FUND

Sprott Focus Trust
FUND

Overview Fund Activity

33 hedge funds and large institutions have $44.5M invested in Sprott Focus Trust in 2017 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 4 closing their positions.

Holders
33
Holders Change
–
Holders Change %
0%
% of All Funds
0.82%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
4
Increased
16
Reduced
7
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$6.45M
2
SFS
2
Shaker Financial Services
Virginia
$2.4M
3
WAM
3
Wolverine Asset Management
Illinois
$1.12M
4
COLIM
4
City of London Investment Management
United Kingdom
$6.62M
5
SI
5
Sprott Inc
Ontario, Canada
$475K

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$0
2
SRC
2
Shufro Rose & Co
New York
$403K
3
Stifel Financial
3
Stifel Financial
Missouri
$5.89M
4
SG Americas Securities
4
SG Americas Securities
New York
$0
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$843K
Name Market Value Shares Shares
Change 		Shares
Change %
RCM
1
Rivernorth Capital Management
Florida
$10M 1,293,758 +24,692 +2%
COLIM
2
City of London Investment Management
United Kingdom
$6.62M 856,165 +71,023 +9%
1CP
3
1607 Capital Partners
Virginia
$6.45M 834,931 +136,848 +20%
Stifel Financial
4
Stifel Financial
Missouri
$5.89M 762,789 -14,307 -2%
SFS
5
Shaker Financial Services
Virginia
$2.4M 310,029 +119,659 +63%
Bank of America
6
Bank of America
North Carolina
$2.15M 278,545 -6,354 -2%
Wells Fargo
7
Wells Fargo
California
$1.19M 154,502 +24,708 +19%
CA
8
Cornerstone Advisors
North Carolina
$1.16M 149,834 +39,414 +36%
FAAS
9
First Allied Advisory Services
California
$1.15M 149,280 -6,077 -4%
WAM
10
Wolverine Asset Management
Illinois
$1.12M 144,569 +89,360 +162%
Morgan Stanley
11
Morgan Stanley
New York
$979K 126,685 +6,168 +5%
BC
12
Brinker Capital
Pennsylvania
$856K 110,685 -2,512 -2%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$843K 108,980 -8,562 -7%
SI
14
Sprott Inc
Ontario, Canada
$475K 61,454 +61,454 New
SRC
15
Shufro Rose & Co
New York
– – -51,550 Closed
TJHA
16
Thomas J. Herzfeld Advisors
Florida
$385K 49,836 +558 +1%
BBPWM
17
Blue Bell Private Wealth Management
Pennsylvania
$353K 45,626 +25,256 +124%
CCP
18
Cardan Capital Partners
Colorado
$275K 35,584 +2,279 +7%
UBS Group
19
UBS Group
Switzerland
$217K 28,037 +5,806 +26%
Geode Capital Management
20
Geode Capital Management
Massachusetts
$216K 28,038 +28,038 New
Invesco
21
Invesco
Georgia
$199K 25,745 -1,435 -5%
PVWM
22
Point View Wealth Management
New Jersey
$168K 21,693 – –
RJA
23
Raymond James & Associates
Florida
$161K 20,806 +19 +0.1%
HighTower Advisors
24
HighTower Advisors
Illinois
$146K 18,869 – –
RIL
25
Rothschild Investment LLC
Illinois
$137K 17,753 +227 +1%
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