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FUND

Sprott Focus Trust

31 hedge funds and large institutions have $23.8M invested in Sprott Focus Trust in 2014 Q1 according to their latest regulatory filings, with 3 funds opening new positions, 15 increasing their positions, 7 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

114% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 7

10% more capital invested

Capital invested by funds: $21.6M → $23.8M (+$2.24M)

3% less funds holding

Funds holding: 3231 (-1)

25% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 4

Holders
31
Holders Change
-1
Holders Change %
-3.13%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
3
Increased
15
Reduced
7
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$5.72M +$250K +32,935 +5%
RCM
2
Rivernorth Capital Management
Florida
$4.89M
Wells Fargo
3
Wells Fargo
California
$2.28M +$14.2K +1,864 +0.6%
EFS
4
Essex Financial Services
Connecticut
$1.34M +$8.77K +1,153 +0.7%
SFS
5
Shaker Financial Services
Virginia
$1.28M +$608K +79,963 +95%
Bank of America
6
Bank of America
North Carolina
$1.11M +$22.4K +2,944 +2%
SG Americas Securities
7
SG Americas Securities
New York
$1.1M +$13.4K +1,760 +1%
VFS
8
VSR Financial Services
Kansas
$1.06M
1CP
9
1607 Capital Partners
Virginia
$771K
FAAS
10
First Allied Advisory Services
California
$533K +$18.7K +2,458 +4%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$507K +$12.7K +1,669 +3%
Stifel Financial
12
Stifel Financial
Missouri
$480K +$466K +61,236 New
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$382K +$50K +6,577 +16%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$337K -$11.8K -1,554 -3%
RIL
15
Rothschild Investment LLC
Illinois
$318K +$3.83K +503 +1%
HFS
16
HL Financial Services
Kentucky
$297K +$82.8K +10,890 +40%
DA
17
Doliver Advisors
Texas
$253K +$33.4K +4,397 +16%
CWM
18
Concert Wealth Management
California
$211K +$2.56K +336 +1%
PVWM
19
Point View Wealth Management
New Jersey
$209K
MAA
20
Mraz Amerine & Associates
California
$166K
U
21
UBS
Switzerland
$109K -$42K -5,518 -28%
LPL Financial
22
LPL Financial
California
$102K -$15.6K -2,054 -14%
LTFS
23
Ladenburg Thalmann Financial Services
Florida
$94K -$9.74K -1,281 -10%
APCM
24
Arbiter Partners Capital Management
New York
$94K
BBPWM
25
Blue Bell Private Wealth Management
Pennsylvania
$61K -$10.5K -1,385 -15%

FUND Hedge Fund Activity: Q1 2014 in Review

31 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q1 2014, worth a combined $23.8M — up 10% from $21.6M a quarter earlier.

Sellers outnumbered buyers: 4 funds closed out of FUND and 3 opened new positions — a net loss of 1 holder — while 7 trimmed existing stakes and 15 added.

The largest buyer was Shaker Financial Services, adding an estimated $608K. The largest seller was Brown Advisory, exiting entirely with an estimated $150K sold.

  • 31 institutional investors held Sprott Focus Trust (FUND) as of Q1 2014, down from 32 in Q4 2013.
  • Funds reported $23.8M of Sprott Focus Trust stock for Q1 2014, up 10% quarter-over-quarter.
  • 3 funds opened new Sprott Focus Trust positions in Q1 2014 and 4 closed out, a net change of -1 holder.
  • The largest Sprott Focus Trust buyer in Q1 2014 was Shaker Financial Services, an estimated $608K added.
  • The largest Sprott Focus Trust seller in Q1 2014 was Brown Advisory, an estimated $150K sold.

Based on aggregated 13F filings for Q1 2014.