FUND

Sprott Focus Trust
FUND

Overview Fund Activity

45 hedge funds and large institutions have $28.1M invested in Sprott Focus Trust in 2016 Q1 according to their latest regulatory filings, with 8 funds opening new positions, 16 increasing their positions, 16 reducing their positions, and 7 closing their positions.

Holders
45
Holders Change
+1
Holders Change %
+2.27%
% of All Funds
1.2%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
16
Reduced
16
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$2.76M
2
RCM
2
Rivernorth Capital Management
Florida
$6.01M
3
BC
3
Brinker Capital
Pennsylvania
$755K
4
LCM
4
Landscape Capital Management
New Jersey
$1.03M
5
MC
5
Matisse Capital
Oregon
$2.51M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$574K
2
Stifel Financial
2
Stifel Financial
Missouri
$0
3
SFS
3
Shaker Financial Services
Virginia
$2.74M
4
SRC
4
Shufro Rose & Co
New York
$428K
5
Wells Fargo
5
Wells Fargo
California
$905K
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$6.01M 986,685 +128,668 +15%
COLIM
2
City of London Investment Management
United Kingdom
$2.76M 451,307 +279,956 +163%
SFS
3
Shaker Financial Services
Virginia
$2.74M 450,259 -118,418 -21%
MC
4
Matisse Capital
Oregon
$2.51M 411,991 +54,909 +15%
1CP
5
1607 Capital Partners
Virginia
$2.08M 342,251 +21,653 +7%
Bank of America
6
Bank of America
North Carolina
$1.26M 206,444 +7,366 +4%
WAM
7
Wolverine Asset Management
Illinois
$1.11M 182,917 -46,893 -20%
LCM
8
Landscape Capital Management
New Jersey
$1.03M 169,082 +98,934 +141%
Wells Fargo
9
Wells Fargo
California
$905K 148,538 -64,073 -30%
BC
10
Brinker Capital
Pennsylvania
$755K 124,099 +124,099 New
CA
11
Cornerstone Advisors
North Carolina
$645K 105,946 +29,600 +39%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$592K 97,209 +4,911 +5%
Morgan Stanley
13
Morgan Stanley
New York
$574K 94,294 -141,794 -60%
FAAS
14
First Allied Advisory Services
California
$566K 93,013 +7,499 +9%
VFS
15
VSR Financial Services
Kansas
$457K 75,108 – –
SRC
16
Shufro Rose & Co
New York
– – -67,642 Closed
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$385K 63,151 -8,376 -12%
AA
18
AQR Arbitrage
Connecticut
$369K 60,571 -2,173 -3%
DA
19
Doliver Advisors
Texas
$368K 60,487 -4,498 -7%
TJHA
20
Thomas J. Herzfeld Advisors
Florida
$311K 51,139 -769 -1%
RTS
21
Round Table Services
New Jersey
$199K 32,600 – –
LPL Financial
22
LPL Financial
California
$199K 33,152 +4,532 +16%
HFS
23
HL Financial Services
Kentucky
$156K 25,581 +219 +0.9%
RIL
24
Rothschild Investment LLC
Illinois
$142K 23,382 +376 +2%
GFM
25
Gramercy Funds Management
Connecticut
$136K 22,400 – –
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