SignatureFD’s Sprott Focus Trust FUND Stock Holding History

SignatureFD’s Portfolio FUND Stock Details FUND Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-5,877	Closed	-$41K	–	598
2016 Q3	$41K	Buy	5,877 +75	+1%	+$513	0.01%	581
2016 Q2	$37K	Buy	5,802 +80	+1%	+$501	0.01%	543
2016 Q1	$35K	Buy	5,722 +92	+2%	+$507	0.01%	521
2015 Q4	$33K	Buy	5,630 +115	+2%	+$698	0.01%	441
2015 Q3	$33K	Buy	5,515 +89	+2%	+$575	0.01%	422
2015 Q2	$38K	Buy	5,426 +80	+1%	+$591	0.01%	364
2015 Q1	$38K	Hold	5,346	–	–	0.01%	348
2014 Q4	$38K	Buy	5,346 +149	+3%	+$1.11K	0.01%	330
2014 Q3	$40K	Buy	5,197 +61	+1%	+$499	0.01%	277
2014 Q2	$43K	Hold	5,136	–	–	0.02%	265
2014 Q1	$40K	Buy	+5,136	New	+$39.1K	0.02%	229

Other funds holding FUND

RCM

Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return

COLIM

City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

1CP

1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

FAAS

First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Brinker Capital Berwyn, Pennsylvania $3.13B AUM 9.04% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

SignatureFD's FUND Position: Q4 2016 in Review

SignatureFD sold out of Sprott Focus Trust (FUND) in Q4 2016, closing a stake of 5,877 shares — an estimated $41K sold.

SignatureFD first reported a position in FUND in Q1 2014 and held it in 11 quarters. The position peaked at $43K in Q2 2014. 37 funds tracked by Wall St. Rank hold FUND as of Q4 2016.

SignatureFD reported no remaining Sprott Focus Trust position as of Q4 2016 after selling out during the quarter.
SignatureFD sold 5,877 Sprott Focus Trust shares in Q4 2016, an estimated $41K.
SignatureFD first reported a position in Sprott Focus Trust in Q1 2014 and held it in 11 quarters.
SignatureFD's Sprott Focus Trust position peaked at $43K in Q2 2014.
37 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q4 2016.

Based on SignatureFD's 13F filing for Q4 2016, filed 14 Feb 2017.