FUND

Sprott Focus Trust
FUND

Overview Fund Activity

29 hedge funds and large institutions have $32.7M invested in Sprott Focus Trust in 2023 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 11 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
29
Holders Change
-2
Holders Change %
-6.45%
% of All Funds
0.46%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
3
Increased
11
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$3.12M
2
IWC
Integrated Wealth Concepts
Massachusetts
$2.95M
3
PGFC
Peapack-Gladstone Financial Corp
New Jersey
$125K
4
9WM
9258 Wealth Management
Ohio
$81.8K
5
Osaic Holdings
Osaic Holdings
Arizona
$1.07M

Top Sellers

1
1CP
1607 Capital Partners
Virginia
$3.99M
2
SFS
Shaker Financial Services
Virginia
$4.07M
3
LPL Financial
LPL Financial
California
$4.24M
4
Stifel Financial
Stifel Financial
Missouri
$336K
5
IA
IFP Advisors
Florida
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
LPL Financial
1
LPL Financial
California
$4.24M -$557K -68,801 -12%
SFS
2
Shaker Financial Services
Virginia
$4.07M -$865K -106,828 -18%
1CP
3
1607 Capital Partners
Virginia
$3.99M -$2.46M -303,288 -38%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$3.14M -$133K -16,477 -4%
Morgan Stanley
5
Morgan Stanley
New York
$3.12M +$814K +100,511 +35%
IWC
6
Integrated Wealth Concepts
Massachusetts
$2.95M +$650K +80,332 +28%
EFS
7
Essex Financial Services
Connecticut
$2.24M -$7.23K -893 -0.3%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$1.88M +$29.5K +3,650 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$1.07M +$73K +9,017 +7%
Wells Fargo
10
Wells Fargo
California
$933K -$38.9K -4,801 -4%
UBS Group
11
UBS Group
Switzerland
$917K +$13K +1,610 +1%
SI
12
Sprott Inc
Ontario, Canada
$885K +$13.3K +1,642 +2%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$805K -$83.2K -10,279 -9%
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$494K -$33.6K -4,151 -6%
Stifel Financial
15
Stifel Financial
Missouri
$336K -$244K -30,170 -42%
LPAM
16
Lodestar Private Asset Management
California
$327K -$6.55K -809 -2%
Bank of America
17
Bank of America
North Carolina
$189K -$348 -43 -0.2%
SCA
18
Snowden Capital Advisors
New York
$168K +$21.6K +2,665 +15%
RIL
19
Rothschild Investment LLC
Illinois
$168K +$2.65K +327 +2%
HighTower Advisors
20
HighTower Advisors
Illinois
$156K – – –
LFAS
21
Level Four Advisory Services
Texas
$139K +$2.15K +266 +2%
MAA
22
Mraz Amerine & Associates
California
$136K – – –
PGFC
23
Peapack-Gladstone Financial Corp
New Jersey
$125K +$125K +15,438 New
ME
24
McIlrath & Eck
Washington
$84.1K +$1.33K +164 +2%
9WM
25
9258 Wealth Management
Ohio
$81.8K +$81.8K +10,106 New
1
2