We are live on ! Find out more
FUND

Sprott Focus Trust

30 hedge funds and large institutions have $44.4M invested in Sprott Focus Trust in 2021 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 12 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 12 | Existing positions reduced: 12

1.74% less ownership

Funds ownership: 20.07%18.33% (-1.7%)

6% less funds holding

Funds holding: 3230 (-2)

11% less capital invested

Capital invested by funds: $49.9M → $44.4M (-$5.49M)

33% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 6

Holders
30
Holders Change
-2
Holders Change %
-6.25%
% of All Funds
0.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
12
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$12.1M -$404K -48,746 -3%
Wells Fargo
2
Wells Fargo
California
$3.79M +$62.3K +7,511 +2%
COLIM
3
City of London Investment Management
United Kingdom
$3.77M -$151K -18,142 -4%
Stifel Financial
4
Stifel Financial
Missouri
$3.15M -$89.2K -10,747 -3%
Northwestern Mutual Wealth Management
5
Northwestern Mutual Wealth Management
Wisconsin
$2.71M -$2.78M -335,097 -51%
LPL Financial
6
LPL Financial
California
$2.53M +$2.43M +292,738 +2,339%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$2.13M +$329K +39,607 +18%
RCM
8
Rivernorth Capital Management
Florida
$2.01M -$229K -27,659 -10%
Bank of America
9
Bank of America
North Carolina
$1.95M +$211K +25,483 +12%
SFS
10
Shaker Financial Services
Virginia
$1.88M -$2.22M -267,197 -54%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$1.68M +$8.26K +995 +0.5%
Morgan Stanley
12
Morgan Stanley
New York
$1.56M -$97.8K -11,788 -6%
PAG
13
Private Advisor Group
New Jersey
$904K +$420K +50,600 +87%
FWM
14
Frontier Wealth Management
Missouri
$839K +$2.37K +286 +0.3%
UBS Group
15
UBS Group
Switzerland
$835K +$31.5K +3,792 +4%
SI
16
Sprott Inc
Ontario, Canada
$807K -$6.66K -803 -0.8%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$287K -$155K -18,714 -35%
Susquehanna International Group
18
Susquehanna International Group
Pennsylvania
$242K +$244K +29,467 New
Osaic Holdings
19
Osaic Holdings
Arizona
$203K +$74.7K +9,000 +58%
HighTower Advisors
20
HighTower Advisors
Illinois
$159K -$18.3K -2,200 -10%
RIL
21
Rothschild Investment LLC
Illinois
$151K +$2.27K +273 +2%
FIA
22
FNY Investment Advisers
New York
$147K +$149K +17,930 New
MAA
23
Mraz Amerine & Associates
California
$140K
PGFC
24
Peapack-Gladstone Financial Corp
New Jersey
$130K
Creative Planning
25
Creative Planning
Kansas
$89K +$89.2K +10,750 New

FUND Hedge Fund Activity: Q3 2021 in Review

30 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2021, worth a combined $44.4M — down 11% from $49.9M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of FUND and 4 opened new positions — a net loss of 2 holders — while 12 trimmed existing stakes and 12 added.

The largest buyer was LPL Financial, adding an estimated $2.43M. The largest seller was Northwestern Mutual Wealth Management, cutting an estimated $2.78M.

  • 30 institutional investors held Sprott Focus Trust (FUND) as of Q3 2021, down from 32 in Q2 2021.
  • Funds reported $44.4M of Sprott Focus Trust stock for Q3 2021, down 11% quarter-over-quarter.
  • 4 funds opened new Sprott Focus Trust positions in Q3 2021 and 6 closed out, a net change of -2 holders.
  • The largest Sprott Focus Trust buyer in Q3 2021 was LPL Financial, an estimated $2.43M added.
  • The largest Sprott Focus Trust seller in Q3 2021 was Northwestern Mutual Wealth Management, an estimated $2.78M sold.

Based on aggregated 13F filings for Q3 2021.