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FUND

Sprott Focus Trust

31 hedge funds and large institutions have $30.8M invested in Sprott Focus Trust in 2023 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 10 increasing their positions, 11 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 2

7% more funds holding

Funds holding: 2931 (+2)

0.06% more ownership

Funds ownership: 13.74%13.8% (+0.06%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

5% less capital invested

Capital invested by funds: $32.4M → $30.8M (-$1.57M)

9% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 11

Holders
31
Holders Change
+2
Holders Change %
+6.9%
% of All Funds
0.49%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
10
Reduced
11
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFS
1
Shaker Financial Services
Virginia
$5.11M +$1.02M +128,100 +23%
LPL Financial
2
LPL Financial
California
$3.62M -$73K -9,126 -2%
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$3.23M +$92.7K +11,588 +3%
1CP
4
1607 Capital Partners
Virginia
$3.09M -$280K -35,045 -8%
Morgan Stanley
5
Morgan Stanley
New York
$2.68M -$136K -16,952 -5%
IWC
6
Integrated Wealth Concepts
Massachusetts
$2.64M -$16.6K -2,074 -0.6%
EFS
7
Essex Financial Services
Connecticut
$2.07M -$1.26K -158 -0.1%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.77M -$29.6K -3,698 -2%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.13M +$108K +13,478 +10%
UBS Group
10
UBS Group
Switzerland
$862K +$25K +3,127 +3%
SI
11
Sprott Inc
Ontario, Canada
$836K
Wells Fargo
12
Wells Fargo
California
$766K -$13.9K -1,742 -2%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$708K -$26.6K -3,325 -3%
Invesco
14
Invesco
Georgia
$415K +$75.9K +9,487 +21%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$329K -$577K -72,167 -62%
LPAM
16
Lodestar Private Asset Management
California
$304K
Bank of America
17
Bank of America
North Carolina
$181K +$3.06K +383 +2%
LFAS
18
Level Four Advisory Services
Texas
$161K +$26.4K +3,297 +18%
RIL
19
Rothschild Investment LLC
Illinois
$161K +$2.75K +344 +2%
HighTower Advisors
20
HighTower Advisors
Illinois
$146K
MAA
21
Mraz Amerine & Associates
California
$127K
PGFC
22
Peapack-Gladstone Financial Corp
New Jersey
$116K
AA
23
AQR Arbitrage
Connecticut
$86.9K +$92.5K +11,568 New
ME
24
McIlrath & Eck
Washington
$80.7K +$1.38K +173 +2%
9WM
25
9258 Wealth Management
Ohio
$78.5K +$1.33K +166 +2%

FUND Hedge Fund Activity: Q3 2023 in Review

31 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2023, worth a combined $30.8M — down 4.8% from $32.4M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new FUND positions and 2 closed out — a net gain of 2 holders — while 10 added to existing stakes and 11 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.02M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $577K.

  • 31 institutional investors held Sprott Focus Trust (FUND) as of Q3 2023, up from 29 in Q2 2023.
  • Funds reported $30.8M of Sprott Focus Trust stock for Q3 2023, down 4.8% quarter-over-quarter.
  • 4 funds opened new Sprott Focus Trust positions in Q3 2023 and 2 closed out, a net change of +2 holders.
  • The largest Sprott Focus Trust buyer in Q3 2023 was Shaker Financial Services, an estimated $1.02M added.
  • The largest Sprott Focus Trust seller in Q3 2023 was Northwestern Mutual Wealth Management, an estimated $577K sold.

Based on aggregated 13F filings for Q3 2023.