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FUND

Sprott Focus Trust

29 hedge funds and large institutions have $31.3M invested in Sprott Focus Trust in 2022 Q3 according to their latest regulatory filings, with 3 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 3 | Existing positions closed: 2

30% more repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 10

0.01% more ownership

Funds ownership: 15.32%15.32% (+0.01%)

0% more funds holding

Funds holding: 2929 (0)

8% less capital invested

Capital invested by funds: $33.8M → $31.3M (-$2.56M)

Holders
29
Holders Change
Holders Change %
0%
% of All Funds
0.5%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
3
Increased
13
Reduced
10
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
1CP
1
1607 Capital Partners
Virginia
$6.05M -$106K -13,556 -2%
LPL Financial
2
LPL Financial
California
$4.1M -$26.5K -3,397 -0.6%
SFS
3
Shaker Financial Services
Virginia
$4.06M +$1.06M +136,060 +30%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$2.76M +$390K +50,114 +14%
IWC
5
Integrated Wealth Concepts
Massachusetts
$2M +$155K +19,919 +7%
EFS
6
Essex Financial Services
Connecticut
$1.91M -$1.26K -162 -0.1%
Morgan Stanley
7
Morgan Stanley
New York
$1.75M +$253K +32,439 +15%
Wells Fargo
8
Wells Fargo
California
$1.68M -$298K -38,313 -14%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$1.58M +$30.7K +3,944 +2%
SI
10
Sprott Inc
Ontario, Canada
$786K -$31.3K -4,020 -3%
Osaic Holdings
11
Osaic Holdings
Arizona
$738K +$320K +41,116 +62%
UBS Group
12
UBS Group
Switzerland
$719K +$3.01K +387 +0.4%
CAPTRUST Financial Advisors
13
CAPTRUST Financial Advisors
North Carolina
$652K +$738K +94,721 New
Northwestern Mutual Wealth Management
14
Northwestern Mutual Wealth Management
Wisconsin
$449K -$51.8K -6,656 -9%
Stifel Financial
15
Stifel Financial
Missouri
$372K -$23.6K -3,035 -5%
Bank of America
16
Bank of America
North Carolina
$282K -$1.17M -150,603 -79%
RIL
17
Rothschild Investment LLC
Illinois
$173K +$3.36K +432 +2%
IA
18
IFP Advisors
Florida
$172K +$92.8K +11,911 +123%
HighTower Advisors
19
HighTower Advisors
Illinois
$159K +$21.4K +2,744 +13%
PAG
20
Private Advisor Group
New Jersey
$154K -$779 -100 -0.4%
CAN
21
Cetera Advisor Networks
California
$151K -$154K -19,814 -47%
CA
22
CoreCap Advisors
Michigan
$124K +$2.43K +312 +2%
SCA
23
Snowden Capital Advisors
New York
$124K +$2.44K +313 +2%
MAA
24
Mraz Amerine & Associates
California
$116K
PGFC
25
Peapack-Gladstone Financial Corp
New Jersey
$108K

FUND Hedge Fund Activity: Q3 2022 in Review

29 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in Sprott Focus Trust (FUND) for Q3 2022, worth a combined $31.3M — down 7.6% from $33.8M a quarter earlier.

Buyers outnumbered sellers: 3 funds opened new FUND positions and 2 closed out — a net gain of 1 holder — while 13 added to existing stakes and 10 trimmed.

The largest buyer was Shaker Financial Services, adding an estimated $1.06M. The largest seller was Bank of America, cutting an estimated $1.17M.

  • 29 institutional investors held Sprott Focus Trust (FUND) as of Q3 2022, unchanged from Q2 2022.
  • Funds reported $31.3M of Sprott Focus Trust stock for Q3 2022, down 7.6% quarter-over-quarter.
  • 3 funds opened new Sprott Focus Trust positions in Q3 2022 and 2 closed out, a net change of +1 holder.
  • The largest Sprott Focus Trust buyer in Q3 2022 was Shaker Financial Services, an estimated $1.06M added.
  • The largest Sprott Focus Trust seller in Q3 2022 was Bank of America, an estimated $1.17M sold.

Based on aggregated 13F filings for Q3 2022.