COLIM
FUND

City of London Investment Management’s Sprott Focus Trust FUND Stock Holding History

City of London Investment Management’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-455,991
Closed -$3.77M – 121
2021
Q3 		$3.77M Sell
455,991
-18,142
-4% -$151K 0.23% 46
2021
Q2 		$4.03M Sell
474,133
-102,355
-18% -$859K 0.21% 46
2021
Q1 		$4.51M Buy
576,488
+17,591
+3% +$135K 0.25% 48
2020
Q4 		$3.85M Sell
558,897
-166,849
-23% -$1.08M 0.23% 49
2020
Q3 		$4.31M Sell
725,746
-38,445
-5% -$237K 0.32% 43
2020
Q2 		$4.49M Sell
764,191
-29,141
-4% -$165K 0.35% 40
2020
Q1 		$3.99M Buy
793,332
+200
+0% +$1.32K 0.37% 41
2019
Q4 		$5.84M Buy
793,132
+182,987
+30% +$1.27M 0.41% 38
2019
Q3 		$4.12M Buy
610,145
+40,368
+7% +$272K 0.3% 45
2019
Q2 		$3.83M Hold
569,777
– – 0.27% 48
2019
Q1 		$3.89M Sell
569,777
-1
-0% -$7 0.27% 48
2018
Q4 		$3.3M Buy
569,778
+18,645
+3% +$124K 0.26% 50
2018
Q3 		$4.06M Sell
551,133
-91,220
-14% -$701K 0.31% 39
2018
Q2 		$5.02M Sell
642,353
-369,325
-37% -$2.91M 0.4% 34
2018
Q1 		$7.89M Sell
1,011,678
-49,331
-5% -$396K 0.54% 28
2017
Q4 		$8.41M Buy
1,061,009
+204,844
+24% +$1.61M 0.58% 27
2017
Q3 		$6.62M Buy
856,165
+71,023
+9% +$531K 0.48% 25
2017
Q2 		$5.79M Buy
785,142
+45,866
+6% +$344K 0.44% 26
2017
Q1 		$5.48M Sell
739,276
-143,757
-16% -$1.05M 0.41% 28
2016
Q4 		$6.14M Buy
883,033
+251,124
+40% +$1.72M 0.49% 29
2016
Q3 		$4.35M Sell
631,909
-73,654
-10% -$504K 0.33% 33
2016
Q2 		$4.52M Buy
705,563
+254,256
+56% +$1.59M 0.36% 37
2016
Q1 		$2.75M Buy
451,307
+279,956
+163% +$1.54M 0.2% 64
2015
Q4 		$972K Hold
171,351
– – 0.08% 101
2015
Q3 		$1.01M Buy
171,351
+105,420
+160% +$681K 0.09% 97
2015
Q2 		$467K Buy
+65,931
New +$487K 0.04% 107

Other funds holding FUND

1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $120B AUM 27.84% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
EFS
Essex Financial Services Essex, Connecticut $2.01B AUM 31.39% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Cetera Investment Advisers
Cetera Investment Advisers Schaumburg, Illinois $110B AUM 26.29% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.79% 1-Year Est. Return

City of London Investment Management's FUND Position: Q4 2021 in Review

City of London Investment Management sold out of Sprott Focus Trust (FUND) in Q4 2021, closing a stake of 455,991 shares — an estimated $3.77M sold.

City of London Investment Management first reported a position in FUND in Q2 2015 and held it in 26 quarters. The position peaked at $8.41M in Q4 2017. 30 funds tracked by Wall St. Rank hold FUND as of Q4 2021.

  • City of London Investment Management reported no remaining Sprott Focus Trust position as of Q4 2021 after selling out during the quarter.
  • City of London Investment Management sold 455,991 Sprott Focus Trust shares in Q4 2021, an estimated $3.77M.
  • City of London Investment Management first reported a position in Sprott Focus Trust in Q2 2015 and held it in 26 quarters.
  • City of London Investment Management's Sprott Focus Trust position peaked at $8.41M in Q4 2017.
  • 30 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q4 2021.

Based on City of London Investment Management's 13F filing for Q4 2021, filed 11 Feb 2022.