FUND

Sprott Focus Trust
FUND

Overview Fund Activity

36 hedge funds and large institutions have $49.3M invested in Sprott Focus Trust in 2017 Q4 according to their latest regulatory filings, with 4 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 1 closing their positions.

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
17
Reduced
8
Closed
1
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
COLIM
1
City of London Investment Management
United Kingdom
$8.41M
2
SFS
2
Shaker Financial Services
Virginia
$3.7M
3
SRC
3
Shufro Rose & Co
New York
$410K
4
Wells Fargo
4
Wells Fargo
California
$1.54M
5
VFA
5
Valeo Financial Advisors
Indiana
$311K

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$1.71M
2
Stifel Financial
2
Stifel Financial
Missouri
$5.56M
3
WAM
3
Wolverine Asset Management
Illinois
$962K
4
Geode Capital Management
4
Geode Capital Management
Massachusetts
$97K
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$10.5M 1,330,896 +37,138 +3%
COLIM
2
City of London Investment Management
United Kingdom
$8.41M 1,061,009 +204,844 +24%
1CP
3
1607 Capital Partners
Virginia
$6.62M 835,831 +900 +0.1%
Stifel Financial
4
Stifel Financial
Missouri
$5.56M 701,143 -61,646 -8%
SFS
5
Shaker Financial Services
Virginia
$3.7M 467,030 +157,001 +51%
Bank of America
6
Bank of America
North Carolina
$1.71M 215,258 -63,287 -23%
Wells Fargo
7
Wells Fargo
California
$1.54M 194,885 +40,383 +26%
FAAS
8
First Allied Advisory Services
California
$1.35M 169,941 +20,661 +14%
CA
9
Cornerstone Advisors
North Carolina
$1.28M 161,383 +11,549 +8%
Morgan Stanley
10
Morgan Stanley
New York
$1.2M 151,226 +24,541 +19%
WAM
11
Wolverine Asset Management
Illinois
$962K 121,551 -23,018 -16%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$868K 109,518 +538 +0.5%
BC
13
Brinker Capital
Pennsylvania
$845K 106,645 -4,040 -4%
BBPWM
14
Blue Bell Private Wealth Management
Pennsylvania
$630K 79,557 +33,931 +74%
SI
15
Sprott Inc
Ontario, Canada
$457K 57,779 -3,675 -6%
SRC
16
Shufro Rose & Co
New York
$410K 51,735 +51,735 New
TJHA
17
Thomas J. Herzfeld Advisors
Florida
$398K 50,276 +440 +0.9%
MC
18
Matisse Capital
Oregon
$383K 48,373 +35,543 +277%
CCP
19
Cardan Capital Partners
Colorado
$322K 40,759 +5,175 +15%
VFA
20
Valeo Financial Advisors
Indiana
$311K 39,250 +38,550 +5,507%
6M
21
6 Meridian
Kansas
$205K 25,848 +25,848 New
UBS Group
22
UBS Group
Switzerland
$195K 24,613 -3,424 -12%
Invesco
23
Invesco
Georgia
$182K 22,977 -2,768 -11%
LTFS
24
Ladenburg Thalmann Financial Services
Florida
$175K 22,096 +10,975 +99%
PVWM
25
Point View Wealth Management
New Jersey
$172K 21,693 – –
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