FUND

Sprott Focus Trust
FUND

Overview Fund Activity

32 hedge funds and large institutions have $49.9M invested in Sprott Focus Trust in 2021 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 9 increasing their positions, 14 reducing their positions, and 4 closing their positions.

Holders
32
Holders Change
–
Holders Change %
0%
% of All Funds
0.56%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
9
Reduced
14
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$1.85M
2
CA
2
Cornerstone Advisors
North Carolina
$1.6M
3
SI
3
Sprott Inc
Ontario, Canada
$835K
4
PGFC
4
Peapack-Gladstone Financial Corp
New Jersey
$133K
5
Cetera Investment Advisers
5
Cetera Investment Advisers
Illinois
$1.71M

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$4.03M
2
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$5.64M
3
SFS
3
Shaker Financial Services
Virginia
$4.21M
4
RCM
4
Rivernorth Capital Management
Florida
$2.3M
5
Stifel Financial
5
Stifel Financial
Missouri
$3.32M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$12.8M 1,507,687 -7,117 -0.5%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$5.64M 662,639 -85,719 -11%
SFS
3
Shaker Financial Services
Virginia
$4.21M 494,399 -61,208 -11%
COLIM
4
City of London Investment Management
United Kingdom
$4.03M 474,133 -102,355 -18%
Wells Fargo
5
Wells Fargo
California
$3.83M 449,775 +1,596 +0.4%
Stifel Financial
6
Stifel Financial
Missouri
$3.32M 390,676 -41,733 -10%
RCM
7
Rivernorth Capital Management
Florida
$2.3M 270,437 -44,666 -14%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$1.85M 217,781 +68,791 +46%
Bank of America
9
Bank of America
North Carolina
$1.79M 209,922 +2,978 +1%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$1.71M 201,496 +13,382 +7%
Morgan Stanley
11
Morgan Stanley
New York
$1.71M 200,524 -6,717 -3%
CA
12
Cornerstone Advisors
North Carolina
$1.6M 187,780 +45,973 +32%
FWM
13
Frontier Wealth Management
Missouri
$858K 100,882 -2,313 -2%
SI
14
Sprott Inc
Ontario, Canada
$835K 98,171 +38,139 +64%
UBS Group
15
UBS Group
Switzerland
$824K 96,817 +8,227 +9%
PAG
16
Private Advisor Group
New Jersey
$497K 58,400 -16,675 -22%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$454K 53,381 -628 -1%
RJA
18
Raymond James & Associates
Florida
$307K 36,070 -930 -3%
BCM
19
Bourgeon Capital Management
Connecticut
$202K 23,809 -500 -2%
HighTower Advisors
20
HighTower Advisors
Illinois
$182K 21,401 -6,000 -22%
RIL
21
Rothschild Investment LLC
Illinois
$153K 17,938 +246 +1%
MAA
22
Mraz Amerine & Associates
California
$143K 16,837 – –
PGFC
23
Peapack-Gladstone Financial Corp
New Jersey
$133K 15,672 +15,672 New
Osaic Holdings
24
Osaic Holdings
Arizona
$132K 15,509 -1,363 -8%
LPL Financial
25
LPL Financial
California
$106K 12,514 +172 +1%
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