LPL Financial
FUND

LPL Financial’s Sprott Focus Trust FUND Stock Holding History

LPL Financial’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$5.13M Buy
538,130
+12,311
+2% +$117K ﹤0.01% 2598
2025
Q4 		$4.56M Buy
525,819
+82,782
+19% +$698K ﹤0.01% 2609
2025
Q3 		$3.68M Sell
443,037
-7,426
-2% -$59.2K ﹤0.01% 2749
2025
Q2 		$3.37M Buy
450,463
+16,710
+4% +$120K ﹤0.01% 2633
2025
Q1 		$3.21M Buy
433,753
+45,643
+12% +$342K ﹤0.01% 2510
2024
Q4 		$2.84M Buy
388,110
+248,980
+179% +$1.94M ﹤0.01% 2537
2024
Q3 		$1.07M Buy
139,130
+7,089
+5% +$54.9K ﹤0.01% 3329
2024
Q2 		$988K Sell
132,041
-3,253
-2% -$25.2K ﹤0.01% 3266
2024
Q1 		$1.09M Sell
135,294
-36,905
-21% -$285K ﹤0.01% 3099
2023
Q4 		$1.38M Sell
172,199
-308,220
-64% -$2.3M ﹤0.01% 2759
2023
Q3 		$3.62M Sell
480,419
-9,126
-2% -$73K ﹤0.01% 1805
2023
Q2 		$3.89M Sell
489,545
-34,350
-7% -$270K ﹤0.01% 1734
2023
Q1 		$4.24M Sell
523,895
-68,801
-12% -$578K ﹤0.01% 1611
2022
Q4 		$4.72M Sell
592,696
-3,106
-0.5% -$24.3K ﹤0.01% 1492
2022
Q3 		$4.1M Sell
595,802
-3,397
-0.6% -$26.5K ﹤0.01% 1515
2022
Q2 		$4.53M Sell
599,199
-31,744
-5% -$270K ﹤0.01% 1474
2022
Q1 		$5.72M Buy
630,943
+36,799
+6% +$316K ﹤0.01% 1361
2021
Q4 		$5.11M Buy
594,144
+288,892
+95% +$2.51M ﹤0.01% 1451
2021
Q3 		$2.53M Buy
305,252
+292,738
+2,339% +$2.43M ﹤0.01% 1879
2021
Q2 		$106K Buy
12,514
+172
+1% +$1.44K ﹤0.01% 4058
2021
Q1 		$96K Sell
12,342
-6,054
-33% -$46.3K ﹤0.01% 3933
2020
Q4 		$127K Buy
18,396
+552
+3% +$3.59K ﹤0.01% 3643
2020
Q3 		$106K Buy
17,844
+1,732
+11% +$10.7K ﹤0.01% 3356
2020
Q2 		$95K Buy
16,112
+1,844
+13% +$10.4K ﹤0.01% 3295
2020
Q1 		$72K Buy
+14,268
New +$94.3K ﹤0.01% 3047
2017
Q2 		– Sell
-12,791
Closed -$95K – 2869
2017
Q1 		$95K Buy
12,791
+170
+1% +$1.25K ﹤0.01% 2618
2016
Q4 		$88K Sell
12,621
-4,868
-28% -$33.2K ﹤0.01% 2600
2016
Q3 		$119K Buy
17,489
+504
+3% +$3.45K ﹤0.01% 2504
2016
Q2 		$110K Sell
16,985
-16,167
-49% -$101K ﹤0.01% 2493
2016
Q1 		$199K Buy
33,152
+4,532
+16% +$25K ﹤0.01% 2794
2015
Q4 		$164K Buy
28,620
+18,079
+172% +$110K ﹤0.01% 2882
2015
Q3 		$64K Sell
10,541
-965
-8% -$6.23K ﹤0.01% 2698
2015
Q2 		$80K Buy
+11,506
New +$85K ﹤0.01% 2775
2015
Q1 		– Sell
-12,801
Closed -$92K – 2816
2014
Q4 		$92K Sell
12,801
-1,156
-8% -$8.6K ﹤0.01% 2637
2014
Q3 		$107K Buy
13,957
+806
+6% +$6.6K ﹤0.01% 2597
2014
Q2 		$111K Buy
13,151
+148
+1% +$1.18K ﹤0.01% 2592
2014
Q1 		$102K Sell
13,003
-2,054
-14% -$15.6K ﹤0.01% 2551
2013
Q4 		$113K Sell
15,057
-6,046
-29% -$44.6K ﹤0.01% 2552
2013
Q3 		$151K Buy
21,103
+3,463
+20% +$24.7K ﹤0.01% 2391
2013
Q2 		$121K Buy
+17,640
New +$121K ﹤0.01% 2311

Other funds holding FUND

SI
Sprott Inc Toronto, Ontario, Canada $3.44B AUM 125.26% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
IWC
Integrated Wealth Concepts Waltham, Massachusetts $12.5B AUM 18.49% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $1.78B AUM 23.37% 1-Year Est. Return
BBPWM
Blue Bell Private Wealth Management Blue Bell, Pennsylvania $696M AUM 17.73% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
EPW
Evolve Private Wealth Los Angeles, California $1.87B AUM
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

LPL Financial's FUND Position: Q1 2026 in Review

LPL Financial increased its Sprott Focus Trust (FUND) stake by 2.3% in Q1 2026, buying an estimated $117K and bringing the position to 538,130 shares worth $5.13M. The position accounts for ﹤0.01% of the portfolio, ranked #2598.

LPL Financial first reported a position in FUND in Q2 2013 and has held it in 40 quarters since. The position peaked at $5.72M in Q1 2022. 32 funds tracked by Wall St. Rank hold FUND as of Q1 2026.

  • LPL Financial held 538,130 shares of Sprott Focus Trust worth $5.13M as of Q1 2026.
  • LPL Financial bought 12,311 Sprott Focus Trust shares in Q1 2026, an estimated $117K.
  • Sprott Focus Trust made up ﹤0.01% of LPL Financial's portfolio in Q1 2026, its #2598 holding.
  • LPL Financial first reported a position in Sprott Focus Trust in Q2 2013 and has held it in 40 quarters since.
  • LPL Financial's Sprott Focus Trust position peaked at $5.72M in Q1 2022.
  • 32 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q1 2026.

Based on LPL Financial's 13F filing for Q1 2026, filed 6 May 2026.