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FUND

Sprott Focus Trust

35 hedge funds and large institutions have $38.3M invested in Sprott Focus Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 15 | Existing positions reduced: 12

8% more capital invested

Capital invested by funds: $35.5M → $38.3M (+$2.83M)

0.31% more ownership

Funds ownership: 21.76%22.07% (+0.31%)

0% more funds holding

Funds holding: 3535 (0)

0% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 4

Holders
35
Holders Change
Holders Change %
0%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
4
Increased
15
Reduced
12
Closed
4
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$9.12M +$73.5K +11,910 +0.8%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$4.57M +$792K +128,369 +20%
SFS
3
Shaker Financial Services
Virginia
$4.36M +$905K +146,678 +25%
COLIM
4
City of London Investment Management
United Kingdom
$4.31M -$237K -38,445 -5%
RCM
5
Rivernorth Capital Management
Florida
$4.03M +$484K +78,419 +13%
Stifel Financial
6
Stifel Financial
Missouri
$2.52M +$975K +158,137 +59%
Wells Fargo
7
Wells Fargo
California
$2.13M -$209K -33,809 -9%
WAM
8
Wolverine Asset Management
Illinois
$998K -$32.9K -5,331 -3%
FAAS
9
First Allied Advisory Services
California
$907K -$22.1K -3,585 -2%
FWM
10
Frontier Wealth Management
Missouri
$657K -$109K -17,644 -14%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$600K -$27K -4,383 -4%
Morgan Stanley
12
Morgan Stanley
New York
$594K +$3.13K +508 +0.5%
CA
13
Cornerstone Advisors
North Carolina
$587K -$162K -26,313 -21%
UBS Group
14
UBS Group
Switzerland
$542K -$18.3K -2,963 -3%
CRC
15
Curi RMB Capital
Illinois
$339K -$17.4K -2,815 -5%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$280K +$12K +1,939 +4%
SI
17
Sprott Inc
Ontario, Canada
$222K +$82.4K +13,355 +56%
Bank of America
18
Bank of America
North Carolina
$214K -$57.5K -9,323 -21%
AA
19
AQR Arbitrage
Connecticut
$135K +$140K +22,753 New
HighTower Advisors
20
HighTower Advisors
Illinois
$128K -$85.1K -13,800 -39%
PAG
21
Private Advisor Group
New Jersey
$117K
DA
22
Doliver Advisors
Texas
$109K -$130K -21,134 -54%
IFWM
23
Institute for Wealth Management
Colorado
$108K
LPL Financial
24
LPL Financial
California
$106K +$10.7K +1,732 +11%
RIL
25
Rothschild Investment LLC
Illinois
$101K +$3.64K +590 +4%

FUND Hedge Fund Activity: Q3 2020 in Review

35 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2020, worth a combined $38.3M — up 8% from $35.5M a quarter earlier.

Fund positioning in FUND was balanced in Q3 2020: 4 funds opened new positions, 4 closed out, 15 added to existing stakes and 12 trimmed.

The largest buyer was Stifel Financial, adding an estimated $975K. The largest seller was City of London Investment Management, cutting an estimated $237K.

  • 35 institutional investors held Sprott Focus Trust (FUND) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $38.3M of Sprott Focus Trust stock for Q3 2020, up 8% quarter-over-quarter.
  • 4 funds opened new Sprott Focus Trust positions in Q3 2020 and 4 closed out, a net change of 0 holders.
  • The largest Sprott Focus Trust buyer in Q3 2020 was Stifel Financial, an estimated $975K added.
  • The largest Sprott Focus Trust seller in Q3 2020 was City of London Investment Management, an estimated $237K sold.

Based on aggregated 13F filings for Q3 2020.