FUND

Sprott Focus Trust
FUND

Overview Fund Activity

36 hedge funds and large institutions have $27.9M invested in Sprott Focus Trust in 2015 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 19 increasing their positions, 10 reducing their positions, and 2 closing their positions.

Holders
36
Holders Change
+3
Holders Change %
+9.09%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
5
Increased
19
Reduced
10
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
1CP
1
1607 Capital Partners
Virginia
$1.21M
2
COLIM
2
City of London Investment Management
United Kingdom
$467K
3
CA
3
Cornerstone Advisors
North Carolina
$542K
4
SFS
4
Shaker Financial Services
Virginia
$4.25M
5
RTS
5
Round Table Services
New Jersey
$225K

Top Sellers

1
SG Americas Securities
1
SG Americas Securities
New York
$0
2
DA
2
Doliver Advisors
Texas
$100K
3
Wells Fargo
3
Wells Fargo
California
$1.95M
4
VKH
4
Virtu KCG Holdings
New York
$0
5
Commonwealth Equity Services
5
Commonwealth Equity Services
Massachusetts
$158K
Name Market Value Shares Shares
Change 		Shares
Change %
Morgan Stanley
1
Morgan Stanley
New York
$6.67M 942,533 +18,672 +2%
RCM
2
Rivernorth Capital Management
Florida
$4.49M 633,579 – –
SFS
3
Shaker Financial Services
Virginia
$4.25M 600,185 +40,436 +7%
Wells Fargo
4
Wells Fargo
California
$1.95M 274,667 -14,772 -5%
Bank of America
5
Bank of America
North Carolina
$1.44M 203,533 +29,628 +17%
WAM
6
Wolverine Asset Management
Illinois
$1.32M 187,032 +23,833 +15%
1CP
7
1607 Capital Partners
Virginia
$1.21M 170,159 +71,548 +73%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$723K 102,050 +10,052 +11%
FAAS
9
First Allied Advisory Services
California
$588K 82,777 +2,237 +3%
CA
10
Cornerstone Advisors
North Carolina
$542K 76,500 +51,195 +202%
Geode Capital Management
11
Geode Capital Management
Massachusetts
– – – –
Stifel Financial
12
Stifel Financial
Missouri
$474K 66,973 -855 -1%
COLIM
13
City of London Investment Management
United Kingdom
$467K 65,931 +65,931 New
SRC
14
Shufro Rose & Co
New York
$454K 64,134 +133 +0.2%
TJHA
15
Thomas J. Herzfeld Advisors
Florida
$357K 50,492 +5,530 +12%
AA
16
AQR Arbitrage
Connecticut
$305K 43,056 +30,219 +235%
LCM
17
Landscape Capital Management
New Jersey
$280K 39,502 +28,586 +262%
RTS
18
Round Table Services
New Jersey
$225K 31,800 +31,800 New
BBPWM
19
Blue Bell Private Wealth Management
Pennsylvania
$197K 27,877 +17,933 +180%
HFS
20
HL Financial Services
Kentucky
$185K 26,173 -3,825 -13%
PVWM
21
Point View Wealth Management
New Jersey
$182K 25,752 – –
UBS Group
22
UBS Group
Switzerland
$179K 25,270 -5,724 -18%
RIL
23
Rothschild Investment LLC
Illinois
$175K 24,722 -2,398 -9%
Commonwealth Equity Services
24
Commonwealth Equity Services
Massachusetts
$158K 22,354 -8,469 -27%
CRC
25
Curi RMB Capital
Illinois
$124K 17,520 +17,520 New
1
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