LTFS
FUND

Ladenburg Thalmann Financial Services’s Sprott Focus Trust FUND Stock Holding History

Ladenburg Thalmann Financial Services’s Portfolio FUND Stock Details FUND Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2019
Q4 		$114K Hold
15,509
– – ﹤0.01% 2913
2019
Q3 		$105K Hold
15,509
– – ﹤0.01% 2903
2019
Q2 		$105K Buy
15,509
+3,167
+26% +$21.4K ﹤0.01% 2937
2019
Q1 		$85K Hold
12,342
– – ﹤0.01% 3001
2018
Q4 		$71K Sell
12,342
-4,406
-26% -$29.3K ﹤0.01% 3001
2018
Q3 		$124K Sell
16,748
-8,044
-32% -$61.8K ﹤0.01% 2667
2018
Q2 		$193K Hold
24,792
– – ﹤0.01% 2268
2018
Q1 		$193K Buy
24,792
+2,696
+12% +$21.6K ﹤0.01% 2268
2017
Q4 		$175K Buy
22,096
+10,975
+99% +$86.1K ﹤0.01% 2301
2017
Q3 		$86K Buy
11,121
+8,252
+288% +$61.7K ﹤0.01% 2702
2017
Q2 		$21K Buy
2,869
+3
+0.1% +$23 ﹤0.01% 3578
2017
Q1 		$21K Buy
2,866
+3
+0.1% +$22 ﹤0.01% 3528
2016
Q4 		$20K Buy
2,863
+5
+0.2% +$34 ﹤0.01% 3474
2016
Q3 		$20K Buy
2,858
+3
+0.1% +$21 ﹤0.01% 3401
2016
Q2 		$18K Sell
2,855
-4,218
-60% -$26.4K ﹤0.01% 3410
2016
Q1 		$43K Buy
7,073
+69
+1% +$380 ﹤0.01% 2707
2015
Q4 		$41K Buy
7,004
+86
+1% +$522 ﹤0.01% 2705
2015
Q3 		$41K Buy
6,918
+66
+1% +$426 ﹤0.01% 2601
2015
Q2 		$49K Sell
6,852
-1,898
-22% -$14K ﹤0.01% 2594
2015
Q1 		$63K Buy
8,750
+1,893
+28% +$13.6K ﹤0.01% 2396
2014
Q4 		$49K Sell
6,857
-5,198
-43% -$38.7K ﹤0.01% 2374
2014
Q3 		$94K Buy
12,055
+106
+0.9% +$868 ﹤0.01% 1636
2014
Q2 		$101K Hold
11,949
– – ﹤0.01% 1595
2014
Q1 		$94K Sell
11,949
-1,281
-10% -$9.74K ﹤0.01% 1535
2013
Q4 		$99K Buy
13,230
+149
+1% +$1.1K ﹤0.01% 1484
2013
Q3 		$93K Buy
13,081
+175
+1% +$1.25K ﹤0.01% 1438
2013
Q2 		$89K Buy
+12,906
New +$88.7K ﹤0.01% 1372

Other funds holding FUND

1CP
1607 Capital Partners Richmond, Virginia $1.39B AUM 8.35% 1-Year Est. Return
COLIM
City of London Investment Management London, United Kingdom $1.38B AUM 42.43% 1-Year Est. Return
SFS
Shaker Financial Services Arlington, Virginia $319M AUM 3.9% 1-Year Est. Return
RCM
Rivernorth Capital Management West Palm Beach, Florida $2B AUM 0.66% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Northwestern Mutual Wealth Management
Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return
FAAS
First Allied Advisory Services San Diego, California $2.98B AUM 15.89% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Ladenburg Thalmann Financial Services's FUND Position: Q4 2019 in Review

Ladenburg Thalmann Financial Services held its Sprott Focus Trust (FUND) position steady in Q4 2019 at 15,509 shares worth $114K. The position accounts for ﹤0.01% of the portfolio, ranked #2913.

Ladenburg Thalmann Financial Services first reported a position in FUND in Q2 2013 and has held it in 27 quarters since. The position peaked at $193K in Q2 2018. 30 funds tracked by Wall St. Rank hold FUND as of Q4 2019.

  • Ladenburg Thalmann Financial Services held 15,509 shares of Sprott Focus Trust worth $114K as of Q4 2019.
  • Ladenburg Thalmann Financial Services left its Sprott Focus Trust share count unchanged in Q4 2019.
  • Sprott Focus Trust made up ﹤0.01% of Ladenburg Thalmann Financial Services's portfolio in Q4 2019, its #2913 holding.
  • Ladenburg Thalmann Financial Services first reported a position in Sprott Focus Trust in Q2 2013 and has held it in 27 quarters since.
  • Ladenburg Thalmann Financial Services's Sprott Focus Trust position peaked at $193K in Q2 2018.
  • 30 funds tracked by Wall St. Rank held Sprott Focus Trust as of Q4 2019.

Based on Ladenburg Thalmann Financial Services's 13F filing for Q4 2019, filed 14 Feb 2020.