FUND

Sprott Focus Trust
FUND

Overview Fund Activity

34 hedge funds and large institutions have $25.5M invested in Sprott Focus Trust in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 7 reducing their positions, and 0 closing their positions.

Holders
34
Holders Change
+4
Holders Change %
+13.33%
% of All Funds
0.91%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
16
Reduced
7
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SFS
1
Shaker Financial Services
Virginia
$2.17M
2
UBS Group
2
UBS Group
Switzerland
$189K
3
Wells Fargo
3
Wells Fargo
California
$2.12M
4
WAM
4
Wolverine Asset Management
Illinois
$153K
5
VKH
5
Virtu KCG Holdings
New York
$75K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$6.95M
2
LTFS
2
Ladenburg Thalmann Financial Services
Florida
$49K
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$663K
4
LPL Financial
4
LPL Financial
California
$92K
5
Stifel Financial
5
Stifel Financial
Missouri
$540K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.95M 956,153 -43,003 -4%
RCM
2
Rivernorth Capital Management
Florida
$4.61M 633,579 – –
SFS
3
Shaker Financial Services
Virginia
$2.17M 298,331 +169,672 +132%
Wells Fargo
4
Wells Fargo
California
$2.12M 292,244 +21,597 +8%
Bank of America
5
Bank of America
North Carolina
$1.22M 167,993 +5,426 +3%
EFS
6
Essex Financial Services
Connecticut
$1.21M 166,116 -418 -0.3%
SG Americas Securities
7
SG Americas Securities
New York
$1.05M 144,571 +2,114 +1%
VFS
8
VSR Financial Services
Kansas
$911K 124,664 – –
1CP
9
1607 Capital Partners
Virginia
$705K 96,911 – –
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$663K 91,118 -2,206 -2%
Stifel Financial
11
Stifel Financial
Missouri
$540K 74,223 -945 -1%
FAAS
12
First Allied Advisory Services
California
$535K 73,584 +3,983 +6%
TJHA
13
Thomas J. Herzfeld Advisors
Florida
$327K 44,962 +528 +1%
RIL
14
Rothschild Investment LLC
Illinois
$291K 40,044 -368 -0.9%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$281K 38,646 +58 +0.2%
HFS
16
HL Financial Services
Kentucky
$253K 34,868 +239 +0.7%
CWM
17
Concert Wealth Management
California
$225K 30,887 +3,949 +15%
UBS Group
18
UBS Group
Switzerland
$189K 26,005 +26,005 New
PVWM
19
Point View Wealth Management
New Jersey
$187K 25,752 – –
DA
20
Doliver Advisors
Texas
$176K 24,221 +8,033 +50%
WAM
21
Wolverine Asset Management
Illinois
$153K 21,101 +21,101 New
MAA
22
Mraz Amerine & Associates
California
$151K 20,807 – –
LPL Financial
23
LPL Financial
California
$92K 12,618 -1,140 -8%
APCM
24
Arbiter Partners Capital Management
New York
$87K 11,963 +104 +0.9%
VKH
25
Virtu KCG Holdings
New York
$75K 10,362 +10,362 New
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