -$250K -38,492 -64%
PVWM
23
Point View Wealth Management
New Jersey
$139K – – –
HFS
24
HL Financial Services
Kentucky
$134K -$29.9K -4,667 -18%
RJA
25
Raymond James & Associates
Florida
$129K +$90 +14 +0.1%
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