FUND

Sprott Focus Trust
FUND

Overview Fund Activity

35 hedge funds and large institutions have $38.3M invested in Sprott Focus Trust in 2020 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 15 increasing their positions, 12 reducing their positions, and 4 closing their positions.

Holders
35
Holders Change
–
Holders Change %
0%
% of All Funds
0.71%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.02%
New
4
Increased
15
Reduced
12
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Stifel Financial
1
Stifel Financial
Missouri
$2.52M
2
SFS
2
Shaker Financial Services
Virginia
$4.36M
3
Northwestern Mutual Wealth Management
3
Northwestern Mutual Wealth Management
Wisconsin
$4.57M
4
RCM
4
Rivernorth Capital Management
Florida
$4.03M
5
AA
5
AQR Arbitrage
Connecticut
$135K

Top Sellers

1
COLIM
1
City of London Investment Management
United Kingdom
$4.31M
2
Wells Fargo
2
Wells Fargo
California
$2.13M
3
CA
3
Cornerstone Advisors
North Carolina
$587K
4
DA
4
Doliver Advisors
Texas
$109K
5
FWM
5
Frontier Wealth Management
Missouri
$657K
Name Market Value Shares Shares
Change 		Shares
Change %
1CP
1
1607 Capital Partners
Virginia
$9.12M 1,532,704 +11,910 +0.8%
Northwestern Mutual Wealth Management
2
Northwestern Mutual Wealth Management
Wisconsin
$4.57M 768,186 +128,369 +20%
SFS
3
Shaker Financial Services
Virginia
$4.36M 731,969 +146,678 +25%
COLIM
4
City of London Investment Management
United Kingdom
$4.31M 725,746 -38,445 -5%
RCM
5
Rivernorth Capital Management
Florida
$4.03M 676,858 +78,419 +13%
Stifel Financial
6
Stifel Financial
Missouri
$2.52M 424,195 +158,137 +59%
Wells Fargo
7
Wells Fargo
California
$2.13M 357,862 -33,809 -9%
WAM
8
Wolverine Asset Management
Illinois
$998K 167,793 -5,331 -3%
FAAS
9
First Allied Advisory Services
California
$907K 152,482 -3,585 -2%
FWM
10
Frontier Wealth Management
Missouri
$657K 110,420 -17,644 -14%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$600K 100,796 -4,383 -4%
Morgan Stanley
12
Morgan Stanley
New York
$594K 99,860 +508 +0.5%
CA
13
Cornerstone Advisors
North Carolina
$587K 98,653 -26,313 -21%
UBS Group
14
UBS Group
Switzerland
$542K 91,074 -2,963 -3%
CRC
15
Curi RMB Capital
Illinois
$339K 56,991 -2,815 -5%
BBPWM
16
Blue Bell Private Wealth Management
Pennsylvania
$280K 47,075 +1,939 +4%
SI
17
Sprott Inc
Ontario, Canada
$222K 37,383 +13,355 +56%
Bank of America
18
Bank of America
North Carolina
$214K 36,064 -9,323 -21%
AA
19
AQR Arbitrage
Connecticut
$135K 22,753 +22,753 New
HighTower Advisors
20
HighTower Advisors
Illinois
$128K 21,501 -13,800 -39%
PAG
21
Private Advisor Group
New Jersey
$117K 19,775 – –
DA
22
Doliver Advisors
Texas
$109K 18,256 -21,134 -54%
IFWM
23
Institute for Wealth Management
Colorado
$108K 18,085 – –
LPL Financial
24
LPL Financial
California
$106K 17,844 +1,732 +11%
RIL
25
Rothschild Investment LLC
Illinois
$101K 16,941 +590 +4%
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