FUND

Sprott Focus Trust
FUND

Overview Fund Activity

34 hedge funds and large institutions have $45.3M invested in Sprott Focus Trust in 2018 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 9 increasing their positions, 13 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
34
Holders Change
-2
Holders Change %
-5.56%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
9
Reduced
13
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
Wells Fargo
California
+$3.69M
2
1CP
1607 Capital Partners
Virginia
+$859K
3
UBS Group
UBS Group
Switzerland
+$684K
4
Morgan Stanley
Morgan Stanley
New York
+$426K
5
IFWM
Institute for Wealth Management
Colorado
+$274K

Top Sellers

1
SFS
Shaker Financial Services
Virginia
-$3.7M
2
RCM
Rivernorth Capital Management
Florida
-$1.29M
3
Stifel Financial
Stifel Financial
Missouri
-$1.2M
4
WAM
Wolverine Asset Management
Illinois
-$962K
5
CA
Cornerstone Advisors
North Carolina
-$922K
Name Holding Trade Value Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$9.07M -$1.29M -166,064 -12%
COLIM
2
City of London Investment Management
United Kingdom
$7.89M -$385K -49,331 -5%
1CP
3
1607 Capital Partners
Virginia
$7.37M +$859K +110,276 +13%
Wells Fargo
4
Wells Fargo
California
$5.21M +$3.69M +473,718 +243%
Stifel Financial
5
Stifel Financial
Missouri
$4.25M -$1.2M -154,868 -22%
Bank of America
6
Bank of America
North Carolina
$1.67M -$11.4K -1,463 -0.7%
Morgan Stanley
7
Morgan Stanley
New York
$1.6M +$426K +54,651 +36%
FAAS
8
First Allied Advisory Services
California
$1.28M -$46.6K -5,978 -4%
UBS Group
9
UBS Group
Switzerland
$876K +$684K +87,784 +357%
BC
10
Brinker Capital
Pennsylvania
$797K -$33.7K -4,321 -4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$716K -$137K -17,540 -16%
CCP
12
Cardan Capital Partners
Colorado
$481K +$164K +21,035 +52%
SI
13
Sprott Inc
Ontario, Canada
$409K -$40.7K -5,224 -9%
SRC
14
Shufro Rose & Co
New York
$397K -$410K -51,735 Closed
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$347K -$45.1K -5,785 -12%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$342K -$276K -35,547 -45%
CA
17
Cornerstone Advisors
North Carolina
$336K -$922K -118,262 -73%
VFA
18
Valeo Financial Advisors
Indiana
$306K – – –
IFWM
19
Institute for Wealth Management
Colorado
$274K +$274K +35,544 New
Susquehanna International Group
20
Susquehanna International Group
Pennsylvania
$235K +$235K +30,135 New
LTFS
21
Ladenburg Thalmann Financial Services
Florida
$193K +$21K +2,696 +12%
PVWM
22
Point View Wealth Management
New Jersey
$169K – – –
Invesco
23
Invesco
Georgia
$168K -$11.5K -1,474 -6%
RJA
24
Raymond James & Associates
Florida
$162K – – –
MC
25
Matisse Capital
Oregon
$156K -$221K -28,373 -59%
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