FUND

Sprott Focus Trust
FUND

Overview Fund Activity

31 hedge funds and large institutions have $30.8M invested in Sprott Focus Trust in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 2 closing their positions.

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.49%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
4
Increased
10
Reduced
11
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$5.11M
2
Osaic Holdings
2
Osaic Holdings
Arizona
$1.13M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.23M
4
AA
4
AQR Arbitrage
Connecticut
$86.9K
5
Invesco
5
Invesco
Georgia
$415K

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$329K
2
1CP
2
1607 Capital Partners
Virginia
$3.09M
3
SCA
3
Snowden Capital Advisors
New York
$0
4
Morgan Stanley
4
Morgan Stanley
New York
$2.68M
5
LPL Financial
5
LPL Financial
California
$3.62M
Name Market Value Shares Shares
Change 		Shares
Change %
SFS
1
Shaker Financial Services
Virginia
$5.11M 678,934 +128,100 +23%
LPL Financial
2
LPL Financial
California
$3.62M 480,419 -9,126 -2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.23M 428,584 +11,588 +3%
1CP
4
1607 Capital Partners
Virginia
$3.09M 409,935 -35,045 -8%
Morgan Stanley
5
Morgan Stanley
New York
$2.68M 356,534 -16,952 -5%
IWC
6
Integrated Wealth Concepts
Massachusetts
$2.64M 350,795 -2,074 -0.6%
EFS
7
Essex Financial Services
Connecticut
$2.07M 275,300 -158 -0.1%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.77M 235,396 -3,698 -2%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.13M 150,690 +13,478 +10%
UBS Group
10
UBS Group
Switzerland
$862K 114,479 +3,127 +3%
SI
11
Sprott Inc
Ontario, Canada
$836K 110,958 – –
Wells Fargo
12
Wells Fargo
California
$766K 101,763 -1,742 -2%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$708K 94,081 -3,325 -3%
Invesco
14
Invesco
Georgia
$415K 55,147 +9,487 +21%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$329K 43,635 -72,167 -62%
LPAM
16
Lodestar Private Asset Management
California
$304K 40,381 – –
Bank of America
17
Bank of America
North Carolina
$181K 24,051 +383 +2%
LFAS
18
Level Four Advisory Services
Texas
$161K 21,411 +3,297 +18%
RIL
19
Rothschild Investment LLC
Illinois
$161K 21,424 +344 +2%
HighTower Advisors
20
HighTower Advisors
Illinois
$146K 19,286 – –
MAA
21
Mraz Amerine & Associates
California
$127K 16,837 – –
PGFC
22
Peapack-Gladstone Financial Corp
New Jersey
$116K 15,438 – –
AA
23
AQR Arbitrage
Connecticut
$86.9K 11,568 +11,568 New
ME
24
McIlrath & Eck
Washington
$80.7K 10,722 +173 +2%
9WM
25
9258 Wealth Management
Ohio
$78.5K 10,427 +166 +2%
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