FUND

Sprott Focus Trust
FUND

Overview Fund Activity

30 hedge funds and large institutions have $44.4M invested in Sprott Focus Trust in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 6 closing their positions.

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.53%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
12
Reduced
12
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
1
LPL Financial
California
$2.53M
2
PAG
2
Private Advisor Group
New Jersey
$904K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$2.13M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$242K
5
Bank of America
5
Bank of America
North Carolina
$1.95M

Top Sellers

1
Northwestern Mutual Wealth Management
1
Northwestern Mutual Wealth Management
Wisconsin
$2.72M
2
SFS
2
Shaker Financial Services
Virginia
$1.88M
3
CA
3
Cornerstone Advisors
North Carolina
$0
4
1CP
4
1607 Capital Partners
Virginia
$12.1M
5
RCM
5
Rivernorth Capital Management
Florida
$2.01M
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$12.1M 1,458,941 -48,746 -3%
Wells Fargo
2
Wells Fargo
California
$3.79M 457,286 +7,511 +2%
COLIM
3
City of London Investment Management
United Kingdom
$3.77M 455,991 -18,142 -4%
Stifel Financial
4
Stifel Financial
Missouri
$3.15M 379,929 -10,747 -3%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.72M 327,542 -335,097 -51%
LPL Financial
6
LPL Financial
California
$2.53M 305,252 +292,738 +2,339%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.13M 257,388 +39,607 +18%
RCM
8
Rivernorth Capital Management
Florida
$2.01M 242,778 -27,659 -10%
Bank of America
9
Bank of America
North Carolina
$1.95M 235,405 +25,483 +12%
SFS
10
Shaker Financial Services
Virginia
$1.88M 227,202 -267,197 -54%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$1.68M 202,491 +995 +0.5%
Morgan Stanley
12
Morgan Stanley
New York
$1.57M 188,736 -11,788 -6%
PAG
13
Private Advisor Group
New Jersey
$904K 109,000 +50,600 +87%
FWM
14
Frontier Wealth Management
Missouri
$839K 101,168 +286 +0.3%
UBS Group
15
UBS Group
Switzerland
$835K 100,609 +3,792 +4%
SI
16
Sprott Inc
Ontario, Canada
$807K 97,368 -803 -0.8%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$287K 34,667 -18,714 -35%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$242K 29,467 +29,467 New
Osaic Holdings
19
Osaic Holdings
Arizona
$203K 24,509 +9,000 +58%
HighTower Advisors
20
HighTower Advisors
Illinois
$159K 19,201 -2,200 -10%
RIL
21
Rothschild Investment LLC
Illinois
$151K 18,211 +273 +2%
FIA
22
FNY Investment Advisers
New York
$147K 17,930 +17,930 New
MAA
23
Mraz Amerine & Associates
California
$140K 16,837 – –
PGFC
24
Peapack-Gladstone Financial Corp
New Jersey
$130K 15,672 – –
Creative Planning
25
Creative Planning
Kansas
$89K 10,750 +10,750 New
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